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arXiv:1210.1603 · WORLD SCIENTIFIC eBooks

QUANTUM DYNAMICS, COHERENT STATES AND BOGOLIUBOV TRANSFORMATIONS

Benjamin Schlein

Published Oct 1, 2013• 1 citation
arXivHTMLPDF

Abstract

Systems of interest in physics are usually composed by a very large number of interacting particles. At equilibrium, these systems are described by stationary states of the many-body Hamiltonian (at zero temperature, by the ground state). The reaction to perturbations, for example to a change of the external fields, is governed by the time-dependent many-body Schroedinger equation. Since it is typically very difficult to extract useful information from the Schroedinger equation, one of the main goals of non-equilibrium statistical mechanics is the derivation of effective evolution equations which can be used to predict the macroscopic behavior of the system. In these notes, we are going to consider systems of interacting bosons in the so called Gross-Pitaevskii regime, and we are going to show how coherent states and Bogoliubov transformations can be used to approximate the many body dynamics.

DOI
10.1142/9789814449243_0011

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Systems of interest in physics are usually composed by a very large number of interacting particles. At equilibrium, these systems are described by stationary states of the many-body Hamiltonian (at zero temperature, by the ground state). The reaction to perturbations, for example to a change of the external fields, is governed by the time-dependent many-body Schroedinger equation. Since it is typically very difficult to extract useful information from the Schroedinger equation, one of the main goals of non-equilibrium statistical mechanics is the derivation of effective evolution equations which can be used to predict the macroscopic behavior of the system. In these notes, we are going to consider systems of interacting bosons in the so called Gross-Pitaevskii regime, and we are going to show how coherent states and Bogoliubov transformations can be used to approximate the many body dynamics.
Starting from first-principle many-body quantum dynamics, we show that the dynamics of Bose-Einstein condensates can be approximated by the time-dependent nonlinear Gross-Pitaevskii equation, giving a bound on the rate of the convergence. Initial data are constructed on the bosonic Fock space applying an appropriate Bogoliubov transformation on a coherent state with expected number of particles N\mathit{N}N. The Bogoliubov transformation plays a crucial role; it produces the correct microscopic correlations among the particles. Our analysis shows that, on the level of the one-particle reduced density, the form of the initial data is preserved by the many-body evolution, up to a small error that vanishes as N−1/2\mathit{N}^{-1/2}N−1/2 in the limit of large N\mathit{N}N.
In these notes, we review some recent mathematical results concerning the derivation of effective evolution equations from many body quantum mechanics. In particular, we discuss the emergence of the Hartree equation in the so-called mean field regime (for example, for systems of gravitating bosons), and we show that the Gross-Pitaevskii equation approximates the dynamics of initially trapped Bose-Einstein condensates. We explain how effective evolution equations can be derived, on the one hand, by analyzing the so called BBGKY hierarchy, describing the time-evolution of reduced density matrices, and, on the other hand, by studying the dynamics of coherent initial states in a Fock-space representation of the many body system.
This thesis proves certain results concerning an important question in non-equilibrium quantum statistical mechanics which is the derivation of effective evolution equations approximating the dynamics of a system of large number of bosons initially at equilibrium (ground state at very low temperatures). The dynamics of such systems are governed by the time-dependent linear many-body Schroedinger equation from which it is typically difficult to extract useful information due to the number of particles being large. We will study quantitatively (i.e. with explicit bounds on the error) how a suitable one particle non-linear Schroedinger equation arises in the mean field limit as number of particles N → ∞ and how the appropriate corrections to the mean field will provide better approximations of the exact dynamics. In the first part of this thesis we consider the evolution of N bosons, where N is large, with two-body interactions of the form N³ᵝv(Nᵝ⋅), 0≤β≤1. The parameter β measures the strength and the range of interactions. We compare the exact evolution with an approximation which considers the evolution of a mean field coupled with an appropriate description of pair excitations, see [18,19] by Grillakis-Machedon-Margetis. We extend the results for 0 ≤ β < 1/3 in [19, 20] to the case of β < 1/2 and obtain an error bound of the form p(t)/Nᵅ, where α>0 and p(t) is a polynomial, which implies a specific rate of convergence as N → ∞. In the second part, utilizing estimates of the type discussed in the first part, we compare the exact evolution with the mean field approximation in the sense of marginals. We prove that the exact evolution is close to the approximate in trace norm for times of the order o(1)√N compared to log(o(1)N) as obtained in Chen-Lee-Schlein [6] for the Hartree evolution. Estimates of similar type are obtained for stronger interactions as well.
Quantum systems consisting of many particles are both interesting from the physics and the mathematics perspective. One aspect that makes them fascinating from the physics point of view is that they can exhibit quantum effects on macroscopic scales such as Bose-Einstein condensation. This phenomenon, first predicted 100 years ago by Bose [19] and Einstein [44], occurs when a dilute gas of bosons is cooled down to very low temperatures. Below a certain critical temperature a condensate forms, meaning that a macroscopic fraction of the particles is in the same one-particle state, and thus, quantum phenomena become relevant on length scales much larger than the individual atom. The occurrence of Bose-Einstein condensation is also related to superfluidity as suggested in [88]. Bose-Einstein condensation has been achieved experimentally independently by the groups of Cornell and Wieman [3] and Ketterle [40] earning them a Nobel prize in 2001. While Bose and Einstein analyzed theoretically the non-interacting gas, an effective theory describing weakly interacting Bose gases was proposed by Bogoliubov in 1947 with the goal of explaining the occurrence of superfluidity in liquid helium [18]. Using assumptions such as that condensation indeed occurs, his theory yields predictions for the low-energy states of the system. Seen from the mathematics perspective, describing the Bose gas is an interesting challenge due to the strong correlations between particles introduced by the interaction making this case much harder to study than the non-interacting one. In particular, a proof that Bose-Einstein condensation occurs in the thermodynamic limit for continuous systems is still out of reach. However, there has been a lot of work regarding the rigorous analysis of bosonic systems in various relevant regimes. This thesis contains three new contributions establishing rigorous results on bosonic systems in different, physically relevant settings. It is based on the articles [37, 27, 31]. The first result concerns the time-evolution of initially trapped Bose gases in the ultra-dilute Gross-Pitaevskii regime. Under some assumptions on the initial data satisfied in particular by a class of states that are expected to approximate the ground state in a trap, we derive a quasi-free approximation that is close to the true solution in L2L^2L2-norm. In particular, we show that this approximate wave function is described in terms of a Bose-Einstein condensate in a one-particle state following the time-dependent Gross-Pitaevskii equation together with pair excitations with respect to this condensate. As a corollary, we establish a central limit theorem for bounded one-particle observables. The second result is a simple proof of Bose-Einstein condensation for interacting, ultra-dilute gases. More specifically, we consider scalings interpolating between the Gross-Pitaevskii regime and the thermodynamic limit. While condensation had been shown to hold in these regimes before, the advantage of the method used here is its simplicity. Lastly, the third result establishes an upper bound on the ground state energy of a dilute Bose gas in the thermodynamic limit. It captures rigorously the third order correction to the energy per unit volume for sufficiently low densities as predicted in the physics literature first by Wu and subsequently others. Full-text embargoed until: 2026-01-01\textit{Full-text embargoed until: 2026-01-01}Full-text embargoed until: 2026-01-01
This thesis investigates the rigorous derivation of non-linear effective equations describing the time evolution of Bose-Einstein condensation from the N-particle linear Schrödinger equation, focusing on the one-particle reduced density matrix. The first chapter outlines the mathematical framework of many-body quantum mechanics, including the Fock space formalism. The second chapter studies the mean-field regime, proving that the condensed state converges to the non-linear Hartree equation by analyzing fluctuation dynamics to quantify the convergence rate. The third chapter addresses the physically realistic but mathematically challenging Gross-Pitaevskii regime, characterized by rare but strong interactions. Here, Bogoliubov transformations are used to capture crucial microscopic short-scale correlations, allowing for a quantitative derivation of the cubic non-linear Schrödinger equation. While the preceding chapters focus exclusively on repulsive interactions, the fourth chapter explores the focusing case with attractive potentials, which can lead to finite-time blow-up. Operating in an intermediate scaling regime, the effective focusing cubic non-linear Schrödinger equation is rigorously derived. Since the negative energy cannot bound many-body fluctuations, convergence is proven by approximating the dynamics via a quadratic Hamiltonian, in the spirit of Bogoliubov theory, and avoiding Grönwall estimates through the analysis of a coupled system of one-body linear equations for the one-particle density matrices.
We study the many body quantum evolution of bosonic systems in the mean field limit. The dynamics is known to be well approximated by the Hartree equation. So far, the available results have the form of a law of large numbers. In this paper we go one step further and we show that the fluctuations around the Hartree evolution satisfy a central limit theorem. Interestingly, the variance of the limiting Gaussian distribution is determined by a time-dependent Bogoliubov transformation describing the dynamics of initial coherent states in a Fock space representation of the system.