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arXiv:1311.2651 · IEEE Transactions on Communications

MIMO Broadcast Channel with an Unknown Eavesdropper: Secrecy Degrees of Freedom

Xiang He, Ashish J. Khisti, Aylin Yener

Published Jan 1, 2014• 20 citations
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Abstract

We study a multi-antenna broadcast channel with two legitimate receivers and an external eavesdropper. We assume that the channel matrix of the eavesdropper is unknown to the legitimate terminals but satisfies a maximum rank constraint. As our main result we characterize the associated secrecy degrees of freedom for the broadcast channel with common and private messages. We show that a direct extension of the single-user wiretap codebook does not achieve the secrecy degrees of freedom. Our proposed optimal scheme involves decomposing the signal space into a common subspace, which can be observed by both receivers, and private subspaces which can be observed by only one of the receivers, and carefully transmitting a subset of messages in each subspace. We also consider the case when each user's private message must additionally remain confidential from the other legitimate receiver and characterize the s.d.o.f. region in this case.

DOI
10.1109/tcomm.2013.112213.130302

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We study a multi-antenna broadcast channel with two legitimate receivers and an external eavesdropper. We assume that the channel matrix of the eavesdropper is unknown to the legitimate terminals but satisfies a maximum rank constraint. As our main result we characterize the associated secrecy degrees of freedom for the broadcast channel with common and private messages. We show that a direct extension of the single-user wiretap codebook does not achieve the secrecy degrees of freedom. Our proposed optimal scheme involves decomposing the signal space into a common subspace, which can be observed by both receivers, and private subspaces which can be observed by only one of the receivers, and carefully transmitting a subset of messages in each subspace. We also consider the case when each user's private message must additionally remain confidential from the other legitimate receiver and characterize the s.d.o.f. region in this case.
A two-receiver MIMO broadcast-wiretap channel is considered where the channel state of the eavesdropper is arbitrarily varying. It is assumed that the eavesdropper knows this channel state perfectly whereas the legitimate nodes have no knowledge of it. It is further assumed that the eavesdropper experiences no additive noise. The channel between the transmitter and the two legitimate receivers is a constant MIMO Gaussian broadcast channel. This paper establishes the secrecy degrees of freedom region for transmitting a common-confidential message as well as a private- confidential message to each receiver. It is observed that a straightforward extension of single user random binning does not achieve the optimal secrecy degrees of freedom (s.d.o.f.) region. The proposed coding scheme that achieves the s.d.o.f. region involves simultaneous diagonalization of the channel matrices of the two legitimate receivers using the generalized singular value decomposition (GSVD) as well as a particular \emph{structured binning} across codebooks that minimizes the rate of the fictitious message. While the focus is on achieving weak secrecy for ease of exposition, an outline is provided on how the results can be extended for achieving strong secrecy.
A two-transmitter Gaussian multiple access wiretap channel with multiple antennas at each of the nodes is investigated. The channel matrices of the legitimate users are fixed and revealed to all the terminals, whereas the channel matrices of the eavesdropper are arbitrarily varying and only known to the eavesdropper. The secrecy degrees of freedom (s.d.o.f.) region under a strong secrecy constraint is characterized. A transmission scheme that orthogonalizes the transmit signals of the two users at the intended receiver, and uses a single-user wiretap code for each user, is shown to achieve the s.d.o.f. region. The converse involves establishing an upper bound on a weighted-sum-rate expression. This is accomplished by using induction, where at each step one combines the secrecy and multiple-access constraints associated with an adversary eavesdropping a carefully selected group of sub-channels.
We consider three different secure broadcasting scenarios: i) Broadcast channels with common and confidential messages (BCC), ii) multi-receiver wiretap channels with public and confidential messages, and iii) compound wiretap channels. The BCC is a broadcast channel with two users, where in addition to the common message sent to both users, a private message, which needs to be kept hidden as much as possible from the other user, is sent to each user. In this model, each user treats the other user as an eavesdropper. The multi-receiver wiretap channel is a broadcast channel with two legitimate users and an external eavesdropper, where the transmitter sends a pair of public and confidential messages to each legitimate user. Although there is no secrecy concern about the public messages, the confidential messages need to be kept perfectly secret from the eavesdropper. The compound wiretap channel is a compound broadcast channel with a group of legitimate users and a group of eavesdroppers. In this model, the transmitter sends a common confidential message to the legitimate users, and this confidential message needs to be kept perfectly secret from all eavesdroppers. In this paper, we provide a survey of the existing information-theoretic results for these three forms of secure broadcasting problems, with a closer look at the Gaussian multiple-input multiple-output (MIMO) channel models. We also present the existing results for the more general discrete memory-less channel models, as they are often the first step in obtaining the capacity results for the corresponding Gaussian MIMO channel models.
We study the Gaussian multiple-input multiple-output (MIMO) wiretap channel, which consists of a transmitter, a legitimate user, and an eavesdropper. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. Moreover, the legitimate user receives a private message, which is desired to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region of the Gaussian MIMO wiretap channel. This region contains all achievable common message, private message, and private message's equivocation rates. This capacity-equivocation region is equal to the capacity region of a Gaussian MIMO broadcast channel where the transmitter sends a common message to both the legitimate user and the eavesdropper, a public message to the legitimate user on which there is no secrecy constraint, and a confidential message to the legitimate user which needs to kept perfectly secret from the eavesdropper.
We investigate a two-transmitter Gaussian multiple access wiretap channel with multiple antennas at each of the nodes. The channel transfer matrices at the legitimate terminals are fixed and revealed to all the terminals, whereas the channel transfer matrix of the eavesdropper is arbitrarily varying and only revealed to the eavesdropper. We characterize the secrecy degrees of freedom (s.d.o.f.) region under a strong secrecy constraint. A transmission scheme that orthogonalizes the transmit signals of the two users at the intended receiver and uses a single-user wiretap code is sufficient to achieve the s.d.o.f. region. The converse involves establishing an upper bound on a weighted-sum-rate expression. This is accomplished by using an induction procedure, where at each step we combine the secrecy and multiple-access constraints associated with an adversary eavesdropping a carefully selected group of sub-channels.
We investigate the secure degrees of freedom (SDoF) of the wiretap and the K user Gaussian broadcast channels with multiple antennas at the transmitter, the legitimate receivers and an unknown number of eavesdroppers each with a number of antennas less than or equal to a known value NE. The channel matrices between the legitimate transmitter and the receivers are available everywhere, while the legitimate pair have no information about the eavesdroppers' channels. We provide the exact sum SDoF for the considered system. A new comprehensive upperbound is deduced and a new achievable scheme based on utilizing jamming is exploited. We prove that cooperative jamming is SDoF optimal even without the eavesdropper CSI available at the transmitters.