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arXiv:1207.3207 · Physical Review B

Fermionic superoperators for zero-temperature nonlinear transport: Real-time perturbation theory and renormalization group for Anderson quantum dots

R. B. Saptsov, M. R. Wegewijs

Published Dec 18, 2012• 71 citations
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Abstract

We study electron quantum transport through a strongly interacting Anderson quantum dot at finite bias voltage and magnetic field at zero temperature using the real-time renormalization group (RT-RG) in the framework of a kinetic (generalized master) equation for the reduced density operator. To this end, we further develop the general, finite-temperature real-time transport formalism by introducing field superoperators that obey fermionic statistics. This direct second quantization in Liouville Fock space strongly simplifies the construction of operators and superoperators that transform irreducibly under the Anderson-model symmetry transformations. The fermionic field superoperators naturally arise from the univalence (fermion-parity) superselection rule of quantum mechanics for the total system of quantum dot plus reservoirs. Expressed in these field superoperators, the causal structure of the perturbation theory for the effective time-evolution superoperator kernel becomes explicit. Using the constraints of the causal structure, we construct a parametrization of the exact effective time-evolution kernel for which we analytically find the eigenvectors and eigenvalues in terms of a minimal set of only 30 independent coefficients. The causal structure also implies the existence of a fermion-parity protected eigenvector of the exact Liouvillian, explaining a recently reported result on adiabatic driving [Contreras-Pulido et al., Phys. Rev. B 85, 075301 (2012)] and generalizing it to arbitrary order in the tunnel coupling $\ensuremath{\Gamma}$. Furthermore, in the wide-band limit, the causal representation exponentially reduces the number of diagrams for the time-evolution kernel. The remaining diagrams can be identified simply by their topology and are manifestly independent of the energy cutoff term by term. By an exact reformulation of this series, we integrate out all infinite-temperature effects, obtaining an expansion targeting only the nontrivial, finite-temperature corrections, and the exactly conserved transport current follows directly from the time-evolution kernel. From this new series, the previously formulated RT-RG equations are obtained naturally. We perform a complete one-plus-two-loop RG analysis at finite voltage and magnetic field, while systematically accounting for the dependence of all renormalized quantities on both the quantum dot and reservoir frequencies. Using the second quantization in Liouville space and symmetry restrictions, we obtain analytical RT-RG equations, which can be solved numerically in an efficient way, and we extensively study the model parameter space, excluding the Kondo regime where the one-plus-two-loop approach is obviously invalid. The incorporated renormalization effects result in an enhancement of the inelastic cotunneling peak, even at a voltage $\ensuremath{\sim}$magnetic field $\ensuremath{\sim}$tunnel coupling $\ensuremath{\Gamma}$. Moreover, we find a tunnel-induced nonlinearity of the stability diagrams (Coulomb diamonds) at finite voltage, both in the single-electron tunneling and inelastic cotunneling regime.

DOI
10.1103/physrevb.86.235432

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We study electron quantum transport through a strongly interacting Anderson quantum dot at finite bias voltage and magnetic field at zero temperature using the real-time renormalization group (RT-RG) in the framework of a kinetic (generalized master) equation for the reduced density operator. To this end, we further develop the general, finite-temperature real-time transport formalism by introducing field superoperators that obey fermionic statistics. This direct second quantization in Liouville Fock space strongly simplifies the construction of operators and superoperators that transform irreducibly under the Anderson-model symmetry transformations. The fermionic field superoperators naturally arise from the univalence (fermion-parity) superselection rule of quantum mechanics for the total system of quantum dot plus reservoirs. Expressed in these field superoperators, the causal structure of the perturbation theory for the effective time-evolution superoperator kernel becomes explicit. Using the constraints of the causal structure, we construct a parametrization of the exact effective time-evolution kernel for which we analytically find the eigenvectors and eigenvalues in terms of a minimal set of only 30 independent coefficients. The causal structure also implies the existence of a fermion-parity protected eigenvector of the exact Liouvillian, explaining a recently reported result on adiabatic driving [Contreras-Pulido et al., Phys. Rev. B 85, 075301 (2012)] and generalizing it to arbitrary order in the tunnel coupling \ensuremathΓ\ensuremath{\Gamma}\ensuremathΓ. Furthermore, in the wide-band limit, the causal representation exponentially reduces the number of diagrams for the time-evolution kernel. The remaining diagrams can be identified simply by their topology and are manifestly independent of the energy cutoff term by term. By an exact reformulation of this series, we integrate out all infinite-temperature effects, obtaining an expansion targeting only the nontrivial, finite-temperature corrections, and the exactly conserved transport current follows directly from the time-evolution kernel. From this new series, the previously formulated RT-RG equations are obtained naturally. We perform a complete one-plus-two-loop RG analysis at finite voltage and magnetic field, while systematically accounting for the dependence of all renormalized quantities on both the quantum dot and reservoir frequencies. Using the second quantization in Liouville space and symmetry restrictions, we obtain analytical RT-RG equations, which can be solved numerically in an efficient way, and we extensively study the model parameter space, excluding the Kondo regime where the one-plus-two-loop approach is obviously invalid. The incorporated renormalization effects result in an enhancement of the inelastic cotunneling peak, even at a voltage \ensuremath∼\ensuremath{\sim}\ensuremath∼magnetic field \ensuremath∼\ensuremath{\sim}\ensuremath∼tunnel coupling \ensuremathΓ\ensuremath{\Gamma}\ensuremathΓ. Moreover, we find a tunnel-induced nonlinearity of the stability diagrams (Coulomb diamonds) at finite voltage, both in the single-electron tunneling and inelastic cotunneling regime.
We extend the recently developed causal superfermion approach to the real-time diagrammatic transport theory to time-dependent decay problems. Its usefulness is illustrated for the Anderson model of a quantum dot with tunneling rates depending on spin due to ferromagnetic electrodes and/or spin polarization of the tunnel junction. This approach naturally leads to an exact result for one of the time-dependent decay modes for any value of the Coulomb interaction compatible with the wideband limit. We generalize these results to multilevel Anderson models and indicate constraints they impose on renormalization-group schemes in order to recover the exact noninteracting limit.(i) We first set up a second quantization scheme in the space of density operators constructing ``causal'' field superoperators using the fundamental physical principles of causality/probability conservation and fermion-parity superselection (univalence). The time-dependent perturbation series for the time evolution is renormalized by explicitly performing the wideband limit on the superoperator level. As a result, the occurrence of destruction and creation superoperators are shown to be tightly linked to the physical short- and long-time reservoir correlations, respectively. This effective theory takes as a reference a damped local system, which may also provide an interesting starting point for numerical calculations of memory kernels in real time. (ii) A remarkable feature of this approach is the natural appearance of a fermion-parity protected decay mode which can be measured using a setup proposed earlier [Phys. Rev. B 85, 075301 (2012)]. This mode can be calculated exactly in the fully Markovian, infinite-temperature limit by leading-order perturbation theory, but surprisingly persists unaltered for finite temperature, for any interaction and tunneling spin polarization. (iii) Finally, we show how a Liouville-space analog of the Pauli principle directly leads to an exact expression in the noninteracting limit for the time evolution, extending previous works by starting from an arbitrary initial mixed state including spin and pairing coherences and two-particle correlations stored on the quantum dot. This exact result is obtained already in finite-order renormalized perturbation theory, which surprisingly is not quadratic but quartic in the field superoperators, despite the absence of Coulomb interaction. The latter fact we relate to the time evolution of the two-particle component of the mixed state, which is just the fermion-parity operator, a cornerstone of the formalism. We illustrate how the super-Pauli-principle also simplifies problems with nonzero Coulomb interaction.
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We apply a recently developed nonequilibrium real-time renormalization group (RG) method in frequency space to describe nonlinear quantum transport through a small fermionic quantum system coupled weakly to several reservoirs via spin and/or orbital fluctuations. Within a weak-coupling two-loop analysis, we derive analytic formulas for the nonlinear conductance and the kernel determining the time evolution of the reduced density matrix. A consistent formalism is presented how the RG flow is cut off by relaxation and dephasing rates. We apply the general formalism to the nonequilibrium anisotropic Kondo model at finite magnetic field. We consider the weak-coupling regime, where the maximum of voltage and bare magnetic field is larger than the Kondo temperature. In this regime, we calculate the nonlinear conductance, the magnetic susceptibility, the renormalized spin relaxation and dephasing rates, and the renormalized ggg factor. All quantities are considered up to the first logarithmic correction beyond leading order at resonance. Up to a redefinition of the Kondo temperature, we confirm previous results for the conductance and the magnetic susceptibility in the isotropic case. In addition, we present a consistent calculation of the resonant line shapes, including the determination whether the spin relaxation or dephasing rate cuts off the logarithmic divergence. Furthermore, we calculate quantities characterizing the exponential decay of the time evolution of the magnetization. In contrast to the conductance, we find that the derivative of the spin relaxation (dephasing) rate with respect to the magnetic field is logarithmically enhanced (suppressed) for voltages smaller (larger) than the renormalized magnetic field, and that the logarithmic divergence is cut off by the opposite rate. The renormalized ggg factor is predicted to show a symmetric logarithmic suppression at resonance, which is cut off by the spin relaxation rate. We propose a three-terminal setup to measure the suppression at resonance. For all quantities, we analyze also the anisotropic case and find additional nonequilibrium effects at resonance.
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We present the real-time renormalization group (RTRG) method as a method to describe the stationary state current through generic multilevel quantum dots in nonequilibrium. The employed approach consists of a very rudimentary approximation for the renormalization group (RG) equations which neglects all vertex corrections while it provides a means to compute the effective dot Liouvillian self-consistently. Being based on a weak-coupling expansion in the tunneling between dot and reservoirs, the RTRG approach turns out to reliably describe charge fluctuations in and out of equilibrium for arbitrary coupling strength, even at zero temperature. We confirm this in the linear response regime with a benchmark against highly accurate numerical renormalization group data in the exemplary case of three-level quantum dots. For small to intermediate bias voltages and weak Coulomb interactions, we find an excellent agreement between RTRG and functional renormalization group data, which can be expected to be accurate in this regime. As a consequence, we advertise the presented RTRG approach as an efficient and versatile tool to describe charge fluctuations in quantum dot systems.
In this thesis, we use a functional quantum field theoretical approach to investigate the non-equilibrium time evolution of an Anderson quantum dot with the main focus on the Kondo regime. We employ a real-time Keldysh path integral formulation to find an effective action. From the two-particle irreducible effective action, we derive, from the variational principle, the exact real-time Kadanoff–Baym equations of motion for the full propagator. We study these dynamic equations for the single impurity Anderson model, which decribes a quantum dot coupled to two finite-temperature leads. We take the tunnelling to the leads into account exactly. In order to solve the Kadanoff–Baym equations numerically we have to approximate them. For this purpose, we make a non-perturbative approximation by summing an infinite number of Feynman diagrams in the direct (s)-, particle-particle (t)-, particle-hole (u)-, and stu-channels. The aim of our investigation is to analyse the non-equilibrium realtime evolution of the quantum dot after a hybridisation and interaction quench into its stationary state. The main focus is on the narrowing of the Kondo resonance and the formation of the Hubbard side bands. Following on from this, the main achievement is the transient, as well as the stationary electrical current, through the quantum dot and the investigation of the dependence on temperature and magnetic field. We compare our results with other methods, such as functional renormalisation group and iterative sum of path integrals, and find a very good agreement in most situations.