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arXiv:1310.0284 · New Journal of Physics

Causal structures from entropic information: geometry and novel scenarios

Rafael Chaves, Lukas Luft, David Gross

Published Apr 3, 2014• 67 citations
arXivHTMLPDF

Abstract

Bell's theorem in physics, as well as causal discovery in machine learning, both face the problem of deciding whether observed data is compatible with a presumed causal relationship between the variables (for example, a local hidden variable model). Traditionally, Bell inequalities have been used to describe the restrictions imposed by causal structures on marginal distributions. However, some structures give rise to non-convex constraints on the accessible data, and it has recently been noted that linear inequalities on the observable entropies capture these situations more naturally. In this paper, we show the versatility of the entropic approach by greatly expanding the set of scenarios for which entropic constraints are known. For the first time, we treat Bell scenarios involving multiple parties and multiple observables per party. Going beyond the usual Bell setup, we exhibit inequalities for scenarios with extra conditional independence assumptions, as well as a limited amount of shared randomness between the parties. Many of our results are based on a geometric observation: Bell polytopes for two-outcome measurements can be naturally imbedded into the convex cone of attainable marginal entropies. Thus, any entropic inequality can be translated into one valid for probabilities. In some situations the converse also holds, which provides us with a rich source of candidate entropic inequalities.

DOI
10.1088/1367-2630/16/4/043001

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Bell's theorem in physics, as well as causal discovery in machine learning, both face the problem of deciding whether observed data is compatible with a presumed causal relationship between the variables (for example, a local hidden variable model). Traditionally, Bell inequalities have been used to describe the restrictions imposed by causal structures on marginal distributions. However, some structures give rise to non-convex constraints on the accessible data, and it has recently been noted that linear inequalities on the observable entropies capture these situations more naturally. In this paper, we show the versatility of the entropic approach by greatly expanding the set of scenarios for which entropic constraints are known. For the first time, we treat Bell scenarios involving multiple parties and multiple observables per party. Going beyond the usual Bell setup, we exhibit inequalities for scenarios with extra conditional independence assumptions, as well as a limited amount of shared randomness between the parties. Many of our results are based on a geometric observation: Bell polytopes for two-outcome measurements can be naturally imbedded into the convex cone of attainable marginal entropies. Thus, any entropic inequality can be translated into one valid for probabilities. In some situations the converse also holds, which provides us with a rich source of candidate entropic inequalities.
Causal discovery, the process of inferring cause-and-effect relationships from observational data, is a fundamental challenge across science and engineering. Traditional approaches often rely on assumptions about functional forms, linearity, or acyclicity, which may not hold in complex systems. This paper explores the "entropic geometry" framework as a powerful, non-parametric approach to causal discovery. By representing causal structures within the convex cone of attainable marginal entropies, this method can uncover intricate, non-convex constraints that are inaccessible to standard probabilistic techniques, particularly in scenarios involving hidden variables or quantum entanglement. We review the theoretical underpinnings of entropic geometry, illustrating how entropic inequalities precisely characterize the compatibility of observed data with various causal models. Furthermore, we discuss its versatility in expanding the set of known entropic constraints for complex scenarios, including multi-party interactions and systems with shared randomness. The paper highlights how this geometric perspective provides a rigorous and expressive language for understanding causal relationships, bridging concepts from information theory, statistical physics, and machine learning. We discuss the implications for empirical causal inference, computational challenges, and future research directions, positioning entropic geometry as a critical tool for advancing causal understanding in diverse scientific disciplines.
The joint probability distribution of observable variables from a system is constrained by the underlying causal structure. In the presence of hidden variables, untestable independencies that involve hidden variables lead to testable causally-imposed inequality constraints for observable variables, whose violation can reject the compatibility of a causal structure with data. One type of causally informative inequalities is entropic inequalities, which appear in the space of entropic terms associated with the distribution of observable variables. We derive a new type of minimum information (minInf) entropic inequalities that substantially increases causal inference power. These new entropic inequalities appear when considering the constraints that the causal structure imposes on entropic terms determined by information minimization within families of distributions that preserve sets of marginals shared with the original distribution. We introduce a new family of minInf data processing inequalities and a procedure to recursively combine different types of data processing inequalities to create tighter testable entropic inequalities. We extensively illustrate the applicability of this procedure in the instrumental causal scenario, integrating the new inequalities with standard instrumental entropic inequalities constructed with multivariate instrumental sets. We also provide additional examples with other types of entropic inequalities, such as the Information Causality and Groups-Decomposition inequalities.
It is a recent realization that many of the concepts and tools of causal discovery in machine learning are highly relevant to problems in quantum information, in particular quantum nonlocality. The crucial ingredient in the connection between both fields is the mathematical theory of causality, allowing for the representation of arbitrary causal structures and providing a rigorous tool to reason about probabilistic causation. Indeed, Bell's theorem concerns a very particular kind of causal structure and Bell inequalities are a special case of linear constraints following from such models. It is thus natural to look for generalizations involving more complex Bell scenarios. The problem, however, relies on the fact that such generalized scenarios are characterized by polynomial Bell inequalities and no current method is available to derive them beyond very simple cases. In this work, we make a significant step in that direction, providing a new, general, and conceptually clear method for the derivation of polynomial Bell inequalities in a wide class of scenarios. We also show how our construction can be used to allow for relaxations of causal constraints and naturally gives rise to a notion of nonsignaling in generalized Bell networks.
A causal structure is a relationship between observed variables that in general restricts the possible correlations between them. This relationship can be mediated by unobserved systems, modelled by random variables in the classical case or joint quantum systems in the quantum case. One way to differentiate between the correlations realisable by two different causal structures is to use entropy vectors, i.e., vectors whose components correspond to the entropies of each subset of the observed variables. To date, the starting point for deriving entropic constraints within causal structures are the so-called Shannon inequalities (positivity of entropy, conditional entropy and conditional mutual information). In the present work we investigate what happens when non-Shannon entropic inequalities are included as well. We show that in general these lead to tighter outer approximations of the set of realisable entropy vectors and hence enable a sharper distinction of different causal structures. Since non-Shannon inequalities can only be applied amongst classical variables, it might be expected that their use enables an entropic distinction between classical and quantum causal structures. However, this remains an open question. We also introduce techniques for deriving inner approximations to the allowed sets of entropy vectors for a given causal structure. These are useful for proving tightness of outer approximations or for finding interesting regions of entropy space. We illustrate these techniques in several scenarios, including the triangle causal structure.
Bell inequalities characterize the boundary of the local-realist correlation polytope -- the set of joint probability distributions achievable by classical hidden-variable models. Quantum mechanics exceeds this boundary through non-commutativity, reaching the Tsirelson bound 222\sqrt{2}22​ for CHSH. We show that this polytope structure is not specific to quantum foundations: it appears identically in the causal inference literature, where the instrumental inequality, the Balke--Pearl linear programming bounds, and the Tian--Pearl probabilities of causation all arise as facets of the same marginal compatibility polytope. Fine's theorem -- that CHSH inequalities hold if and only if a joint distribution exists -- is precisely the pivot: the instrumental variable model in causal inference is structurally equivalent to the Bell local hidden-variable model, with the instrument playing the role of the measurement setting and the latent confounder playing the role of the hidden variable λλλ. We develop this correspondence in detail, extending it to algorithmic (Kolmogorov complexity) and entropic formulations of Bell inequalities, the NPA semidefinite programming hierarchy, and the MIP∗^*∗=RE undecidability result. We further show that the Born-rule / Bayes-rule duality underlying quantum Bayesian computation exploits the same non-commutativity that enables Bell violation, providing polynomial speedups for posterior inference. The framework yields a concrete dictionary between quantum information theory, causal econometrics, and Bayesian computation, and suggests new directions including NPA-based quantum causal inference algorithms and quantum architectures for function approximation.
A causal structure is a relationship between observed variables that in general restricts the possible correlations between them. This relationship can be mediated by unobserved systems, modelled by random variables in the classical case or joint quantum systems in the quantum case. One way to differentiate between the correlations realisable by two different causal structures is to use entropy vectors, i.e., vectors whose components correspond to the entropies of each subset of the observed variables. To date, the starting point for deriving entropic constraints within causal structures are the so-called Shannon inequalities (positivity of entropy, conditional entropy and conditional mutual information). In the present work we investigate what happens when non-Shannon entropic inequalities are included as well. We show that in general these lead to tighter outer approximations of the set of realisable entropy vectors and hence enable a sharper distinction of different causal structures. Since non-Shannon inequalities can only be applied amongst classical variables, it might be expected that their use enables an entropic distinction between classical and quantum causal structures. However, this remains an open question. We also introduce techniques for deriving inner approximations to the allowed sets of entropy vectors for a given causal structure. These are useful for proving tightness of outer approximations or for finding interesting regions of entropy space. We illustrate these techniques in several scenarios, including the triangle causal structure.