Time-reversal invariant three-dimensional topological insulators can be defined fundamentally by a topological field theory with a quantized axion angle $\ensuremath{\theta}$ of 0 or $\ensuremath{\pi}$. It was recently shown that fractional quantized values of $\ensuremath{\theta}$ are consistent with time-reversal invariance if deconfined, gapped, fractionally charged bulk excitations appear in the low-energy spectrum due to strong correlation effects, leading to the concept of a fractional topological insulator. These fractionally charged excitations are coupled to emergent gauge fields, which ensure that the microscopic degrees of freedom, the original electrons, are gauge-invariant objects. A first step towards the construction of microscopic models of fractional topological insulators is to understand the nature of these emergent gauge theories and their corresponding phases. In this work, we show that low-energy effective gauge theories of both Abelian or non-Abelian type are consistent with a fractional quantized axion angle if they admit a Coulomb phase or a Higgs phase with gauge group broken down to a discrete subgroup. The Coulomb phases support gapless but electrically neutral bulk excitations while the Higgs phases are fully gapped. The Higgs and non-Abelian Coulomb phases exhibit multiple ground states on boundaryless spatial three-manifolds with nontrivial first homology, while the Abelian Coulomb phase has a unique ground state. The ground-state degeneracy receives an additional contribution on manifolds with boundary due to the induced boundary Chern-Simons term.
Time-reversal invariant three-dimensional topological insulators can be defined fundamentally by a topological field theory with a quantized axion angle \ensuremathθ of 0 or \ensuremathπ. It was recently shown that fractional quantized values of \ensuremathθ are consistent with time-reversal invariance if deconfined, gapped, fractionally charged bulk excitations appear in the low-energy spectrum due to strong correlation effects, leading to the concept of a fractional topological insulator. These fractionally charged excitations are coupled to emergent gauge fields, which ensure that the microscopic degrees of freedom, the original electrons, are gauge-invariant objects. A first step towards the construction of microscopic models of fractional topological insulators is to understand the nature of these emergent gauge theories and their corresponding phases. In this work, we show that low-energy effective gauge theories of both Abelian or non-Abelian type are consistent with a fractional quantized axion angle if they admit a Coulomb phase or a Higgs phase with gauge group broken down to a discrete subgroup. The Coulomb phases support gapless but electrically neutral bulk excitations while the Higgs phases are fully gapped. The Higgs and non-Abelian Coulomb phases exhibit multiple ground states on boundaryless spatial three-manifolds with nontrivial first homology, while the Abelian Coulomb phase has a unique ground state. The ground-state degeneracy receives an additional contribution on manifolds with boundary due to the induced boundary Chern-Simons term.
Topological phases of matter are usually realized in deconfined phases of gauge theories. In this context, confined phases with strongly fluctuating gauge fields seem to be irrelevant to the physics of topological phases. For example, the low-energy theory of the two-dimensional (2D) toric code model (i.e., the deconfined phase of Z2 gauge theory) is a $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ Chern-Simons theory in which gauge charges (i.e., e and m particles) are deconfined and the gauge fields are gapped, while the confined phase is topologically trivial. In this paper, we point out a route to constructing exotic three-dimensional (3D) gapped fermionic phases in a confining phase of a gauge theory. Starting from a parton construction with strongly fluctuating compact $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ gauge fields, we construct gapped phases of interacting fermions by condensing two linearly independent bosonic composite particles consisting of partons and $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ magnetic monopoles. This can be regarded as a 3D generalization of the 2D Bais-Slingerland condensation mechanism. Charge fractionalization results from a Debye-H\"uckel--type screening cloud formed by the condensed composite particles. Within our general framework, we explore two aspects of symmetry-enriched 3D Abelian topological phases. First, we construct a new fermionic state of matter with time-reversal symmetry and $\mathrm{\ensuremath{\Theta}}\ensuremath{\ne}\ensuremath{\pi}$, the fractional topological insulator. Second, we generalize the notion of anyonic symmetry of 2D Abelian topological phases to the charge-loop excitation symmetry (Charles) of 3D Abelian topological phases. We show that line twist defects, which realize Charles transformations, exhibit non-Abelian fusion properties.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
Topological insulators are characterized by the presence of gapless surface modes protected by time-reversal symmetry. In three space dimensions the magnetoelectric response is described in terms of a bulk $\ensuremath{\theta}$ term for the electromagnetic field. Here we construct theoretical examples of such phases that cannot be smoothly connected to any band insulator. Such correlated topological insulators admit the possibility of fractional magnetoelectric response described by fractional $\ensuremath{\theta}/\ensuremath{\pi}$. We show that fractional $\ensuremath{\theta}/\ensuremath{\pi}$ is only possible in a gapped time-reversal-invariant system of bosons or fermions if the system also has deconfined fractional excitations and associated degenerate ground states on topologically nontrivial spaces. We illustrate this result with a concrete example of a time-reversal-symmetric topological insulator of correlated bosons with $\ensuremath{\theta}=\frac{\ensuremath{\pi}}{4}$. Extensions to electronic fractional topological insulators are briefly described.
In this paper, we propose a generalization of the S-duality of four-dimensional quantum electrodynamics (QED4) to QED4 with fractionally charged excitations, the fractional S-duality. Such QED4 can be obtained by gauging the U(1) symmetry of a topologically ordered state with fractional charges. When time-reversal symmetry is imposed, the axion angle ($\ensuremath{\theta}$) can take a nontrivial but still time-reversal-invariant value $\ensuremath{\pi}/{t}^{2}$ ($t\ensuremath{\in}\mathbb{Z}$). Here, 1/t specifies the minimal electric charge carried by bulk excitations. Such states with time-reversal and U(1) global symmetry (fermion number conservation) are fractional topological insulators (FTIs). We propose a topological quantum field theory description, which microscopically justifies the fractional S-duality. Then, we consider stacking operations (i.e., a direct sum of Hamiltonians) among FTIs. We find that there are two topologically distinct classes of FTIs: type I and type II. Type I ($t\ensuremath{\in}{\mathbb{Z}}_{\mathrm{odd}}$) can be obtained by directly stacking a noninteracting topological insulator and a fractionalized gapped fermionic state with minimal charge 1/t and vanishing $\ensuremath{\theta}$. But type II ($t\ensuremath{\in}{\mathbb{Z}}_{\mathrm{even}}$) cannot be realized through any stacking. Finally, we study the surface topological order of fractional topological insulators.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry G is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as G is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
Fractional topological insulators (FTIs) are electronic topological phases in (3+1) dimensions enriched by time reversal (TR) and charge U(1) conservation symmetries. We focus on the simplest series of fermionic FTIs, whose bulk quasiparticles consist of deconfined partons that carry fractional electric charges in integral units of e∗=e/(2n+1) and couple to a discrete Z2n+1 gauge theory. We propose massive symmetry preserving or breaking FTI surface states. Combining the long-ranged entangled bulk with these topological surface states, we deduce the novel topological order of quasi-(2+1)-dimensional FTI slabs as well as their corresponding edge conformal field theories.