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arXiv:1201.2781 · Laser Physics Letters

Equilibration and thermalization in finite quantum systems

Vyacheslav I. Yukalov

Published May 2, 2011• 157 citations
arXivHTMLPDF

Abstract

Experiments with trapped atomic gases have opened novel possibilities for studying the evolution of nonequilibrium finite quantum systems, which revived the necessity of reconsidering and developing the theory of such processes. This review analyzes the basic approaches to describing the phenomena of equilibration, thermalization, and decoherence in finite quantum systems. Isolated, nonisolated, and quasi-isolated quantum systems are considered. The relations between equilibration, decoherence, and the existence of time arrow are emphasized. The possibility for the occurrence of rare events, preventing complete equilibration, are mentioned.

DOI
10.1002/lapl.201110002

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Experiments with trapped atomic gases have opened novel possibilities for studying the evolution of nonequilibrium finite quantum systems, which revived the necessity of reconsidering and developing the theory of such processes. This review analyzes the basic approaches to describing the phenomena of equilibration, thermalization, and decoherence in finite quantum systems. Isolated, nonisolated, and quasi-isolated quantum systems are considered. The relations between equilibration, decoherence, and the existence of time arrow are emphasized. The possibility for the occurrence of rare events, preventing complete equilibration, are mentioned.
Understanding how macroscopic systems exhibit irreversible thermal behavior has been a longstanding challenge, first brought to prominence by Boltzmann. Recent advances have established rigorous conditions for isolated quantum systems to equilibrate to a maximum entropy state, contingent upon weak assumptions. These theorems, while powerful, applied for a sudden quench. However, natural processes involve finite-time perturbations or quenches, which raises a crucial question: Can these systems still equilibrate under more realistic, finite-time dynamics? In this work, we extend the established results to account for finite-time quenches, demonstrating that, even under finite-time perturbations, the system will equilibrate provided it populates many significant energy levels. While the mathematical proof is more intricate than in the instantaneous case, the physical conclusion remains the same: sufficient perturbation leads to equilibration. Our results provide a broader and more physically realistic framework for understanding thermalization in isolated quantum systems.
Two identical finite quantum systems prepared initially at different temperatures, isolated from the environment, and subsequently brought into contact are demonstrated to relax towards Gibbs-like quasi-equilibrium states with a common temperature and small fluctuations around the time-averaged expectation values of generic observables. The temporal thermalization process proceeds via a chain of intermediate Gibbs-like states. We specify the conditions under which this scenario occurs and corroborate the quantum equilibration with two different models.
This thesis fathoms out the capabilities of the theory of quantum mechanics to explain thermodynamic behavior. It covers in particular equilibration and thermalization in closed quantum systems, typicality, time scales for equilibration, quantum integrability and its connection to thermalization, decoherence, and a maximum entropy principle. Together, the presented results form the body of the theory of pure state quantum statistical mechanics. With almost 300 references, ranging from the groundbreaking works of the early 20th century to the most recent discoveries (up to 2013), this work arguably constitutes the most comprehensive review of the literature on equilibration and thermalization in closed quantum systems. All results are presented in a unified notation and many are slightly strengthened or generalized.
Abstract The approach to thermal equilibrium, or thermalization, in isolated quantum systems is among the most fundamental problems in statistical physics. Recent theoretical studies have revealed that thermalization in isolated quantum systems has several remarkable features, which emerge from quantum entanglement and are quite distinct from those in classical systems. Experimentally, well isolated and highly controllable ultracold quantum gases offer an ideal testbed to study the nonequilibrium dynamics in isolated quantum systems, promoting intensive recent theoretical endeavors on this fundamental subject. Besides thermalization, many isolated quantum systems show intriguing behavior in relaxation processes, especially prethermalization. Prethermalization occurs when there is a clear separation of relevant time scales and has several different physical origins depending on individual systems. In this review, we overview theoretical approaches to the problems of thermalization and prethermalization.
The emergence of classical behavior and the origin of thermal equilibrium are two central problems in the foundations of physics. In the standard accounts, both phenomena are typically explained through interactions with an external environment: decoherence suppresses quantum interference, while coupling to a thermal bath drives relaxation toward equilibrium. Over the last decades, however, it has become clear that equilibration and thermalization can arise even in fully isolated quantum systems, in the operational sense that the expectation values of relevant observables remain close to equilibrium values for most of the time. Here, we ask whether the same intrinsic equilibration mechanism can also account for the emergence of classical behavior. Using rigorous bounds on equilibration in closed systems, we derive sufficient conditions under which a time-evolved pure state becomes, for most times, operationally indistinguishable from a classical mixture associated with a chosen physical property. We identify two complementary routes to such operational classicality: either the chosen property almost commutes with the system Hamiltonian or the observables used to probe the system lose access to the remaining coherence after equilibration. Our results show that classical behavior need not be confined to the energy basis and may emerge even when substantial coherence remains present in the equilibrium state. This establishes a direct connection between two foundational questions: the origin of thermalization in isolated quantum systems and the quantum-to-classical transition
Focusing on isolated macroscopic systems, described in terms of either a quantum mechanical or a classical model, our two key questions are how far does an initial ensemble (usually far from equilibrium and largely unknown in detail) evolve towards a stationary long-time behavior (equilibration) and how far is this steady state in agreement with the microcanonical ensemble as predicted by statistical mechanics (thermalization). A recently developed quantum mechanical treatment of the problem is briefly summarized, putting particular emphasis on the realistic modeling of experimental measurements and nonequilibrium initial conditions. Within this framework, equilibration can be proven under very weak assumptions about those measurements and initial conditions, while thermalization still requires quite strong additional hypotheses. An analogous approach within the framework of classical mechanics is developed and compared with the quantum case. In particular, the assumptions to guarantee classical equilibration are now rather strong, while thermalization then follows under relatively weak additional conditions.