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arXiv:1210.6397 · Journal of Physics Condensed Matter

Nonadiabatic time-dependent spin-density functional theory for strongly correlated systems

Volodymyr Turkowski, Talat S Rahman

Published Nov 25, 2013• 14 citations
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Abstract

We propose a nonadiabatic time-dependent spin-density functional theory (TDSDFT) approach for studying single-electron excited states and the ultrafast response of systems with strong electron correlations. The correlation part of the nonadiabatic exchange-correlation (XC) kernel is constructed by using exact results for the Hubbard model of strongly correlated electrons. We demonstrate that the corresponding nonadiabatic XC kernel reproduces the main features of the spectrum of the Hubbard dimer and the 2D, 3D and infinite-dimensional Hubbard models, some of which are impossible to obtain within the adiabatic approach. The formalism may be applied for ab initio examination of strongly correlated electron systems in- and out-of-equilibrium within the TDSDFT, extending it beyond the metallic and semiconductor structures with plasmons, excitons and other excitations.

DOI
10.1088/0953-8984/26/2/022201

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We propose a nonadiabatic time-dependent spin-density functional theory (TDSDFT) approach for studying single-electron excited states and the ultrafast response of systems with strong electron correlations. The correlation part of the nonadiabatic exchange-correlation (XC) kernel is constructed by using exact results for the Hubbard model of strongly correlated electrons. We demonstrate that the corresponding nonadiabatic XC kernel reproduces the main features of the spectrum of the Hubbard dimer and the 2D, 3D and infinite-dimensional Hubbard models, some of which are impossible to obtain within the adiabatic approach. The formalism may be applied for ab initio examination of strongly correlated electron systems in- and out-of-equilibrium within the TDSDFT, extending it beyond the metallic and semiconductor structures with plasmons, excitons and other excitations.
Abstract We formulate a rigorous method for calculating a nonadiabatic (frequency-dependent) exchange-correlation (XC) kernel appropriate for accurate description of both equilibrium and nonequilibrium properties of strongly correlated systems within the time-dependent density functional theory (TDDFT) via the charge susceptibility, which is in turn obtained from dynamical mean field theory (DMFT) based on the effective multi-orbital Hubbard model. Application to the simple case of the one-orbital Hubbard model already shows the importance of the nonadiabatic kernel as it leads to significant modification of the excitation spectrum—shifting the (adiabatic) peak and disclosing another that is reminiscent of the solution from DMFT. The impact of dynamical effects, naturally included through the nonadiabaticity of the XC kernel, becomes even more transparent in our consideration of the nonequilibrium charge-density response of a multi-orbital perovskite, YTiO 3 , to a perturbation by a femtosecond (fs) laser pulse. These initial results indicate that electron–electron correlations and nonadiabatic features may significantly affect the spectrum and nonequilibrium properties of strongly correlated systems. We also propose an algorithm for extension of the approach to non-linear response. The transparency and computational efficiency of this non-adiabatic TDDFT+DMFT approach opens the door to examination of the spectra and response of multi-orbital systems with many nonequivalent atoms—bulk material, films and nanostructures.
In this work, nonadiabatic exchange-correlation (XC) potentials for time-dependent density-functional theory (TDDFT) for strongly correlated materials are derived in the limits of strong and weak correlations. After summarizing some essentials of the available dynamical mean-field theory (DMFT) XC potentials valid for these systems, we present details of the Sham–Schluter equation approach that we use to obtain, in principle, an exact XC potential from a many-body theory solution for the nonequilibrium electron self-energy. We derive the XC potentials for the one-band Hubbard model in the limits of weak and strong on-site Coulomb repulsion. To test the accuracy of the obtained potentials, we compare the TDDFT results obtained with these potentials with the corresponding nonequilibrium DMFT solution for the one-band Hubbard model and find that the agreement between the solutions is rather good. We also discuss possible directions to obtain a universal XC potential that would be appropriate for the case of intermediate interaction strengths, i.e., a nonadiabatic potential that can be used to perform TDDFT analysis of nonequilibrium phenomena, such as transport and other ultrafast properties of materials with any strength of electron correlation at any value in the applied perturbing field.
We address and quantify the role of nonadiabaticity (``memory effects'') in the exchange-correlation (xc) functional of time-dependent density functional theory (TDDFT) for describing nonlinear dynamics of many-body systems. Time-dependent resonant processes are particularly challenging for available TDDFT approximations, due to their strong nonlinear and nonadiabatic character. None of the known approximate density functionals are able to cope with this class of problems in a satisfactory manner. In this work we look at the prototypical example of the resonant processes by considering Rabi oscillations within the exactly soluble two-site Hubbard model. We construct the exact adiabatic xc functional and show that (i) it does not reproduce correctly resonant Rabi dynamics, and (ii) there is a sizable nonadiabatic contribution to the exact xc potential, which turns out to be small only at the beginning and at the end of the Rabi cycle when the ground-state population is dominant. We then propose a ``two-level'' approximation for the time-dependent xc potential which can capture Rabi dynamics in the two-site problem. It works well both for resonant and for detuned Rabi oscillations and becomes essentially exact in the linear response regime.
We present some details of our recently-proposed Time-Dependent Density-Functional Theory (TDDFT) for strongly-correlated materials in which the exchange-correlation (XC) kernel is derived from the charge susceptibility obtained using Dynamical Mean-Field Theory (the TDDFT + DMFT approach). We proceed with deriving the expression for the XC kernel for the one-band Hubbard model by solving DMFT equations via two approaches, the Hirsch–Fye Quantum Monte Carlo (HF-QMC) and an approximate low-cost perturbation theory approach, and demonstrate that the latter gives results that are comparable to the exact HF-QMC solution. Furthermore, through a variety of applications, we propose a simple analytical formula for the XC kernel. Additionally, we use the exact and approximate kernels to examine the nonhomogeneous ultrafast response of two systems: a one-band Hubbard model and a Mott insulator YTiO3. We show that the frequency dependence of the kernel, i.e., memory effects, is important for dynamics at the femtosecond timescale. We also conclude that strong correlations lead to the presence of beats in the time-dependent electric conductivity in YTiO3, a feature that could be tested experimentally and that could help validate the few approximations used in our formulation. We conclude by proposing an algorithm for the generalization of the theory to non-linear response.
We consider an analytically solvable model of two interacting electrons that allows for the calculation of the exact exchange-correlation kernel of time-dependent density functional theory. This kernel, as well as the corresponding density response function, is studied in the limit of large repulsive interactions between the electrons and we give analytical results for these quantities as an asymptotic expansion in powers of the square root of the interaction strength. We find that in the strong interaction limit the three leading terms in the expansion of the kernel act instantaneously while memory terms only appear in the next orders. We further derive an alternative expansion for the kernel in the strong interaction limit on the basis of the theory developed previously [Phys. Chem. Chem. Phys. 18, 21092 (2016)] using the formalism of strictly correlated electrons in the adiabatic approximation. We find that the first two leading terms in this series, corresponding to the strictly correlated limit and its zero-point vibration correction, coincide with the two leading terms of the exact expansion. We finally analyze the spatial nonlocality of these terms and show when the adiabatic approximation breaks down. The ability to reproduce the exact kernel in the strong interaction limit indicates that the adiabatic strictly correlated electron formalism is useful for studying the density response and excitation properties of other systems with strong electronic interactions.
In time-dependent density-functional theory, an important quantity is the exchange-correlation kernel whose knowledge allows for the calculations of the excitation spectrum of electronic systems. In most applications, the exchange-correlation kernel is approximated by the adiabatic local-density approximation, ignoring the frequency dependence and nonlocality. To gain insight into the nature of the exact exchange-correlation kernel, we have considered a two-dimensional one-band Hubbard model. The calculated exact exchange-correlation kernel reveals a number of striking features. It has a weak energy dependence up to the main excitation energy. On the other hand, the exact kernel shows a strong energy dependence in energy regions, where there are many-body excitations that are not contained in the local-density approximation, even though these excitations have small weight. It is found that a static approximation can well reproduce the main excitation peaks, but the satellite structures arising from many-body interaction are unlikely to be accounted for with a static approximation.