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arXiv:1202.5277 · Physical Review B

Kibble-Zurek problem: Universality and the scaling limit

Anushya Chandran, Amir Erez, Steven S. Gubser, Shivaji L. Sondhi

Published Aug 20, 2012• 233 citations

Abstract

Near a critical point, the equilibrium relaxation time of a system diverges and any change of control/thermodynamic parameters leads to nonequilibrium behavior. The Kibble-Zurek problem is to determine the dynamical evolution of the system parametrically close to its critical point when the change is parametrically slow. The nonequilibrium behavior in this limit is controlled entirely by the critical point and the details of the trajectory of the system in parameter space (the protocol) close to the critical point. Together, they define a universality class consisting of critical exponents, discussed in the seminal work by Kibble and Zurek, and scaling functions for physical quantities, which have not been discussed hitherto. In this article, we give an extended and pedagogical discussion of the universal content in the Kibble-Zurek problem. We formally define a scaling limit for physical quantities near classical and quantum transitions for different sets of protocols. We report computations of a few scaling functions in model Gaussian and large-$N$ problems and prove their universality with respect to protocol choice. We also introduce a protocol in which the critical point is approached asymptotically at late times with the system marginally out of equilibrium, wherein logarithmic violations to scaling and anomalous dimensions occur even in the simple Gaussian problem.

DOI: 10.1103/physrevb.86.064304

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Near a critical point, the equilibrium relaxation time of a system diverges and any change of control/thermodynamic parameters leads to nonequilibrium behavior. The Kibble-Zurek problem is to determine the dynamical evolution of the system parametrically close to its critical point when the change is parametrically slow. The nonequilibrium behavior in this limit is controlled entirely by the critical point and the details of the trajectory of the system in parameter space (the protocol) close to the critical point. Together, they define a universality class consisting of critical exponents, discussed in the seminal work by Kibble and Zurek, and scaling functions for physical quantities, which have not been discussed hitherto. In this article, we give an extended and pedagogical discussion of the universal content in the Kibble-Zurek problem. We formally define a scaling limit for physical quantities near classical and quantum transitions for different sets of protocols. We report computations of a few scaling functions in model Gaussian and large-

N

problems and prove their universality with respect to protocol choice. We also introduce a protocol in which the critical point is approached asymptotically at late times with the system marginally out of equilibrium, wherein logarithmic violations to scaling and anomalous dimensions occur even in the simple Gaussian problem.

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\mathbb{Z}_2

symmetry in the dynamic universality class of Model A in two spatial dimensions. The critical dynamics of the system is studied under a linear quench protocol, in which the external symmetry breaking field is changed at a constant rate through the critical point. We discuss the connection to the Kibble-Zurek mechanism and determine universal scaling functions, which fully describe the non-equilibrium evolution of the system near the critical point for all quench rates under consideration. We find that, while the scaling functions are non-trivial, the corresponding scaling exponents are fully determined by static critical exponents and the dynamic critical exponent.

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Within the framework of the Kibble-Zurek Mechanism, we investigate the universal behavior of the non-equilibrium critical fluctuations, using the Langevin dynamics of model A. With properly located typical time, length and angle scales, $\tau_{\mbox{\tiny KZ}}$, $l_{\mbox{\tiny KZ}}$, and $\theta_{\mbox{\tiny KZ}}$, the constructed function $\bar{f}_n((\tau-\tau_c)/\tau_{\mbox{\tiny KZ}},\theta_{\mbox{\tiny KZ}})$ for the cumulants of the sigma field show universal behavior near the critical point, which are independent from some non-universal factors, such as the relaxation time or the evolution trajectory.

The celebrated Kibble-Zurek mechanism (KZM) describes the scaling of physical quantities when external parameters sweep through a critical point. Boundaries are ubiquitous in real systems, and critical behaviors near the boundary have attracted extensive research. Different boundary universality classes, including ordinary, special, extraordinary, and surface transitions, have been identified. However, the driven critical dynamics near boundaries remains unexplored. Here, we systematically investigate the driven critical dynamics in various boundary universality classes of the Ising model in both two and three dimensions, and discover a wealth of dynamic scaling behaviors. We find that for heating dynamics in all boundary universality classes, as well as for cooling dynamics in special, extraordinary, and surface transitions, the dynamic scaling behaviors of the order parameter can be described by a normal generalization of the KZM, called boundary finite-time scaling (BFTS). In contrast, for cooling dynamics in ordinary transition, we discover an abnormal logarithmic scaling on the driving rate. Moreover, for the special transition, in addition to temperature driving, we also consider the driven dynamics by driving the surface couplings. For increasing the surface coupling across the special transition point along the line of the ordinary transition, the prerequisite of the KZM, which requires that the correlation length/time in the initial state to be short-ranged, breaks down. We develop a generalized BFTS for a nonequilibrium initial state characterized by the waiting time, or the ``age'', of the boundary. Possible generalizations are also discussed.

When a system is swept through a quantum critical point, the Kibble-Zurek mechanism predicts that the average number of topological defects follows a universal power-law scaling with the ramp timescale. This scaling behavior is determined by the equilibrium critical exponents of the underlying phase transition. We show that the correspondence between Kibble-Zurek scaling and quantum criticality does not hold generally. In particular, the defect density can exhibit a suppression faster than the Kibble-Zurek prediction even when the quench crosses a critical point, while conventional Kibble-Zurek scaling may persist for quenches through a noncritical point. Our results, based on models representative of a broad class of quasi-one-dimensional Fermi systems, identify the dynamical conditions under which universal defect scaling emerges and clarify the relation between defect generation and equilibrium criticality. © 2026 authors. Published by the American Physical Society.

The Kibble-Zurek mechanism describes the saturation of critical scaling upon dynamically approaching a phase transition. This is a consequence of the breaking of adiabaticity due to the scale set by the slow drive. By driving the gap parameter, this can be used to determine the leading critical exponents. But this is just the `tip of the iceberg:' Driving more general couplings allows one to activate the entire universal spectrum of critical exponents. Here we establish this phenomenon and its observable phenomenology for the quantum phase transitions in an analytically solvable minimal model and the experimentally relevant transverse XY model. The excitation density is shown to host the sequence of exponents including the subleading ones in the asymptotic scaling behavior by a proper design of the geometry of the driving protocol in the phase diagram. The case of a parallel drive relative to the phase boundary can still lead to the breaking of adiabaticity, and exposes the subleading exponents in the clearest way. Complementarily to disclosing universal information, we extract the restrictions due to the nonuniversal content of the models onto the extent of the subleading scalings regimes.