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arXiv:1302.0451

Macroscopic superpositions and black hole unitarity

Stephen D. H. Hsu

Published Feb 3, 2013• 19 citations
arXivHTMLPDF

Abstract

We discuss the black hole information problem, including the recent claim that unitarity requires a horizon firewall, emphasizing the role of decoherence and macroscopic superpositions. We consider the formation and evaporation of a large black hole as a quantum amplitude, and note that during intermediate stages (e.g., after the Page time), the amplitude is a superposition of macroscopically distinct (and decohered) spacetimes, with the black hole itself in different positions on different branches. Small but semiclassical observers (who are themselves part of the quantum amplitude) that fall into the hole on one branch will miss it entirely on other branches and instead reach future infinity. This observation can reconcile the subjective experience of an infalling observer with unitarity. We also discuss implications for the nice slice formulation of the information problem, and to complementarity.

DOI
10.48550/arxiv.1302.0451

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We discuss the black hole information problem, including the recent claim that unitarity requires a horizon firewall, emphasizing the role of decoherence and macroscopic superpositions. We consider the formation and evaporation of a large black hole as a quantum amplitude, and note that during intermediate stages (e.g., after the Page time), the amplitude is a superposition of macroscopically distinct (and decohered) spacetimes, with the black hole itself in different positions on different branches. Small but semiclassical observers (who are themselves part of the quantum amplitude) that fall into the hole on one branch will miss it entirely on other branches and instead reach future infinity. This observation can reconcile the subjective experience of an infalling observer with unitarity. We also discuss implications for the nice slice formulation of the information problem, and to complementarity.
Unitary black hole evaporation necessarily involves a late-time superposition of decoherent states, including states describing distinct spacetimes (e.g., different center of mass trajectories of the black hole). Typical analyses of the black hole information problem, including the argument for the existence of firewalls, assume approximate unitarity ("factorization of unitarity") on each of the decoherent spacetimes. This factorization assumption is non-trivial, and indeed may be incorrect. We describe an ansatz for the radiation state that violates factorization and which allows unitarity and the equivalence principle to coexist (no firewall). Unitarity without factorization provides a natural realization of the idea of black hole complementarity.
It has been argued that when black holes are treated as quantum systems there are implications at the horizon and not just the singularity. Infalling observers will meet a firewall of high energy quanta. We argue that the question of whether an observer falling into a black hole experiences a smooth horizon or a firewall is identical to the question of whether Schrödinger's cat is either in a definite state, alive or dead, or in a superposition of the two. Since experience with real macro-systems indicate the former, the black hole state vector is seen to describe a set of decoherent alternatives each with a smooth horizon and the entanglement puzzle is thereby side stepped.
Black hole evaporation is one of the most striking phenomena at the interface between gravity and quantum physics. In Hawking's semi-classical treatment, where matter is quantum mechanical and the spacetime is definite and classical, evaporation leads to an apparent loss of unitarity of the overall evolution, and to the so-called black hole information paradox. Here, we go beyond this semi-classical treatment and formulate a toy quantum model of black hole evaporation that allows the black hole to evolve into a superposition of being fully evaporated and not fully evaporated, consistent with the Hawking particles being in a coherent superposition of different energy levels. We model Hawking particle production by the repeated action of quantum-controlled unitaries, generating emission from the quantum black hole and accounting for a quantum coherent back-reaction on the black hole matter state. We show that the probability of full annihilation of the black hole matter increases with time until the black hole is, asymptotically, fully evaporated in every branch of the quantum superposition. We prove that under natural assumptions, this evaporation model is unitary, such that the initial state can in principle be recovered from the final asymptotic state of the radiation.
Abstract: It has been argued that when black holes are treated as quantum systems there are implications at the horizon and not just the singularity. Infalling observers will meet a firewall of high energy quanta. We argue that the question of whether an observer falling into a black hole experiences a smooth horizon or a firewall is identical to the question of whether Schrödinger’s cat is either in a definite state, alive or dead, or in a superposition of the two. Since experience with real macro-systems indicate the former, the black hole state vector is seen to describe a set of decoherent alternatives each with a smooth horizon and the entanglement puzzle is thereby side stepped.
This paper proposes that black holes can be described as globally coherent quantum systems, despite the emission of Hawking radiation. While the Hawking process induces a weak coupling between the interior and exterior regions, this interaction is demonstrated to be too small to produce significant decoherence for macroscopic and supermassive black holes. By treating the event horizon as a quasi-isolated, semi-transparent quantum interface, this framework reconciles semiclassical gravity with quantum unitarity. The black hole and its emitted radiation are modeled as a single, entangled pure quantum state that evolves unitarily. Key contributions of this work include: Formalization of the black hole-radiation system as a coherent quantum cavity. Mathematical derivation showing that the decoherence rate scales as Γ_dec ∝ M⁻⁸. Demonstration that for astrophysical black holes, the decoherence time τ_D is astronomically larger than the evaporation time t_evap, implying that global quantum coherence is effectively preserved. A potential resolution to the black hole information paradox within a unitary evolution framework. This research contributes to the ongoing theoretical discussion on the nature of event horizons, quantum information, and the holographic principle. Acknowledgements: I would like to express my deepest gratitude to my beloved dog, Milo, and my father, for their constant support, encouragement, and companionship throughout the development of this research.
We discuss the branching structure of the quantum-gravitational wave function that describes the evaporation of a black hole. A global wave function which initially describes a classical Schwarzschild geometry is continually decohered into distinct semiclassical branches by the emission of Hawking radiation. The laws of quantum mechanics dictate that the wave function evolves unitarily, but this unitary evolution is only manifest when considering the global description of the wave function; it is not implemented by time evolution on a single semiclassical branch. Conversely, geometric notions like the position or smoothness of a horizon only make sense on the level of individual branches. We consider the implications of this picture for probes of black holes by classical observers in definite geometries, like those involved in the Almheiri-Marolf-Polchinski-Sully construction. We argue that individual branches can describe semiclassical geometries free of firewalls, even as the global wave function evolves unitarily. We show that the pointer states of infalling detectors that are robust under Hamiltonian evolution are distinct from, and incompatible with, those of exterior detectors stationary with respect to the black hole horizon, in the sense that the pointer bases are related to each other via nontrivial transformations that mix the system, apparatus, and environment. This result describes a Hilbert-space version of black hole complementarity.