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arXiv:1309.1698 · Physical Review B

Fractional topological phases in generalized Hofstadter bands with arbitrary Chern numbers

Ying-Hai Wu, Jainendra K. Jain, Kai Sun

Published Jan 26, 2015• 30 citations
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Abstract

We construct generalized Hofstadter models that possess ``color-entangled'' flat bands and study interacting many-body states in such bands. For a system with periodic boundary conditions and appropriate interactions, there exist gapped states at certain filling factors for which the ground-state degeneracy depends on the number of unit cells along one particular direction. This puzzling observation can be understood intuitively by mapping our model to a single-layer or a multilayer system for a given lattice configuration. We discuss the relation between these results and the previously proposed ``topological nematic states,'' in which lattice dislocations have non-Abelian braiding statistics. Our study also provides a systematic way of stabilizing various fractional topological states in $C>1$ flat bands and provides some hints on how to realize such states in experiments.

DOI
10.1103/physrevb.91.041119

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We construct generalized Hofstadter models that possess color-entangled'' flat bands and study interacting many-body states in such bands. For a system with periodic boundary conditions and appropriate interactions, there exist gapped states at certain filling factors for which the ground-state degeneracy depends on the number of unit cells along one particular direction. This puzzling observation can be understood intuitively by mapping our model to a single-layer or a multilayer system for a given lattice configuration. We discuss the relation between these results and the previously proposed topological nematic states,'' in which lattice dislocations have non-Abelian braiding statistics. Our study also provides a systematic way of stabilizing various fractional topological states in C>1C>1C>1 flat bands and provides some hints on how to realize such states in experiments.
The recent theoretical discovery of fractional Chern insulators (FCIs) has provided an important new way to realize topologically ordered states in lattice models. In earlier works, on-site and nearest-neighbor Hubbard-like interactions have been used extensively to stabilize Abelian FCIs in systems with nearly flat, topologically nontrivial bands. However, attempts to use two-body interactions to stabilize non-Abelian FCIs, where the ground state in the presence of impurities can be massively degenerate and manipulated through anyon braiding, have proven very difficult in uniform lattice systems. Here, we study the remarkable effect of long-range interactions in a lattice model that possesses an exactly flat lowest band with a unit Chern number. When spinless bosons with two-body long-range interactions partially fill the lowest Chern band, we find convincing evidence of gapped, bosonic Read-Rezayi (RR) phases with non-Abelian anyon statistics. We characterize these states through studying topological degeneracies, the overlap between the ground states of two-body interactions and the exact RR ground states of three- and four-body interactions, and state counting in the particle-cut entanglement spectrum. Moreover, we demonstrate how an approximate lattice form of Haldane's pseudopotentials, analogous to that in the continuum, can be used as an efficient guiding principle in the search for lattice models with stable non-Abelian phases.
We devise local lattice models whose ground states are model fractional Chern insulators-Abelian and non-Abelian topologically ordered states characterized by exact ground state degeneracies at any finite size and infinite entanglement gaps. Most saliently, we construct exact parent Hamiltonians for two distinct families of bosonic lattice generalizations of the Z_{k} parafermion quantum Hall states: (i) color-entangled fractional Chern insulators at band filling fractions ν=k/(C+1) and (ii) nematic states at ν=k/2, where C is the Chern number of the lowest band. In spite of a fluctuating Berry curvature, our construction is partially frustration free: the ground states reside entirely within the lowest band and exactly minimize a local (k+1) body repulsion term by term. In addition to providing the first known models hosting intriguing states such as higher Chern number generalizations of the Fibonacci anyon quantum Hall states, the remarkable stability and finite-size properties make our models particularly well suited for the study of novel phenomena involving, e.g., twist defects and proximity induced superconductivity, as well as being a guide for designing experiments.
We devise local lattice models whose ground states are \emph{ideal fractional Chern insulators}---Abelian and non-Abelian topologically ordered states characterized by exact ground state degeneracies at any finite size and infinite entanglement gaps. Most saliently, we construct exact parent Hamiltonians for two distinct families of bosonic lattice generalizations of the Zk\mathcal{Z}_kZk​ parafermion quantum Hall states: (i) color-entangled fractional Chern insulators at band filling fractions ν=k/(C+1)\nu=k/(\mathcal{C}+1)ν=k/(C+1) and (ii) nematic states at ν=k/2\nu=k/2ν=k/2, where C\mathcal{C}C is the Chern number of the lowest band in our models. In spite of a fluctuating Berry curvature, our construction is partially frustration free: the ground states reside entirely within the lowest band and exactly minimize a local (k+1)(k+1)(k+1)-body repulsion term by term. In addition to providing the first known models hosting intriguing states such as higher Chern number generalizations of the Fibonacci anyon quantum Hall states, the remarkable stability and finite-size properties make our models particularly well-suited for the study of novel phenomena involving e.g. twist defects and proximity induced superconductivity, as well as being a guide for designing experiments.
The Harper-Hofstadter model provides a fractal spectrum containing topological bands of any integer Chern number C. We study the many-body physics that is realized by interacting particles occupying Harper-Hofstadter bands with |C|>1. We formulate the predictions of Chern-Simons or composite fermion theory in terms of the filling factor ν, defined as the ratio of particle density to the number of single-particle states per unit area. We show that this theory predicts a series of fractional quantum Hall states with filling factors ν=r/(r|C|+1) for bosons, or ν=r/(2r|C|+1) for fermions. This series includes a bosonic integer quantum Hall state in |C|=2 bands. We construct specific cases where a single band of the Harper-Hofstadter model is occupied. For these cases, we provide numerical evidence that several states in this series are realized as incompressible quantum liquids for bosons with contact interactions.
The Hofstadter model is a popular choice for theorists investigating the fractional quantum Hall effect on lattices, due to its simplicity, infinite selection of topological flat bands, and increasing applicability to real materials. In particular, fractional Chern insulators in bands with Chern number ∣C∣>1|C|>1∣C∣>1 can demonstrate richer physical properties than continuum Landau level states and have recently been detected in experiments. Motivated by this, we examine the stability of fractional Chern insulators with higher Chern number in the Hofstadter model, using large-scale infinite density matrix renormalization group (iDMRG) simulations on a thin cylinder. We confirm the existence of fractional states in bands with Chern numbers C=1,2,3,4,5C=1,2,3,4,5C=1,2,3,4,5 at the filling fractions predicted by the generalized Jain series [Phys. Rev. Lett. 115, 126401 (2015)]. Moreover, we discuss their metal-to-insulator phase transitions, as well as the subtleties in distinguishing between physical and numerical stability. Finally, we comment on the relative suitability of fractional Chern insulators in higher Chern number bands for proposed modern applications.
Lattice models forming bands with higher Chern number offer an intriguing possibility for new phases of matter with no analogue in continuum Landau levels. Here, we establish the existence of a number of new bulk insulating states at fractional filling in flat bands with a Chern number C = N > 1, forming in a recently proposed pyrochlore model with strong spin-orbit coupling. In particular, we find compelling evidence for a series of stable states at ν = 1/(2N + 1) for fermions as well as bosonic states at ν = 1/(N + 1). By examining the topological ground state degeneracies and the excitation structure as well as the entanglement spectrum, we conclude that these states are Abelian. We also explicitly demonstrate that these states are nevertheless qualitatively different from conventional quantum Hall (multilayer) states due to the novel properties of the underlying band structure.