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arXiv:1306.2142 · Journal of the Physical Society of Japan

Energy Gap at First-Order Quantum Phase Transitions: An Anomalous Case

Junichi Tsuda, Yuuki Yamanaka, Hidetoshi Nishimori

Published Oct 11, 2013• 24 citations
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Abstract

We show that the rate of closing of the energy gap between the ground state and the first excited state, as a function of system size, behaves in many qualitatively different ways at first-order quantum phase transitions of the infinite-range quantum XY model. Examples include polynomial, exponential and even factorially fast closing of the energy gap, all of which coexist along a single axis of the phase diagram representing the transverse field. This variety emerges depending on whether or not the transverse field assumes a rational number as well as on how the series of system size is chosen toward the thermodynamic limit. We conclude that there is no generically applicable rule to relate the rate of gap closing and the order of quantum phase transitions as is often implied in many studies, in particular in relation to the computational complexity of quantum annealing in its implementation as quantum adiabatic computation.

DOI
10.7566/jpsj.82.114004

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We show that the rate of closing of the energy gap between the ground state and the first excited state, as a function of system size, behaves in many qualitatively different ways at first-order quantum phase transitions of the infinite-range quantum XY model. Examples include polynomial, exponential and even factorially fast closing of the energy gap, all of which coexist along a single axis of the phase diagram representing the transverse field. This variety emerges depending on whether or not the transverse field assumes a rational number as well as on how the series of system size is chosen toward the thermodynamic limit. We conclude that there is no generically applicable rule to relate the rate of gap closing and the order of quantum phase transitions as is often implied in many studies, in particular in relation to the computational complexity of quantum annealing in its implementation as quantum adiabatic computation.
We show for the one-dimensional quantum XYXYXY model with s=1/2s=1/2s=1/2 that the energy gap between the ground and first excited states behaves anomalously as a function of the system size at the first-order quantum phase transition. Although it is generally the case that the energy gap closes exponentially at a quantum first-order transition, the gap in the present model behaves non-monotonically as a function of the system size, apparently very irregularly in some cases. This property of the gap is similar to that of the infinite-range quantum XYXYXY model, in which the gap closes polynomially, exponentially, or even factorially fast depending on the choice of the series of system sizes toward the thermodynamic limit. This observation is surprising in consideration of the apparent maturity of our understanding of the one-dimensional quantum XYXYXY model. Our result is also important from the viewpoint of quantum annealing, where the rate of gap closing determines the efficiency of computation.
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We reexamine the well-studied one-dimensional spin-1/2 XY model to reveal its nontrivial energy spectrum, in particular the energy gap between the ground state and the first excited state. In the case of the isotropic XY model, the XX model, the gap behaves very irregularly as a function of the system size at a second order transition point. This is in stark contrast to the usual power-law decay of the gap and is reminiscent of the similar behavior at the first order phase transition in the infinite-range quantum XY model. The gap also shows nontrivial oscillatory behavior for the phase transitions in the anisotropic model in the incommensurate phase. We observe a close relation between this anomalous behavior of the gap and the correlation functions. These results, those for the isotropic case in particular, are important from the viewpoint of quantum annealing where the efficiency of computation is strongly affected by the size dependence of the energy gap
We study the energy gap between the ground state and the first excited state of a mean-field-type non-stoquastic Hamiltonian by a semi-classical analysis. The fully connected mean-field model with ppp-body ferromagnetic interactions under a transverse field has a first-order quantum phase transition for p≥3p\ge 3p≥3. This first-order transition is known to be reduced to second order for p≥5p\ge 5p≥5 by an introduction of antiferromagnetic transverse interactions, which makes the Hamiltonian non-stoquastic. This reduction of the order of transition means an exponential speedup of quantum annealing by adiabatic processes because the first-order transition is shown to have an exponentially small energy gap whereas the second order case does not. We apply a semi-classical method to analytically derive the explicit expression of the rate of the exponential decay of the energy gap at first-order transitions. The result reveals how the property of first-order transition changes as a function of the system parameters. We also derive the exact closed-form expression for the critical point where the first-order transition line disappears within the ferromagnetic phase. These results help us understand how the antiferromagnetic transverse interactions affect the performance of quantum annealing by controlling the effects of non-stoquasticity in the Hamiltonian.
Many physically interesting models show a quantum phase transition when a single parameter is varied through a critical point, where the ground state and the first excited state become degenerate. When this parameter appears as a coupling constant, these models can be understood as straight-line interpolations between different Hamiltonians HI{H}_{\mathrm{I}}HI​ and HF{H}_{\mathrm{F}}HF​. For finite-size realizations however, there will usually be a finite energy gap between ground and first excited state. By slowly changing the coupling constant through the point with the minimum energy gap one thereby has an adiabatic algorithm that prepares the ground state of HF{H}_{\mathrm{F}}HF​ from the ground state of HI{H}_{\mathrm{I}}HI​. The adiabatic theorem implies that in order to obtain a good preparation fidelity the runtime $\ensuremath{\tau}$ should scale with the inverse energy gap and thereby also with the system size. In addition, for open quantum systems not only nonadiabatic but also thermal excitations are likely to occur. It is shown that---using only local Hamiltonians---for the one-dimensional quantum Ising model and the cluster model in a transverse field the conventional straight-line path can be replaced by a series of straight-line interpolations, along which the fundamental energy gap is always greater than a constant independent on the system size. The results are of interest for adiabatic quantum computation since strong similarities between adiabatic quantum algorithms and quantum phase transitions exist.