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arXiv:1308.1610

Kinetic description of thermalization dynamics in weakly interacting quantum systems

Stark, Michael, Marcus Kollar

Published Aug 7, 2013• 19 citations
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Abstract

After a sudden disruption, weakly interacting quantum systems first relax to a prethermalized state that can be described by perturbation theory and a generalized Gibbs ensemble. Using these properties of the prethermalized state we perturbatively derive a kinetic equation which becomes a quantum Boltzmann equation in the scaling limit of vanishing interaction. Applying this to interaction quenches in the fermionic Hubbard model we find that the momentum distribution relaxes to the thermal prediction of statistical mechanics. For not too large interaction, this two-stage scenario provides a quantitative understanding of the time evolution leading from the initial pure via a metastable prethermal to the final thermal state.

DOI
10.48550/arxiv.1308.1610

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After a sudden disruption, weakly interacting quantum systems first relax to a prethermalized state that can be described by perturbation theory and a generalized Gibbs ensemble. Using these properties of the prethermalized state we perturbatively derive a kinetic equation which becomes a quantum Boltzmann equation in the scaling limit of vanishing interaction. Applying this to interaction quenches in the fermionic Hubbard model we find that the momentum distribution relaxes to the thermal prediction of statistical mechanics. For not too large interaction, this two-stage scenario provides a quantitative understanding of the time evolution leading from the initial pure via a metastable prethermal to the final thermal state.
We investigate the crossover of the entanglement entropy toward its thermal value in nearly integrable systems. We employ equations-of-motion techniques to study the entanglement dynamics in a lattice model of weakly interacting spinless fermions after a quantum quench. For weak enough interactions we observe a two-step relaxation of the entanglement entropies of finite subsystems. Initially, the entropies follow a nearly integrable evolution, approaching the value predicted by the generalized Gibbs ensemble (GGE) of the unperturbed model. Then, they start a slow drift toward the thermal stationary value described by a standard Gibbs ensemble (GE). While the initial relaxation to the GGE is independent of the interaction, the slow drift from GGE to GE values happens on timescales proportional to the inverse interaction squared. For asymptotically large times and subsystem sizes the dynamics of the entropies can be predicted using a modified quasiparticle picture that keeps track of the evolution of the fermionic occupations caused by the integrability breaking. This picture gives a quantitative description of the results as long as the integrability-breaking timescale is much larger than the one associated with the (quasi)saturation to the GGE. In the opposite limit, the quasiparticle picture still provides the correct late-time behavior, but it underestimates the initial slope of the entanglement entropy.
Although statistical mechanics describes thermal equilibrium states, these states may or may not emerge dynamically for a subsystem of an isolated quantum many-body system. For instance, quantum systems that are near-integrable usually fail to thermalize in an experimentally realistic time scale, and instead relax to quasi-stationary prethermal states that can be described by statistical mechanics, when approximately conserved quantities are included in a generalized Gibbs ensemble (GGE). We experimentally study the relaxation dynamics of a chain of up to 22 spins evolving under a long-range transverse-field Ising Hamiltonian following a sudden quench. For sufficiently long-range interactions, the system relaxes to a new type of prethermal state that retains a strong memory of the initial conditions. However, the prethermal state in this case cannot be described by a standard GGE; it rather arises from an emergent double-well potential felt by the spin excitations. This result shows that prethermalization occurs in a broader context than previously thought, and reveals new challenges for a generic understanding of the thermalization of quantum systems, particularly in the presence of long-range interactions.
In this thesis, the main goal is to study the kinetic dynamics based on Hubbard model in dimensions d>2. We analyse rigorously some basic properties of the dynamics in the following scaling limit. As the coupling constant converges to zero, we rescale the time variable to capture the slow dynamics: we let coupling constant go to zero, time to infinity in such a way that the product of square of the coupling constant and time has a finite limit. The main ingredient of the kinetic limit is that, combining some basic ideas of scattering theory (long time scale) and perturbation theory (small coupling parameter), it automatically selects from the microscopic dynamics some dominating terms. This gives rise to a new description of time evolution (given by quantum Boltzmann equation), whose form can already be postulated from the second order perturbative expansion. The limit equation is expected to capture nontrivial information about the original system. Besides the weak coupling dynamics, we also discuss two complementary results in related Fermion systems.
We study the effects of integrability-breaking perturbations on the nonequilibrium evolution of many-particle quantum systems. We focus on a class of spinless fermion models with weak interactions. We employ equation of motion techniques that can be viewed as generalizations of quantum Boltzmann equations. We benchmark our method against time-dependent density matrix renormalization group computations and find it to be very accurate as long as interactions are weak. For small integrability breaking, we observe robust prethermalization plateaux for local observables on all accessible time scales. Increasing the strength of the integrability-breaking term induces a "drift" away from the prethermalization plateaux towards thermal behavior. We identify a time scale characterizing this crossover.
The study of the interplay between interaction-induced correlations and nonequilibrium initial conditions in many-body systems has recently attracted a lot of attention. New experimental techniques provide high control over many-body systems and systematic access to their nonequilibrium regime. In many systems the nonequilibrium properties of a Fermi liquid can be relevant. A first approach to their understanding is the main content of this thesis. At the beginning, nonequilibrium phenomena, Landau's theory of a Fermi liquid, the Hubbard model, time evolution in quantum mechanics, related experiments, and the flow equation method are reviewed. The key observation of this thesis, namely a characteristic mismatch of expectation values in equilibrium and nonequilibrium, is first illustrated for the squeezed oscillator. For this one-particle model Hamiltonian the perturbative approach can be compared with the exact solution and it is shown that the mismatch holds even beyond perturbation theory. Afterwards these observations are generalized to a larger class of one-particle models. Then the nonequilibrium behavior of a Fermi liquid is examined by analyzing the Fermi liquid phase of the Hubbard model in more than one dimension. After a sudden switch-on of a weak two-particle interaction to the noninteracting Fermi gas the relaxation of the many-body system is observed. For this purpose, the flow equation transformation is implemented for the Hubbard Hamiltonian. Then the discussion of the momentum distribution function and of the kinetic energy displays a three-step relaxation behavior of the Fermi liquid from the initial perturbation until thermalization is reached. Firstly, the sudden switch inserts excitation energy into the system which drives the following dynamics. Then a rapid initial build-up of correlations is caused by initial dephasing and leads to the establishment of a quasiparticle picture. By that the system enters into a quasi-stationary state which can be long-lasting for weak interaction. This state shows prethermalization of the kinetic energy which already has relaxed to its final values. However, the momentum distribution still resembles a zero temperature Fermi liquid. Its later relaxation on a second time scale is caused by a residual two-particle interaction which allows for scattering processes and can be described by a quantum Boltzmann equation. The physical origin of this delayed relaxation can be traced back to an interplay of translational invariance of the Hubbard model and the Pauli principle for fermions; together they restrict the phase space for scattering events. Comparing with similar work I conjecture on the generic nature of the findings made for the quenched Fermi liquid in other many-body systems. Finally I point out to the potential relevance of the delayed relaxation for the observation of further nonequilibrium phenomena, for instance in BCS systems. In order to extend the study of sudden switching to arbitrary switching processes the calculation is repeated using the Keldysh perturbation theory. First evaluations for a linear increase of the interaction strength are given. Extensions of this work are suggested and may motivate further research.
A quantum many-body system that is prepared in the ground state of an integrable Hamiltonian does not directly thermalize after a sudden small parameter quench away from integrability. Rather, it will be trapped in a prethermalized state and can thermalize only at a later stage. We discuss several examples for which this prethermalized state shares some properties with the nonthermal steady state that emerges in the corresponding integrable system. These examples support the notion that nonthermal steady states in integrable systems may be viewed as prethermalized states that never decay further. Furthermore, we show that prethermalization plateaus are under certain conditions correctly predicted by generalized Gibbs ensembles, which are the appropriate extension of standard statistical mechanics in the presence of many constants of motion. This establishes that the relaxation behaviors of integrable and nearly integrable systems are continuously connected and described by the same statistical theory.