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arXiv:1304.6013 · Physical Review B

Extended dynamic Mott transition in the two-band Hubbard model out of equilibrium

Malte Behrmann, Michele Fabrizio, Frank Lechermann

Published Jul 15, 2013• 11 citations
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Abstract

We reformulate the time-dependent Gutzwiller approximation by M. Schir\'o and M. Fabrizio, [Phys. Rev. Lett. 105, 076401 (2010)] in the framework of slave-boson mean-field theory, which is used to investigate the dynamical Mott transition of the generic two-band Hubbard model at half filling upon an interaction quench. Interorbital fluctuations lead to notable changes with respect to the single-band case. The singular dynamical transition is replaced by a broad regime of long-lived fluctuations between metallic and insulating states, accompanied by intriguing precursor behavior. A mapping to a spin model proves helpful to analyze the different regions in terms of the evolution of an Ising-like order parameter. Contrary to the static case, singlet occupations remain vital in the Mott-insulating regime with finite Hund's exchange.

DOI
10.1103/physrevb.88.035116

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We reformulate the time-dependent Gutzwiller approximation by M. Schir'o and M. Fabrizio, [Phys. Rev. Lett. 105, 076401 (2010)] in the framework of slave-boson mean-field theory, which is used to investigate the dynamical Mott transition of the generic two-band Hubbard model at half filling upon an interaction quench. Interorbital fluctuations lead to notable changes with respect to the single-band case. The singular dynamical transition is replaced by a broad regime of long-lived fluctuations between metallic and insulating states, accompanied by intriguing precursor behavior. A mapping to a spin model proves helpful to analyze the different regions in terms of the evolution of an Ising-like order parameter. Contrary to the static case, singlet occupations remain vital in the Mott-insulating regime with finite Hund's exchange.
We review the recently proposed extension of the Gutzwiller approximation, M. Schiro' and M. Fabrizio, Phys. Rev. Lett. 105, 076401 (2010), designed to describe the out-of-equilibrium time-evolution of a Gutzwiller-type variational wave function for correlated electrons. The method, which is strictly variational in the limit of infinite lattice-coordination, is quite general and flexible, and it is applicable to generic non-equilibrium conditions, even far beyond the linear response regime. As an application, we discuss the quench dynamics of a single-band Hubbard model at half-filling, where the method predicts a dynamical phase transition above a critical quench that resembles the sharp crossover observed by time-dependent dynamical mean field theory. We next show that one can actually define in some cases a multi-configurational wave function combination of a whole set of mutually orthogonal Gutzwiller wave functions. The Hamiltonian projected in that subspace can be exactly evaluated and is equivalent to a model of auxiliary spins coupled to non-interacting electrons, closely related to the slave-spin theories for correlated electron models. The Gutzwiller approximation turns out to be nothing but the mean-field approximation applied to that spin-fermion model, which displays, for any number of bands and integer fillings, a spontaneous Z2Z_2Z2​ symmetry breaking that can be identified as the Mott insulator-to-metal transition.
We examine whether the Mott transition of a half-filled, two-orbital Hubbard model with unequal bandwidths occurs simultaneously for both bands or whether it is a two-stage process in which the orbital with narrower bandwith localizes first (giving rise to an intermediate ``orbital-selective'' Mott phase). This question is addressed using both dynamical mean-field theory and a representation of fermion operators in terms of slave quantum spins, followed by a mean-field approximation (similar in spirit to a Gutzwiller approximation). In the latter approach, the Mott transition is found to be orbital selective for all values of the Coulomb exchange (Hund) coupling JJJ when the bandwidth ratio is small and only beyond a critical value of JJJ when the bandwidth ratio is larger. Dynamical mean-field theory partially confirms these findings, but the intermediate phase at J=0J=0J=0 is found to differ from a conventional Mott insulator, with spectral weight extending down to arbitrary low energy. Finally, the orbital-selective Mott phase is found, at zero temperature, to be unstable with respect to an interorbital hybridization VVV and replaced at small VVV by a state with a large effective mass (and a low quasiparticle coherence scale) for the narrower band.
We study the nonequilibrium dynamics in the fermionic Hubbard model after a sudden change of the interaction strength. To this scope, we introduce a time-dependent variational approach in the spirit of the Gutzwiller ansatz. At the saddle-point approximation, we find at half filling a sharp transition between two different regimes of small and large coherent oscillations, separated by a critical line of quenches where the system is found to relax. Any finite doping washes out the transition, leaving aside just a sharp crossover. In order to investigate the role of quantum fluctuations, we map the model onto an auxiliary quantum Ising model in a transverse field coupled to free fermionic quasiparticles. Remarkably, the Gutzwiller approximation turns out to correspond to the mean-field decoupling of this model in the limit of infinite coordination lattices. The advantage is that we can go beyond mean field and include Gaussian fluctuations around the non-equilibrium mean-field dynamics. Unlike at equilibrium, we find that quantum fluctuations become massless and eventually unstable before the mean-field dynamical critical line, which suggests they could even alter qualitatively the mean-field scenario.
A simple and very flexible variational approach to the out-of-equilibrium quantum dynamics in strongly correlated electron systems is introduced through a time-dependent Gutzwiller wave function. As an application, we study the simple case of a sudden change of the interaction in the fermionic Hubbard model and find at the mean-field level an extremely rich behavior. In particular, a dynamical transition between small and large quantum quench regimes is found to occur at half-filling, in accordance with the analysis of Eckstein, Phys. Rev. Lett. 103, 056403 (2009)10.1103/PhysRevLett.103.056403, obtained by dynamical mean-field theory, that turns into a crossover at any finite doping.
A slave-spin representation of fermion operators has recently been proposed for the half-filled single and multiband Hubbard model. We show that with the addition of a gauge variable, the formalism can be extended to finite doping. We solve the resulting spin problem using the cluster mean-field approximation. This approximation takes short-range correlations into account by exact diagonalization on the cluster, whereas long-range correlations beyond the size of clusters are treated at the mean-field level. In the limit where the cluster has only one site and the interaction strength UUU is infinite, this approach reduces to the Gutzwiller approximation. There are some qualitative differences when the size of the cluster is finite. We first compute the critical UUU for the Mott transition as a function of a frustrating nearest-neighbor interaction on lattices relevant for various correlated systems, namely, the cobaltates, the layered organic superconductors and the high-temperature superconductors. For the triangular lattice, we also study the extended Hubbard model with nearest-neighbor repulsion. In addition to a uniform metallic state, we find a $\sqrt{(3)}\ifmmode\times\else\texttimes\fi{}\sqrt{(3)}$ charge density wave in a broad doping regime, including commensurate ones. We find that in the large UUU limit, intersite Coulomb repulsion VVV strongly suppresses the single-particle weight of the metallic state.
Recent advances in the field of quantum Monte Carlo simulations for impurity problems allow---within dynamical mean field theory---for a more thorough investigation of the two-band Hubbard model with a narrow-wide band and SU(2)-symmetric Hund's exchange. The nature of this transition has been controversial, and we establish that an orbital-selective Mott-Hubbard transition exists. The wide band still shows metallic behavior after the narrow band became insulating---not a pseudogap as for an Ising Hund's exchange. The coexistence of two solutions with a metallic wide band and an insulating or metallic narrow band indicates, in general, first-order transitions.