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arXiv:1306.3238 · Science

Classification of Interacting Electronic Topological Insulators in Three Dimensions

Chong Wang, Andrew C. Potter, T. Senthil

Published Feb 6, 2014• 253 citations
arXivHTMLPDF

Abstract

A fundamental open problem in condensed-matter physics is how the dichotomy between conventional and topological band insulators is modified in the presence of strong electron interactions. We show that there are six interacting electronic topological insulators that have no noninteracting counterpart. Combined with the previously known band insulators, these produce a total of eight topologically distinct phases. Two of the six interacting topological insulators can be described as Mott insulators in which the electron spins form spin analogs of the topological band insulator. The remaining phases are obtained as combinations of these two "topological paramagnets" and the topological band insulator. We prove that these eight phases form a complete list of all possible interacting topological insulators and discuss their experimental signatures.

DOI
10.1126/science.1243326

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A fundamental open problem in condensed-matter physics is how the dichotomy between conventional and topological band insulators is modified in the presence of strong electron interactions. We show that there are six interacting electronic topological insulators that have no noninteracting counterpart. Combined with the previously known band insulators, these produce a total of eight topologically distinct phases. Two of the six interacting topological insulators can be described as Mott insulators in which the electron spins form spin analogs of the topological band insulator. The remaining phases are obtained as combinations of these two "topological paramagnets" and the topological band insulator. We prove that these eight phases form a complete list of all possible interacting topological insulators and discuss their experimental signatures.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
The topological Anderson and Mott insulators are two phases that have so far been separately and widely explored beyond topological band insulators. Here we combine the two seemingly different topological phases into a system of spin-1/2 interacting fermionic atoms in a disordered optical lattice. We find that the topological Anderson and Mott insulators in the noninteracting and clean limits can be adiabatically connected without gap closing in the phase diagram of our model. Lying between the two phases, we uncover a disordered correlated topological insulator, which is induced from a trivial band insulator by the combination of disorder and interaction, as the generalization of topological Anderson insulators to the many-body interacting regime. The phase diagram is determined by computing various topological properties and confirmed by unsupervised and automated machine learning. We develop an approach to provide a unified and clear description of topological phase transitions driven by interaction and disorder. The topological phases can be detected from disorder-/interaction-induced edge excitations and charge pumping in optical lattices.
The Mott transition is a classic paradigm in quantum many-body physics, in which electronic interactions can produce an insulating state. By contrast, a nontrivial band-structure topology in condensed matter systems leads to a topological insulator. Here, the authors make a connection between the seemingly disparate physics of these systems, showing that the Mott transition can be understood as a topological transition, and the Mott insulating state manifests a hitherto hidden topology in the interaction self-energy.
Topology is routinely used to understand the physics of electronic insulators. However, for strongly interacting electronic matter, such as Mott insulators, a comprehensive topological characterization is still lacking. When their ground state only contains short-range entanglement and does not break symmetries spontaneously, they generically realize crystalline fermionic symmetry-protected topological phases (cFSPTs), supporting gapless modes at the boundaries or at the lattice defects. Here, we provide an exhaustive classification of cFSPTs in two dimensions with U ( 1 ) charge-conservation and spinful time-reversal symmetries, namely, those generically present in spin-orbit coupled insulators, for any of the 17 wallpaper groups. It has been shown that the classification of cFSPTs can be understood from appropriate real-space decorations of lower-dimensional subspaces, and we expose how these relate to the Wyckoff positions of the lattice. We find that all nontrivial one-dimensional decorations require electronic interactions. Furthermore, we provide model Hamiltonians for various decorations, and discuss the signatures of cFSPTs. This classification paves the way to further explore topological interacting insulators, providing the backbone information in generic model systems and ultimately in experiments. Published by the American Physical Society 2024
We investigate properties of a topological Mott insulator in one dimension by examining the bulk topological invariant and the entanglement spectrum of a correlated electron model. We clarify how gapless edge states in a noninteracting topological band insulator evolve into spinon edge states in a topological Mott insulator. Furthermore, we propose a topological Mott transition, which is a new type of topological phase transition which has never been observed in free fermion systems. This unconventional transition occurs in spin liquid phases in the Mott insulator and is accompanied by zeros of the single-electron Green's function and a gap closing in the spin excitation spectrum.
The topological classification of electronic band structures is based on symmetry properties of Bloch eigenstates of single-particle Hamiltonians. In parallel, topological field theory has opened the doors to the formulation and characterization of non-trivial phases of matter driven by strong electron-electron interaction. Even though important examples of topological Mott insulators have been constructed, the relevance of the underlying non-interacting band topology to the physics of the Mott phase has remained unexplored. Here, we show that the momentum structure of the Green's function zeros defining the "Luttinger surface" provides a topological characterization of the Mott phase related, in the simplest description, to the one of the single-particle electronic dispersion. Considerations on the zeros lead to the prediction of new phenomena: a topological Mott insulator with an inverted gap for the bulk zeros must possess gapless zeros at the boundary, which behave as a form of "topological antimatter" annihilating conventional edge states. Placing band and Mott topological insulators in contact produces distinctive observable signatures at the interface, revealing the otherwise spectroscopically elusive Green's function zeros.