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arXiv:1209.5215

On the origin of thermality

Bernard S. Kay

Published Sep 24, 2012• 6 citations
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Abstract

It is well-known that a small system weakly coupled to a large energy bath in a total microcanonical ensemble will find itself in an (approximately) thermal state and, recently, it has been shown that, if the total state is, instead, a random pure state with energy in a narrow range, then the small system will still be approximately thermal with a high probability (wrt `Haar measure'). We ask what conditions are required for something resembling these 'traditional' and 'modern' thermality results to still hold when system and energy bath are of comparable size. In Part 1, we show that, for given system and energy-bath densities of states, s_S(e) and s_B(e), thermality does not hold in general, as we illustrate when both increase as powers of energy, but that it does hold in certain approximate senses, in both traditional and modern frameworks, when both grow as exp(be) or as exp(qe^2) and we calculate the system entropy in these cases. In their 'modern' version, our results rely on new quantities, which we introduce and call the S and B 'modapprox' density operators, which, we claim, will, with high probability, give a close approximation to the reduced density operator for the system and energy bath when the total state of system plus energy bath is a random pure state with energy in a narrow range. In Part 2 we clarify the meaning of these modapprox density operators and give arguments for our claim. The prime examples of non-small thermal systems are quantum black holes. Here and in two companion papers, we argue that current string-theoretic derivations of black hole entropy and thermal properties are incomplete and, on the question of information loss, inconclusive. However, we argue that these deficiencies are remedied with a modified scenario which relies on the modern strand of our methods and results here and is based on our previous 'matter-gravity entanglement hypothesis'.

DOI
10.48550/arxiv.1209.5215

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It is well-known that a small system weakly coupled to a large energy bath in a total microcanonical ensemble will find itself in an (approximately) thermal state and, recently, it has been shown that, if the total state is, instead, a random pure state with energy in a narrow range, then the small system will still be approximately thermal with a high probability (wrt `Haar measure'). We ask what conditions are required for something resembling these 'traditional' and 'modern' thermality results to still hold when system and energy bath are of comparable size. In Part 1, we show that, for given system and energy-bath densities of states, s_S(e) and s_B(e), thermality does not hold in general, as we illustrate when both increase as powers of energy, but that it does hold in certain approximate senses, in both traditional and modern frameworks, when both grow as exp(be) or as exp(qe^2) and we calculate the system entropy in these cases. In their 'modern' version, our results rely on new quantities, which we introduce and call the S and B 'modapprox' density operators, which, we claim, will, with high probability, give a close approximation to the reduced density operator for the system and energy bath when the total state of system plus energy bath is a random pure state with energy in a narrow range. In Part 2 we clarify the meaning of these modapprox density operators and give arguments for our claim. The prime examples of non-small thermal systems are quantum black holes. Here and in two companion papers, we argue that current string-theoretic derivations of black hole entropy and thermal properties are incomplete and, on the question of information loss, inconclusive. However, we argue that these deficiencies are remedied with a modified scenario which relies on the modern strand of our methods and results here and is based on our previous 'matter-gravity entanglement hypothesis'.
Entanglement in random states has turned into a useful approach to quantum thermalization and black hole physics. In this article, we refine and extend the ‘random unitaries framework’ to quantum field theories (QFT), and to include conserved charges. We show that in QFT, the connection between typical states, reduced subsystems and thermal dynamics is more transparent within the Fock basis. We provide generic formulae for the typical reduced density matrices and entanglement entropies of any given subset of particles. To illustrate our methods, we apply the generic framework to the simplest but non trivial cases, a massless scalar field in two dimensions and its generalization to the case of N scalar fields, including the large N limit. We find the effective temperature, by matching the reduced dynamics to a Gibbs ensemble, and derive the equation of state of the QFT. The deviations from perfect thermality are shown to be of order 1 /S instead of exp(− S ), a result which might be relevant for black hole physics. Finally we describe the analogue of the so-called ‘Page curve’ in the QFT scenario as a function of the energy scale which divides high from low energy degrees of freedom.
We study the relative entropy of highly excited quantum states. First, we sample states from the Wishart ensemble and develop a large-N diagrammatic technique for the relative entropy. The solution is exactly expressed in terms of elementary functions. We compare the analytic results to small-N numerics, finding precise agreement. Furthermore, the random matrix theory results accurately match the behavior of chaotic many-body eigenstates, a manifestation of eigenstate thermalization. We apply this formalism to the AdS/CFT correspondence where the relative entropy measures the distinguishability between different black hole microstates. We find that black hole microstates are distinguishable even when the observer has arbitrarily small access to the quantum state, though the distinguishability is nonperturbatively small in Newton's constant. Finally, we interpret these results in the context of the subsystem eigenstate thermalization hypothesis (SETH), concluding that holographic systems obey SETH up to subsystems half the size of the total system.
Chapter 3 of S. Lloyd's 1988 Ph.D. thesis, `Black Holes, Demons, and the Loss of Coherence: How complex systems get information and what they do with it,' supervisor Heinz Pagels. Reformulates statistical mechanics in terms of pure states and shows that (a) quantum statistics of typical pure states are very close to the mechanics of statistical mechanical ensembles; (b) if a system is in a typical state with energy E, then the reduced density matrix of a subsystem is very close to a thermal state. (A similar result was derived using Levy's lemma some years later by S. Popescu, A.J. Short, A.Winter, Nature Physics 2, 754-758 (2006).) Pure state quantum statistical mechanics is applied to black holesto show that for typical states of matter insideand outside a black hole, the external state is likely to be thermal. Proposes novel interpretation of probabilities in quantum statistical mechanics. Full thesis available at http://meche.mit.edu/documents/slloyd_thesis.pdf. This chapter was submitted for publication to Physical Review in 1988 but rejected by one sentence referee report: `There is no physics in this paper.' You be the judge.
In systems with a large degeneracy of states such as black holes, one expects that the average value of probe correlation functions will be well approximated by the thermal ensemble. To understand how correlation functions in individual microstates differ from the canonical ensemble average and from each other, we study the variances in correlators. Using general statistical considerations, we show that the variance between microstates will be exponentially suppressed in the entropy. However, by exploiting the analytic properties of correlation functions we argue that these variances are amplified in imaginary time, thereby distinguishing pure states from the thermal density matrix. We demonstrate our general results in specific examples and argue that our results apply to the microstates of black holes.
Isolated quantum systems never really relax. Their exact evolution keeps perfect memory, and yet the everyday quantities we measure in them do settle to steady thermal values. The leading explanation locates this puzzle inside the system's individual energy states, but it is still largely a well-supported hypothesis whose rigorous status depends heavily on what exactly one asks. Instead of chasing a new phenomenon, this paper takes one thoroughly studied benchmark chain and gathers what is genuinely known about it into a single transparent account, with every step labelled as proved, computed, or taken from the literature. The spin chain it works with is a standard one, chosen because it behaves like a generic chaotic system, and the case is built in layers. First the paper confirms by computer that the chain really is generic: its energy levels follow the universal statistics of chaotic systems, and it hides no extra conserved quantities or other structure that would spoil thermalization. On that basis it proves a weak thermalization theorem for the chain's average magnetization, showing that all but a vanishing fraction of energy states already carry the thermal value. This is done by taking established general theorems and instantiating them for the concrete model with every constant written out. The paper then looks at the tiny residual fluctuations between states and finds they carry a distinctive statistical fingerprint predicted by a modern branch of mathematics called free probability. It calibrates the whole picture against a specially solvable version of the model in which certain quantities can be computed exactly. Its genuinely new technical core is a precise algebraic identity that governs those fluctuations. The value here is discipline rather than spectacle. By taking a single well-worn model and saying which parts of its thermal behaviour are proved, which are seen only in simulation, and which are imported wholesale, the paper converts a diffuse body of belief into one honestly bookkept account. It is open about the limits. It establishes the weak form of thermalization but does not claim the stronger, exception-free version, and it does not claim a sharp bound on the fluctuation structure. Leaving those openly unfinished is part of what makes the claims it does make trustworthy.
In this work, we study the distinguishability of random states drawn from the Wishart ensemble as well as black hole microstates.We compute the relative entropy and many generalizations, including the Petz Rényi relative entropy, sandwiched Rényi relative entropy, fidelities, and trace distances.These generalized quantities are able to teach us about new structures in the space of random states and black hole microstates where the von Neumann and relative entropies were insufficient.We further generalize to generic random tensor networks where new phenomena arise due to the locality in the networks.These phenomena sharpen the relationship between holographic states and random tensor networks.We discuss the implications of our results on the black hole information problem using replica wormholes, specifically the state dependence (hair) in Hawking radiation.Understanding the differences between Hawking radiation of distinct evaporating black holes is an important piece of the information problem that was not addressed by entropy calculations using the island formula.We interpret our results in the language of quantum hypothesis testing and the subsystem eigenstate thermalization hypothesis (ETH), deriving that chaotic (including holographic) systems obey subsystem ETH for all subsystems less than half the total system size.