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arXiv:1309.5284 · Physical Review B

Extremely correlated Fermi liquid theory meets dynamical mean-field theory: Analytical insights into the doping-driven Mott transition

Rok Žitko, Daniel Hansen, Edward Perepelitsky, Jernej Mravlje, Antoine Georges, B. Sriram Shastry

Published Dec 30, 2013• 34 citations
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Abstract

We consider a doped Mott insulator in the large dimensionality limit within both the recently developed extremely correlated Fermi liquid (ECFL) theory and the dynamical mean-field theory (DMFT). We show that the general structure of the ECFL sheds light on the rich frequency dependence of the DMFT self-energy. Using the leading Fermi liquid form of the two key auxiliary functions introduced in the ECFL theory, we obtain an analytical ansatz, which provides a good quantitative description of the DMFT self-energy down to hole doping level $\ensuremath{\delta}\ensuremath{\simeq}0.2$. In particular, the deviation from Fermi liquid behavior and the corresponding particle-hole asymmetry developing at a low-energy scale are well reproduced by this ansatz. The DMFT being exact at large dimensionality, our study also provides a benchmark of the ECFL in this limit. We find that the main features of the self-energy and spectral line shape are well reproduced by the ECFL calculations in the $O({\ensuremath{\lambda}}^{2})$ minimal scheme, for not too low doping level $\ensuremath{\delta}\ensuremath{\gtrsim}0.3$. The DMFT calculations reported here are performed using a state-of-the-art numerical renormalization-group impurity solver, which yields accurate results down to an unprecedentedly small doping level $\ensuremath{\delta}\ensuremath{\lesssim}0.001$.

DOI
10.1103/physrevb.88.235132

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Recent progress in extremely correlated Fermi liquid theory (ECFL) and the dynamical mean field theory (DMFT) enables us to accurately compute in the $d\ensuremath{\rightarrow}\ensuremath{\infty}$ limit the resistivity of the $t\ensuremath{-}J$ model after setting $J\ensuremath{\rightarrow}0$. This is also the $U=\ensuremath{\infty}$ Hubbard model. Since $J$ is set to zero, our study isolates the dynamical effects of the single occupation constraint enforced by the projection operator originally introduced by Gutzwiller. We study three densities $n=.75,.8,.85$ that correspond to a range between the overdoped and optimally doped Mott insulating state. We delineate four distinct regimes separated by three crossovers, which are characterized by different behaviors of the resistivity $\ensuremath{\rho}$. We find at the lowest temperature $T$ a Gutzwiller correlated Fermi liquid regime with $\ensuremath{\rho}\ensuremath{\propto}{T}^{2}$ extending up to an effective Fermi temperature that is dramatically suppressed from the noninteracting value by the proximity to half filling, $n\ensuremath{\sim}1$. This is followed by a Gutzwiller correlated strange metal regime with $\ensuremath{\rho}\ensuremath{\propto}(T\ensuremath{-}{T}_{0})$, i.e., a linear resistivity extrapolating back to $\ensuremath{\rho}=0$ at a positive ${T}_{0}$. At a higher temperature scale this crosses over into the bad metal regime with $\ensuremath{\rho}\ensuremath{\propto}(T+{T}_{1})$, i.e., a linear resistivity extrapolating back to a finite resistivity at $T=0$ and passing through the Ioffe-Regel-Mott value where the mean free path is a few lattice constants. This regime finally gives way to the high $T$ metal regime, where we find $\ensuremath{\rho}\ensuremath{\propto}T$, i.e., a linear resistivity extrapolating back to zero at $T=0$. The present work emphasizes the first two, i.e., the two lowest temperature regimes, where the availability of an analytical ECFL theory is of help in identifying the changes in related variables entering the resistivity formula that accompanies the onset of linear resistivity, and the numerically exact DMFT helps to validate the results. We also examine thermodynamical variables such as the magnetic susceptibility, compressibility, heat capacity, and entropy and correlate changes in these with the change in resistivity. This exercise casts valuable light on the nature of charge and spin correlations in the Gutzwiller correlated strange metal regime, which has features in common with the physically relevant strange metal phase seen in strongly correlated matter.

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A model study of momentum-selective Mott physics

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The Fermi liquid theory is a central concept in modern condensed matter physics used to describe conventional metals. A state of this universality class consists of well-defined quasiparticles, which occupy a finite number of states within a Fermi volume defined in momentum space. According to the Luttinger’s theorem, such a state encloses a Fermi volume proportional to the electron density modulo the filled bands if no symmetry is broken. In the past decades strong deviations from Fermi liquid theory have been observed in the scaling behavior of thermodynamic observables in different materials, among which are for instance cuprates and iron pnictides. This thesis is about two prototypical systems that can not be described by Fermi liquid theory. The first part of this work investigates two-dimensional effective models, which are in a Mott insulating state at half-filling and have a finite conductivity when doped with holes. In such a Mott insulating state, the charge carriers are strongly localized due to the Coulomb repulsion. Hence, strong correlations are assumed to have a strong impact on the formation of the ground state, also in the regime of small hole concentration. In a first project we have used a so-called spinon dopon mean-field theory to represent the two-dimensional Fermi-Hubbard model with strong on-site repulsive interaction in effective degrees of freedom, in which the holes can be embedded into a quantum spin liquid. The corresponding SU(2) invariant ground state belongs to the class of fractionalized Fermi liquids. In a second project we investigate a quantum dimer model, an effective model based on a Hilbert space spanned by short range singlets and bound states of holes and spins. The focus here is on the calculation of the hole-part of the electron spectral function by using exact diagonalization and its comparison with two analytic methods, a diagrammatic computation based on the Bethe-Salpeter equation and a so-called two-mode approximation. The electron spectral function shows a similar analytic form in momentum space between nodal and antinodal point when compared to results from photoemission spectroscopy experiments on cuprates. Furthermore, in a subsequent work we calculate the exact ground state of the quantum dimer model along a certain parameter line. In order to analyze the behavior of the elctron spectral function when increasing the density of holes, we investigate the Fermi-Hubbard model in a current project using a dynamical mean-field approach. To solve the 4-site cluster impurity problem, we use a numerical renormalization group approach. However, numerical limitations force us to restrict the analysis to spin-polarized baths. According to the spectral data, the system is similar to the SU(2) invariant case at half-filling in a Mott insulating state and posseses a momentum-selective energy gap at finite doping. The topology of the Fermi surface shows a Lifshitz transition when increasing the hole concentration. Here, the curvature of the Fermi surface changes from electron- to hole-like. For comparison we apply the dynamical mean-field theory also to the quantum dimer model and observe that the electron spectral functions at finite doping are qualitatively similar to that of the two-dimensional Fermi-Hubbard model. The second half of the work is about Tomonaga-Luttinger liquid theory, which is used to describe the low-energy effective degrees of freedom of one-dimensional systems. Here, we first discuss a conceptional extension of the operator-based bosonization theory for one-dimensional systems. This extension is especially suited for inhomogeneous one-dimensional systems. First, we investigate a one-dimensional system with a local interation potential and compute an exact solution of the single particle propagator at T = 0. The critical exponent of the single particle propagator has an unconventional form as a function of the microscopic Tomonaga-Luttinger parameters, which is not covered by the original Luttinger paradigm postulated by F. Duncan M. Haldane. In a second project on one-dimensional systems, we study the impact of scattering processes among bosonic low-energy excitations on the thermalization process. Such scattering processes are irrelevant on large length scales, however strongly affect the dynamics. In our analytic analysis we focus on a experimental setup, where a one-dimensional Bose gas is instantaneously splitted in two identical, however strongly correlated, halves of one-dimensional electronic systems. In the following, the corresponding non-equilibrium state runs through multiple regimes in time, such as a metastable prethermalization regime. However, above a certain threshold in time such scattering processes cause an effective thermalization of the system. In order to demonstrate this, we compute the kinetic equation in the Keldysh field integral formalism from a diagrammatic expansion based on a self-consistent Born approximation.

•Jan 1, 2020•0 citations
We consider a doped Mott insulator in the large dimensionality limit within both the recently developed extremely correlated Fermi liquid (ECFL) theory and the dynamical mean-field theory (DMFT). We show that the general structure of the ECFL sheds light on the rich frequency dependence of the DMFT self-energy. Using the leading Fermi liquid form of the two key auxiliary functions introduced in the ECFL theory, we obtain an analytical ansatz, which provides a good quantitative description of the DMFT self-energy down to hole doping level \ensuremathδ\ensuremath≃0.2\ensuremath{\delta}\ensuremath{\simeq}0.2\ensuremathδ\ensuremath≃0.2. In particular, the deviation from Fermi liquid behavior and the corresponding particle-hole asymmetry developing at a low-energy scale are well reproduced by this ansatz. The DMFT being exact at large dimensionality, our study also provides a benchmark of the ECFL in this limit. We find that the main features of the self-energy and spectral line shape are well reproduced by the ECFL calculations in the O(\ensuremathλ2)O({\ensuremath{\lambda}}^{2})O(\ensuremathλ2) minimal scheme, for not too low doping level \ensuremathδ\ensuremath≳0.3\ensuremath{\delta}\ensuremath{\gtrsim}0.3\ensuremathδ\ensuremath≳0.3. The DMFT calculations reported here are performed using a state-of-the-art numerical renormalization-group impurity solver, which yields accurate results down to an unprecedentedly small doping level \ensuremathδ\ensuremath≲0.001\ensuremath{\delta}\ensuremath{\lesssim}0.001\ensuremathδ\ensuremath≲0.001.
The effect of doping in the two-dimensional Hubbard model is studied within finite-temperature exact diagonalization combined with cluster dynamical mean-field theory. By employing a mixed basis involving cluster sites and bath molecular orbitals for the projection of the lattice Green's function onto $2\ifmmode\times\else\texttimes\fi{}2$ clusters, a considerably more accurate description of the low-frequency properties of the self-energy is achieved than in a pure site picture. To evaluate the phase diagram, the transition from Fermi-liquid to non-Fermi-liquid behavior for decreasing hole doping is studied as a function of Coulomb energy, next-nearest-neighbor hopping, and temperature. The self-energy component ${\ensuremath{\Sigma}}_{X}$ associated with $X=(\ensuremath{\pi},0)$ is shown to develop a collective mode above EF{E}_{F}EF​, whose energy and strength exhibits a distinct dispersion with doping. This low-energy excitation gives rise to non-Fermi-liquid behavior as the hole doping decreases below a critical value ${\ensuremath{\delta}}_{c}$, and to an increasing particle-hole asymmetry, in agreement with recent photoemission data. This behavior is consistent with the removal of spectral weight from electron states above EF{E}_{F}EF​ and the opening of a pseudogap, which increases with decreasing doping. The phase diagram reveals that ${\ensuremath{\delta}}_{c}\ensuremath{\approx}0.15\dots{}0.20$ for various system parameters. For electron doping, the collective mode of ${\ensuremath{\Sigma}}_{X}(\ensuremath{\omega})$ and the concomitant pseudogap are located below the Fermi energy, which is consistent with the removal of spectral weight from the hole states just below EF{E}_{F}EF​. The critical doping, which marks the onset of non-Fermi-liquid behavior, is systematically smaller than for hole doping.
In this work, we apply the extremely correlated Fermi liquid (ECFL) theory into studying the ttt-t′t't′-JJJ model in one and two dimensions. In 1-d, we combine ECFL and time-dependent density matrix renormalization group (tDMRG) method. The two methods provide a unique insight into the strong momentum dependence of the self-energy of this prototypical non-Fermi liquid, described at low energies as aTomonaga-Luttinger liquid. We also demonstrate its intimate relationship to spin-charge separation,i.e. the splitting of Landau quasiparticles of higher dimensions into two constituents, driven bystrong quantum fluctuations inherent in one dimension. In 2-d, low energy properties of the metallic state of the two-dimensional ttt-JJJ model are presented for second neighbor hopping with hole-doping (t′leq0t'\\leq0t′leq0) and electron-doping (t′>0t'>0t′>0), with various superexchange energy JJJ. The density and temperature dependent spectral properties, resistivity and Hall response are calculated. The spectral features display high thermal sensitivity at modest T for density ngeq0.8n\\geq 0.8ngeq0.8, implying a suppression of the effective Fermi-liquid temperature by two orders of magnitude relative to the bare bandwidth. Flipping the sign of t′t't′ or varying doping delta\\deltadelta changes the curvature of the resistivity versus T curves between convex and concave, consistent to experimental findings.
In this work, we describe the simplifications to the Extremely Correlated Fermi Liquid Theory (ECFL) \\cite{ECFL, Monster} which occur in the limit of infinite spatial dimensions. In particular, we show that the single-particle electron Green's function G(k) can be written in terms of two momentum-independent self-energies. Moreover, we elucidate the nature of the ECFL \\lambda expansion in the limit of infinite dimensions and carry out this expansion explicitly to O(\\lambda^2). Additionally, we demonstrate the vanishing of vertex corrections to the optical conductivity in general and to each order in \\lambda in the limit of infinite dimensions. We generalize the ECFL formalism to the infinite-U Anderson impurity model (AIM) , and demonstrate a Dynamical Mean-Field Theory (DMFT) like mapping between the ECFL objects of the infinite-dimensional t-J model and the infinite-U AIM, and show that this mapping holds to each order in \\lambda. We compute the spectral function for the AIM to O (\\lambda^2) and make comparisons with results obtained through Numerical Renormalization Group (NRG) computations. Finally, we develop a novel formalism for the high-temperature expansion of dynamical correlation functions in the infinite-U Hubbard model which is more efficient than any used previously and gives results for an arbitrary number of spin species. We use it to calculate the single-particle Green's function G(k) to fourth order in (\\beta t) for m spin-species on a d-dimensional hypercube.
The paramagnetic phase of the one-band Hubbard model is studied at zero-temperature, within the framework of dynamical mean-field theory, and for general particle-hole asymmetry where a doping-induced Mott transition occurs. Our primary focus is the Mott insulator (MI) phase, and our main aim to establish what can be shown exactly about it. To handle the locally doubly-degenerate MI requires two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the standard single self-energy. Exact results are obtained for the local charge, local magnetic moment and associated spin susceptibilities, the interaction-renormalised levels, and the low-energy behaviour of the self-energy in the MI phase. The metallic phase is also considered briefly, and shown to acquire an emergent particle-hole symmetry as the Mott transition is approached. Throughout the metal, Luttinger's theorem is reflected in the vanishing of the Luttinger integral; for the generic MI by contrast this is shown to be non-vanishing, but again to have a universal magnitude. Numerical results are also obtained using NRG, for the metal/MI phase boundary, the scaling behaviour of the charge as the Mott transition is aproached from the metal, and associated universal scaling of single-particle dynamics as the low-energy Kondo scale vanishes.
Recent progress in extremely correlated Fermi liquid theory (ECFL) and the dynamical mean field theory (DMFT) enables us to accurately compute in the $d\ensuremath{\rightarrow}\ensuremath{\infty}$ limit the resistivity of the $t\ensuremath{-}J$ model after setting $J\ensuremath{\rightarrow}0$. This is also the $U=\ensuremath{\infty}$ Hubbard model. Since JJJ is set to zero, our study isolates the dynamical effects of the single occupation constraint enforced by the projection operator originally introduced by Gutzwiller. We study three densities n=.75,.8,.85n=.75,.8,.85n=.75,.8,.85 that correspond to a range between the overdoped and optimally doped Mott insulating state. We delineate four distinct regimes separated by three crossovers, which are characterized by different behaviors of the resistivity $\ensuremath{\rho}$. We find at the lowest temperature TTT a Gutzwiller correlated Fermi liquid regime with $\ensuremath{\rho}\ensuremath{\propto}{T}^{2}$ extending up to an effective Fermi temperature that is dramatically suppressed from the noninteracting value by the proximity to half filling, $n\ensuremath{\sim}1$. This is followed by a Gutzwiller correlated strange metal regime with $\ensuremath{\rho}\ensuremath{\propto}(T\ensuremath{-}{T}_{0})$, i.e., a linear resistivity extrapolating back to $\ensuremath{\rho}=0$ at a positive T0{T}_{0}T0​. At a higher temperature scale this crosses over into the bad metal regime with $\ensuremath{\rho}\ensuremath{\propto}(T+{T}_{1})$, i.e., a linear resistivity extrapolating back to a finite resistivity at T=0T=0T=0 and passing through the Ioffe-Regel-Mott value where the mean free path is a few lattice constants. This regime finally gives way to the high TTT metal regime, where we find $\ensuremath{\rho}\ensuremath{\propto}T$, i.e., a linear resistivity extrapolating back to zero at T=0T=0T=0. The present work emphasizes the first two, i.e., the two lowest temperature regimes, where the availability of an analytical ECFL theory is of help in identifying the changes in related variables entering the resistivity formula that accompanies the onset of linear resistivity, and the numerically exact DMFT helps to validate the results. We also examine thermodynamical variables such as the magnetic susceptibility, compressibility, heat capacity, and entropy and correlate changes in these with the change in resistivity. This exercise casts valuable light on the nature of charge and spin correlations in the Gutzwiller correlated strange metal regime, which has features in common with the physically relevant strange metal phase seen in strongly correlated matter.
The Fermi liquid theory is a central concept in modern condensed matter physics used to describe conventional metals. A state of this universality class consists of well-defined quasiparticles, which occupy a finite number of states within a Fermi volume defined in momentum space. According to the Luttinger’s theorem, such a state encloses a Fermi volume proportional to the electron density modulo the filled bands if no symmetry is broken. In the past decades strong deviations from Fermi liquid theory have been observed in the scaling behavior of thermodynamic observables in different materials, among which are for instance cuprates and iron pnictides. This thesis is about two prototypical systems that can not be described by Fermi liquid theory. The first part of this work investigates two-dimensional effective models, which are in a Mott insulating state at half-filling and have a finite conductivity when doped with holes. In such a Mott insulating state, the charge carriers are strongly localized due to the Coulomb repulsion. Hence, strong correlations are assumed to have a strong impact on the formation of the ground state, also in the regime of small hole concentration. In a first project we have used a so-called spinon dopon mean-field theory to represent the two-dimensional Fermi-Hubbard model with strong on-site repulsive interaction in effective degrees of freedom, in which the holes can be embedded into a quantum spin liquid. The corresponding SU(2) invariant ground state belongs to the class of fractionalized Fermi liquids. In a second project we investigate a quantum dimer model, an effective model based on a Hilbert space spanned by short range singlets and bound states of holes and spins. The focus here is on the calculation of the hole-part of the electron spectral function by using exact diagonalization and its comparison with two analytic methods, a diagrammatic computation based on the Bethe-Salpeter equation and a so-called two-mode approximation. The electron spectral function shows a similar analytic form in momentum space between nodal and antinodal point when compared to results from photoemission spectroscopy experiments on cuprates. Furthermore, in a subsequent work we calculate the exact ground state of the quantum dimer model along a certain parameter line. In order to analyze the behavior of the elctron spectral function when increasing the density of holes, we investigate the Fermi-Hubbard model in a current project using a dynamical mean-field approach. To solve the 4-site cluster impurity problem, we use a numerical renormalization group approach. However, numerical limitations force us to restrict the analysis to spin-polarized baths. According to the spectral data, the system is similar to the SU(2) invariant case at half-filling in a Mott insulating state and posseses a momentum-selective energy gap at finite doping. The topology of the Fermi surface shows a Lifshitz transition when increasing the hole concentration. Here, the curvature of the Fermi surface changes from electron- to hole-like. For comparison we apply the dynamical mean-field theory also to the quantum dimer model and observe that the electron spectral functions at finite doping are qualitatively similar to that of the two-dimensional Fermi-Hubbard model. The second half of the work is about Tomonaga-Luttinger liquid theory, which is used to describe the low-energy effective degrees of freedom of one-dimensional systems. Here, we first discuss a conceptional extension of the operator-based bosonization theory for one-dimensional systems. This extension is especially suited for inhomogeneous one-dimensional systems. First, we investigate a one-dimensional system with a local interation potential and compute an exact solution of the single particle propagator at T = 0. The critical exponent of the single particle propagator has an unconventional form as a function of the microscopic Tomonaga-Luttinger parameters, which is not covered by the original Luttinger paradigm postulated by F. Duncan M. Haldane. In a second project on one-dimensional systems, we study the impact of scattering processes among bosonic low-energy excitations on the thermalization process. Such scattering processes are irrelevant on large length scales, however strongly affect the dynamics. In our analytic analysis we focus on a experimental setup, where a one-dimensional Bose gas is instantaneously splitted in two identical, however strongly correlated, halves of one-dimensional electronic systems. In the following, the corresponding non-equilibrium state runs through multiple regimes in time, such as a metastable prethermalization regime. However, above a certain threshold in time such scattering processes cause an effective thermalization of the system. In order to demonstrate this, we compute the kinetic equation in the Keldysh field integral formalism from a diagrammatic expansion based on a self-consistent Born approximation.