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arXiv:1211.3062

Bananaworld: Quantum Mechanics for Primates

Jeffrey Bub

Published Nov 13, 2012• 23 citations
arXivHTMLPDF

Abstract

This is intended to be a serious paper, in spite of the title. The idea is that quantum mechanics is about probabilistic correlations, i.e., about the structure of information, since a theory of information is essentially a theory of probabilistic correlations. To make this clear, it suffices to consider measurements of two binary-valued observables, x with outcomes a = 0 or 1, performed by Alice in a region A, and y with outcomes b = 0 or 1 performed by Bob in a separated region B --or, to emphasize the banality of the phenomena, two ways of peeling a banana, resulting in one of two tastes. The imagined bananas of Bananaworld are non-standard, with operational or phenomenal probabilistic correlations for peelings and tastes that lie outside the polytope of local correlations. The 'no go' theorems tell us that we can't shoe-horn these correlations into a classical correlation polytope, which has the structure of a simplex, by supposing that something has been left out of the story, without giving up fundamental principles that define what we mean by a physical system. The nonclassical features of quantum mechanics, including the irreducible information loss on measurement, are shown to be generic features of correlations that lie outside the local correlation polytope. As far as the conceptual problems are concerned, we might as well talk about bananas.

DOI
10.48550/arxiv.1211.3062

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The transition from classical to quantum mechanics rests on the recognition that the structure of information is not what we thought it was: there are operational, i.e., phenomenal, probabilistic correlations that lie outside the polytope of local correlations. Such correlations cannot be simulated with classical resources, which generate classical correlations represented by the points in a simplex, where the vertices of the simplex represent joint deterministic states that are the common causes of the correlations. The `no go' hidden variable theorems tell us that we can't shoe-horn correlations outside the local polytope into a classical simplex by supposing that something has been left out of the story. The replacement of the classical simplex by the quantum convex set as the structure representing probabilistic correlations is the analogue for quantum mechanics of the replacement of Newton's Euclidean space and time by Minkowski spacetime in special relativity. The nonclassical features of quantum mechanics, including the irreducible information loss on measurement, are generic features of correlations that lie outside the local correlation polytope. This paper is an elaboration of these ideas, and its consequences for the measurement problem of quantum mechanics. A large part of the difficulty is removed by seeing that the inconsistency in reconciling the entangled state at the end of a quantum measurement process with the definiteness of the macroscopic pointer reading and the definiteness of the correlated value of the measured micro-observable is only apparent and depends on a stipulation that is not required by the structure of the quantum possibility space. Replacing this stipulation by an alternative consistent stipulation resolves the problem.

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Bananaworld: Quantum Mechanics for Primates

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What on earth do bananas have to do with quantum mechanics? From a modern perspective, quantum mechanics is about strangely counterintuitive correlations between separated systems, which can be exploited in feats like quantum teleportation, unbreakable cryptographic schemes, and computers with enormously enhanced computing power. Schro?dinger coined the term "entanglement" to describe these bizarre correlations. Bananaworld -- an imaginary island with "entangled" bananas -- brings to life the fascinating discoveries of the new field of quantum information without the mathematical machinery of quantum mechanics. The connection with quantum correlations is fully explained in sections written for the non-physicist reader with a serious interest in understanding the mysteries of the quantum world. The result is a subversive but entertaining book that is accessible and interesting to a wide range of readers, with the novel thesis that quantum mechanics is about the structure of information. What we have discovered is that the possibilities for representing, manipulating, and communicating information are very different than we thought.

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In a quantum world, there are nonlocal correlations with no common cause, where a direct causal influence between the correlated events can be excluded. Moreover, these correlated events are separately intrinsically random. In the contemporary quantum information literature, correlations are studied abstractly in “Boxworld.” A “box” is an imaginary device, with input and output ports on each side, defined by a particular correlation between inputs and outputs, without any specification of an internal mechanism that could produce the correlation. Bananaworld is Boxworld, with bananas and peelings and tastes instead of boxes with inputs and outputs. The idea is to get at what is puzzling about quantum correlations by considering the extent to which Alice and Bob, limited to certain resources, could simulate various correlations in Bananaworld. This introductory chapter introduces these ideas, beginning with a brief exposition of the birth of quantum mechanics in Heisenberg’s 1925 breakthrough paper. The chapter concludes with a self-contained introduction to special relativity.

Oxford University Press eBooks•Feb 11, 2016•1 citation

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This chapter discusses a Bananaworld version of a correlation analyzed by Einstein, Podolsky, and Rosen in a 1935 argument for the incompleteness of quantum mechanics. This correlation can be simulated by Alice and Bob with a shared random local resource, which is equivalent to showing that the correlation has a common cause explanation. A superquantum correlation proposed by Popescu and Rohrlich can’t be perfectly simulated with local resources, but a quantum simulation with entangled quantum states can do better than the optimal simulation with local resources (up to a quantum limit called the “Tsirelson bound”). So there is no common cause explanation of the correlation of a pair of Popescu–Rohrlich bananas. Since the correlated events can be arbitrarily far apart, there is no direct causal explanation either, because information would have to be transmitted faster than light between the correlated events. This is a version of Bell’s theorem.

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This article examines some experimental conditions that invite and possibly require recourse to quantum-mechanical-like mathematical models (QMLMs), models based on the key mathematical features of quantum mechanics, in scientific fields outside physics, such as biology, cognitive psychology, or economics. In particular, I consider whether the following two correlative features of quantum phenomena that were decisive for establishing the mathematical formalism of quantum mechanics play similarly important roles in QMLMs elsewhere. The first is the individuality and discreteness of quantum phenomena, and the second is the irreducibly probabilistic nature of our predictions concerning them, coupled to the particular character of the probabilities involved, as different from the character of probabilities found in classical physics. I also argue that these features could be interpreted in terms of a particular form of epistemology that suspends and even precludes a causal and, in the first place, realist description of quantum objects and processes. This epistemology limits the descriptive capacity of quantum theory to the description, classical in nature, of the observed quantum phenomena manifested in measuring instruments. Quantum mechanics itself only provides descriptions, probabilistic in nature, concerning numerical data pertaining to such phenomena, without offering a physical description of quantum objects and processes. While QMLMs share their use of the quantum-mechanical or analogous mathematical formalism, they may differ by the roles, if any, the two features in question play in them and by different ways of interpreting the phenomena they considered and this formalism itself. This article will address those differences as well.

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Mind, Matter and Quantum Mechanics (2nd edition)

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Quantum mechanics is usually defined in terms of some loosely connected axioms and rules. Such a foundation is far from the beauty of, e.g., the `principles' underlying classical mechanics. Motivated, in addition, by notorious interpretation problems, there have been numerous attempts to modify or `complete' quantum mechanics. A first attempt was based on so-called hidden variables; its proponents essentially tried to expel the non-classical nature of quantum mechanics. More recent proposals intend to complete quantum mechanics not within mechanics proper but on a `higher (synthetic) level'; by means of a combination with gravitation theory (R Penrose), with quantum information theory (C M Caves, C A Fuchs) or with psychology and brain science (H P Stapp). I think it is fair to say that in each case the combination is with a subject that, per se , suffers from a very limited understanding that is even more severe than that of quantum mechanics. This was acceptable, though, if it could convincingly be argued that scientific progress desperately needs to join forces. Quantum mechanics of a closed system was a beautiful and well understood theory with its respective state being presented as a point on a deterministic trajectory in Liouville space---not unlike the motion of a classical N -particle system in its 6N -dimensional phase-space. Unfortunately, we need an inside and an outside view, we need an external reference frame, we need an observer. This unavoidable partition is the origin of most of the troubles we have with quantum mechanics. A pragmatic solution is introduced in the form of so-called measurement postulates: one of the various incompatible properties of the system under consideration is supposed to be realized (i.e. to become a fact, to be defined without fundamental dispersion) based on `instantaneous' projections within some externally selected measurement basis. As a result, the theory becomes essentially statistical rather than deterministic; furthermore there is an asymmetry between the observed and the observing. This is the point where consciousness may come in. Complemented by an introduction and several appendices, Henry Stapp's book consists essentially of three parts: theory, implications, and new developments. The theory part gives a very readable account of the Copenhagen interpretation, some aspects of a psychophysical theory, and, eventually, hints towards a quantum foundation of the brain--mind connection. The next part, `implications', summarizes some previous attempts to bridge the gap between the working rules of quantum mechanics and their possible consequences for our understanding of this world (Pauli, Everett, Bohm, Heisenberg). The last section, `new developments', dwells on some ideas about the conscious brain and its possible foundation on quantum mechanics. The book is an interesting and, in part, fascinating contribution to a field that continues to be a companion to `practical' quantum mechanics since its very beginning. It is doubtful whether such types of `quantum ontologies' will ever become (empirically) testable; right now one can hardly expect more than to be offered some consistent `grand picture', which the reader may find more or less acceptable or even rewarding. Many practicing quantum physicists, though, will remain unimpressed. The shift from synthetic ontology to analytic ontology is the foundation of the present work. This means that fundamental wholes are being partitioned into their ontologically subordinate components by means of `events'. The actual event, in turn, is an abrupt change in the Heisenberg state describing the quantum universe. The new state then defines the tendencies associated with the next actual event. To avoid infinite regression in terms of going from one state of tendencies to the next, consciousness is there to give these events a special `feel', to provide a status of `intrinsic actuality'. The brain of an alert human observer is similar in an important way to a quantum detection device: it can amplify small signals to large macroscopic effects. On the other hand, actual events are not postulated to occur exclusively in brains. They are more generally associated with the formation of records. Records are necessarily part of the total state of the universe: it is obvious that the state of the universe cannot undergo a Schrödinger dynamics and at the same time record its own history. `The full universe consists therefore of an exceedingly thin veneer of relatively sluggish, directly observable properties resting on a vast ocean or rapidly fluctuating unobservable ones.' The present ideas also bear on how the world should be seen to develop. While conventional cosmology encounters problems as to how to define the intial conditions, which would enter the governing equations of motion, here `the boundary conditions are set not at some initial time, but gradually by a sequence of acts that imposes a sequence of constraints. After any sequence of acts there remains a collection of possible worlds, some of which will be eliminated by the next act.' Connected with those acts is `meaning': there has always been some speculation about the special significance of local properties in our understanding of the world. One could argue that correlations (even the quantum correlations found, e.g., in the EPR-experiments) were as real as anything else. But also Stapp stresses the special role of locality: the `local observable properties, or properties similar to them are the natural, and perhaps exclusive, carriers of meaning in the quantum universe. From this point of view the quantum universe tends to create meaning.' This sounds like an absolute concept: meaning not with respect to something else, but defined intrinsically---not easy to digest. The role of consciousness in the developing quantum universe requires more attention. `The causal irrelevance of our thoughts within classical physics constitutes a serious deficiency of that theory, construed as a description of reality.' This is taken to be entirely different within quantum mechanics. `The core idea of quantum mechanics is to describe our activities as knowledge-seeking and knowledge-using agents.' `21st century science does not reduce human beings to mechanical automata. Rather it elevates human beings to agents whose free choices can, according to the known laws, actually influence their behaviour.' An example with respect to perception is discussed: `Why, when we look at a triangle, do we experience three lines joined at three points and not some pattern of neuron firings?' The brain `does not convert an actual whole triangle into some jumbled set of particle motions; rather it converts a concatenation of separate external events into the actualization of some single integrated pattern of neural activity that is congruent to the perceived whole triangle.' How convincing is this proposal? It is hard to tell. I think Henry Stapp did a good job, but there are tight limitations to any such endeavour. Quantum mechanics is often strange indeed, but it also gives rise to our classical world around us. For the emergence of classicality jumps and measurement projections (the basic phenomena connected with those fundamental events of choice) are not needed. Therefore, I doubt whether the explanation of the evolution of our world really allows (or requires) that much free choice. On the other hand, most scientist will agree that empirical science was not possible without free will: we could not ask independent questions if this asking was part of a deterministic trajectory. The fact that the result of a quantum measurement is indeterminate (within given probabilities) does certainly not explain free will. How about the type of measurment? The experimentalist will have to assume that he can select the pertinent observable within some limits. But given a certain design the so-called pointer basis (producing stable measurement results) is no longer a matter of free choice. `The main theme of classical physics is that we live in a clocklike universe.' Today it is often assumed that the universe was a big (quantum-) computer or a cellular automaton. Many would be all too happy to leave that rather restrictive picture behind. But where to go? Stapp suggests giving consciousness a prominent role: `The most profound alteration of the fundamental principles was to bring consciousness of human beings into the basic structure of the physical theory.' How far we are able to go in this direction will depend on the amount of concrete research results becoming available to support this view.

Journal of Physics A Mathematical and General•Jun 17, 2004•4 citations
This is intended to be a serious paper, in spite of the title. The idea is that quantum mechanics is about probabilistic correlations, i.e., about the structure of information, since a theory of information is essentially a theory of probabilistic correlations. To make this clear, it suffices to consider measurements of two binary-valued observables, x with outcomes a = 0 or 1, performed by Alice in a region A, and y with outcomes b = 0 or 1 performed by Bob in a separated region B --or, to emphasize the banality of the phenomena, two ways of peeling a banana, resulting in one of two tastes. The imagined bananas of Bananaworld are non-standard, with operational or phenomenal probabilistic correlations for peelings and tastes that lie outside the polytope of local correlations. The 'no go' theorems tell us that we can't shoe-horn these correlations into a classical correlation polytope, which has the structure of a simplex, by supposing that something has been left out of the story, without giving up fundamental principles that define what we mean by a physical system. The nonclassical features of quantum mechanics, including the irreducible information loss on measurement, are shown to be generic features of correlations that lie outside the local correlation polytope. As far as the conceptual problems are concerned, we might as well talk about bananas.
The transition from classical to quantum mechanics rests on the recognition that the structure of information is not what we thought it was: there are operational, i.e., phenomenal, probabilistic correlations that lie outside the polytope of local correlations. Such correlations cannot be simulated with classical resources, which generate classical correlations represented by the points in a simplex, where the vertices of the simplex represent joint deterministic states that are the common causes of the correlations. The `no go' hidden variable theorems tell us that we can't shoe-horn correlations outside the local polytope into a classical simplex by supposing that something has been left out of the story. The replacement of the classical simplex by the quantum convex set as the structure representing probabilistic correlations is the analogue for quantum mechanics of the replacement of Newton's Euclidean space and time by Minkowski spacetime in special relativity. The nonclassical features of quantum mechanics, including the irreducible information loss on measurement, are generic features of correlations that lie outside the local correlation polytope. This paper is an elaboration of these ideas, and its consequences for the measurement problem of quantum mechanics. A large part of the difficulty is removed by seeing that the inconsistency in reconciling the entangled state at the end of a quantum measurement process with the definiteness of the macroscopic pointer reading and the definiteness of the correlated value of the measured micro-observable is only apparent and depends on a stipulation that is not required by the structure of the quantum possibility space. Replacing this stipulation by an alternative consistent stipulation resolves the problem.
What on earth do bananas have to do with quantum mechanics? From a modern perspective, quantum mechanics is about strangely counterintuitive correlations between separated systems, which can be exploited in feats like quantum teleportation, unbreakable cryptographic schemes, and computers with enormously enhanced computing power. Schro?dinger coined the term "entanglement" to describe these bizarre correlations. Bananaworld -- an imaginary island with "entangled" bananas -- brings to life the fascinating discoveries of the new field of quantum information without the mathematical machinery of quantum mechanics. The connection with quantum correlations is fully explained in sections written for the non-physicist reader with a serious interest in understanding the mysteries of the quantum world. The result is a subversive but entertaining book that is accessible and interesting to a wide range of readers, with the novel thesis that quantum mechanics is about the structure of information. What we have discovered is that the possibilities for representing, manipulating, and communicating information are very different than we thought.
In a quantum world, there are nonlocal correlations with no common cause, where a direct causal influence between the correlated events can be excluded. Moreover, these correlated events are separately intrinsically random. In the contemporary quantum information literature, correlations are studied abstractly in “Boxworld.” A “box” is an imaginary device, with input and output ports on each side, defined by a particular correlation between inputs and outputs, without any specification of an internal mechanism that could produce the correlation. Bananaworld is Boxworld, with bananas and peelings and tastes instead of boxes with inputs and outputs. The idea is to get at what is puzzling about quantum correlations by considering the extent to which Alice and Bob, limited to certain resources, could simulate various correlations in Bananaworld. This introductory chapter introduces these ideas, beginning with a brief exposition of the birth of quantum mechanics in Heisenberg’s 1925 breakthrough paper. The chapter concludes with a self-contained introduction to special relativity.
This chapter discusses a Bananaworld version of a correlation analyzed by Einstein, Podolsky, and Rosen in a 1935 argument for the incompleteness of quantum mechanics. This correlation can be simulated by Alice and Bob with a shared random local resource, which is equivalent to showing that the correlation has a common cause explanation. A superquantum correlation proposed by Popescu and Rohrlich can’t be perfectly simulated with local resources, but a quantum simulation with entangled quantum states can do better than the optimal simulation with local resources (up to a quantum limit called the “Tsirelson bound”). So there is no common cause explanation of the correlation of a pair of Popescu–Rohrlich bananas. Since the correlated events can be arbitrarily far apart, there is no direct causal explanation either, because information would have to be transmitted faster than light between the correlated events. This is a version of Bell’s theorem.
This article examines some experimental conditions that invite and possibly require recourse to quantum-mechanical-like mathematical models (QMLMs), models based on the key mathematical features of quantum mechanics, in scientific fields outside physics, such as biology, cognitive psychology, or economics. In particular, I consider whether the following two correlative features of quantum phenomena that were decisive for establishing the mathematical formalism of quantum mechanics play similarly important roles in QMLMs elsewhere. The first is the individuality and discreteness of quantum phenomena, and the second is the irreducibly probabilistic nature of our predictions concerning them, coupled to the particular character of the probabilities involved, as different from the character of probabilities found in classical physics. I also argue that these features could be interpreted in terms of a particular form of epistemology that suspends and even precludes a causal and, in the first place, realist description of quantum objects and processes. This epistemology limits the descriptive capacity of quantum theory to the description, classical in nature, of the observed quantum phenomena manifested in measuring instruments. Quantum mechanics itself only provides descriptions, probabilistic in nature, concerning numerical data pertaining to such phenomena, without offering a physical description of quantum objects and processes. While QMLMs share their use of the quantum-mechanical or analogous mathematical formalism, they may differ by the roles, if any, the two features in question play in them and by different ways of interpreting the phenomena they considered and this formalism itself. This article will address those differences as well.
Quantum mechanics is usually defined in terms of some loosely connected axioms and rules. Such a foundation is far from the beauty of, e.g., the `principles' underlying classical mechanics. Motivated, in addition, by notorious interpretation problems, there have been numerous attempts to modify or `complete' quantum mechanics. A first attempt was based on so-called hidden variables; its proponents essentially tried to expel the non-classical nature of quantum mechanics. More recent proposals intend to complete quantum mechanics not within mechanics proper but on a `higher (synthetic) level'; by means of a combination with gravitation theory (R Penrose), with quantum information theory (C M Caves, C A Fuchs) or with psychology and brain science (H P Stapp). I think it is fair to say that in each case the combination is with a subject that, per se , suffers from a very limited understanding that is even more severe than that of quantum mechanics. This was acceptable, though, if it could convincingly be argued that scientific progress desperately needs to join forces. Quantum mechanics of a closed system was a beautiful and well understood theory with its respective state being presented as a point on a deterministic trajectory in Liouville space---not unlike the motion of a classical N -particle system in its 6N -dimensional phase-space. Unfortunately, we need an inside and an outside view, we need an external reference frame, we need an observer. This unavoidable partition is the origin of most of the troubles we have with quantum mechanics. A pragmatic solution is introduced in the form of so-called measurement postulates: one of the various incompatible properties of the system under consideration is supposed to be realized (i.e. to become a fact, to be defined without fundamental dispersion) based on `instantaneous' projections within some externally selected measurement basis. As a result, the theory becomes essentially statistical rather than deterministic; furthermore there is an asymmetry between the observed and the observing. This is the point where consciousness may come in. Complemented by an introduction and several appendices, Henry Stapp's book consists essentially of three parts: theory, implications, and new developments. The theory part gives a very readable account of the Copenhagen interpretation, some aspects of a psychophysical theory, and, eventually, hints towards a quantum foundation of the brain--mind connection. The next part, `implications', summarizes some previous attempts to bridge the gap between the working rules of quantum mechanics and their possible consequences for our understanding of this world (Pauli, Everett, Bohm, Heisenberg). The last section, `new developments', dwells on some ideas about the conscious brain and its possible foundation on quantum mechanics. The book is an interesting and, in part, fascinating contribution to a field that continues to be a companion to `practical' quantum mechanics since its very beginning. It is doubtful whether such types of `quantum ontologies' will ever become (empirically) testable; right now one can hardly expect more than to be offered some consistent `grand picture', which the reader may find more or less acceptable or even rewarding. Many practicing quantum physicists, though, will remain unimpressed. The shift from synthetic ontology to analytic ontology is the foundation of the present work. This means that fundamental wholes are being partitioned into their ontologically subordinate components by means of `events'. The actual event, in turn, is an abrupt change in the Heisenberg state describing the quantum universe. The new state then defines the tendencies associated with the next actual event. To avoid infinite regression in terms of going from one state of tendencies to the next, consciousness is there to give these events a special `feel', to provide a status of `intrinsic actuality'. The brain of an alert human observer is similar in an important way to a quantum detection device: it can amplify small signals to large macroscopic effects. On the other hand, actual events are not postulated to occur exclusively in brains. They are more generally associated with the formation of records. Records are necessarily part of the total state of the universe: it is obvious that the state of the universe cannot undergo a Schrödinger dynamics and at the same time record its own history. `The full universe consists therefore of an exceedingly thin veneer of relatively sluggish, directly observable properties resting on a vast ocean or rapidly fluctuating unobservable ones.' The present ideas also bear on how the world should be seen to develop. While conventional cosmology encounters problems as to how to define the intial conditions, which would enter the governing equations of motion, here `the boundary conditions are set not at some initial time, but gradually by a sequence of acts that imposes a sequence of constraints. After any sequence of acts there remains a collection of possible worlds, some of which will be eliminated by the next act.' Connected with those acts is `meaning': there has always been some speculation about the special significance of local properties in our understanding of the world. One could argue that correlations (even the quantum correlations found, e.g., in the EPR-experiments) were as real as anything else. But also Stapp stresses the special role of locality: the `local observable properties, or properties similar to them are the natural, and perhaps exclusive, carriers of meaning in the quantum universe. From this point of view the quantum universe tends to create meaning.' This sounds like an absolute concept: meaning not with respect to something else, but defined intrinsically---not easy to digest. The role of consciousness in the developing quantum universe requires more attention. `The causal irrelevance of our thoughts within classical physics constitutes a serious deficiency of that theory, construed as a description of reality.' This is taken to be entirely different within quantum mechanics. `The core idea of quantum mechanics is to describe our activities as knowledge-seeking and knowledge-using agents.' `21st century science does not reduce human beings to mechanical automata. Rather it elevates human beings to agents whose free choices can, according to the known laws, actually influence their behaviour.' An example with respect to perception is discussed: `Why, when we look at a triangle, do we experience three lines joined at three points and not some pattern of neuron firings?' The brain `does not convert an actual whole triangle into some jumbled set of particle motions; rather it converts a concatenation of separate external events into the actualization of some single integrated pattern of neural activity that is congruent to the perceived whole triangle.' How convincing is this proposal? It is hard to tell. I think Henry Stapp did a good job, but there are tight limitations to any such endeavour. Quantum mechanics is often strange indeed, but it also gives rise to our classical world around us. For the emergence of classicality jumps and measurement projections (the basic phenomena connected with those fundamental events of choice) are not needed. Therefore, I doubt whether the explanation of the evolution of our world really allows (or requires) that much free choice. On the other hand, most scientist will agree that empirical science was not possible without free will: we could not ask independent questions if this asking was part of a deterministic trajectory. The fact that the result of a quantum measurement is indeterminate (within given probabilities) does certainly not explain free will. How about the type of measurment? The experimentalist will have to assume that he can select the pertinent observable within some limits. But given a certain design the so-called pointer basis (producing stable measurement results) is no longer a matter of free choice. `The main theme of classical physics is that we live in a clocklike universe.' Today it is often assumed that the universe was a big (quantum-) computer or a cellular automaton. Many would be all too happy to leave that rather restrictive picture behind. But where to go? Stapp suggests giving consciousness a prominent role: `The most profound alteration of the fundamental principles was to bring consciousness of human beings into the basic structure of the physical theory.' How far we are able to go in this direction will depend on the amount of concrete research results becoming available to support this view.