In this work, we present a topological characterization of superconductivity in a prototype electron fractionalization model for doped Mott insulators. In this model, spinons and holons are coupled via the mutual Chern-Simons gauge fields. We obtain a low-lying effective description of the collective current fluctuations by integrating out the matter fields, which replaces the conventional Ginzburg-Landau action to describe the generalized rigidity of superconductivity. The superconducting phase coherence is essentially characterized by a topological order parameter related to a Gaussian linking number, and an experiment is proposed to probe this topological property. We further show that a gauge-neutral fermionic mode can naturally emerge in this model, which behaves like a Bogoliubov quasiparticle.
In this work, we present a topological characterization of superconductivity in a prototype electron fractionalization model for doped Mott insulators. In this model, spinons and holons are coupled via the mutual Chern-Simons gauge fields. We obtain a low-lying effective description of the collective current fluctuations by integrating out the matter fields, which replaces the conventional Ginzburg-Landau action to describe the generalized rigidity of superconductivity. The superconducting phase coherence is essentially characterized by a topological order parameter related to a Gaussian linking number, and an experiment is proposed to probe this topological property. We further show that a gauge-neutral fermionic mode can naturally emerge in this model, which behaves like a Bogoliubov quasiparticle.
A d-wave superconducting ground state for a doped Mott insulator is obtained. It is distinguished from a Gutzwiller-projected Bardeen–Cooper–Schrieffer (BCS) superconductor by an explicit separation of Cooper pairing and resonating valence bond (RVB) pairing. Such a state satisfies the precise sign structure of the t–J model, just as a BCS state satisfies the Fermi–Dirac statistics. This new class of wavefunctions can be intrinsically characterized and effectively manipulated by electron fractionalization with neutral spinons and 'backflow' spinons forming a two-component RVB structure. While the former spinon is bosonic, originating from the superexchange correlation, the latter spinon is found to be fermionic, accompanying the hopping of bosonic holons. The low-lying emergent gauge fields associated with such a specific fractionalization are of mutual Chern–Simons type. Corresponding to this superconducting ground state, three types of elementary excitations are identified. Among them a Bogoliubov nodal quasiparticle is conventional, while the other two are neutral excitations of non-BCS type that play crucial roles in higher-energy/temperature regimes. Their unique experimental implications for the cuprates are briefly discussed.
The fermion sign plays a dominant role in Fermi liquid theory. However, in Mott insulators, the strong Coulomb interaction suppresses the charge fluctuations and eliminates the fermion signs due to electron permutation. In this article, we first review the phase string theory of the Hubbard model for a bipartite lattice, which unifies the Fermi liquid at weak coupling and the antiferromagnetic Mott insulator at strong coupling. We first derive the exact sign structure of the Hubbard model for an arbitrary Coulomb interaction U. In small U limit, the conventional fermion sign is restored, while at large U limit, it leads to the phase string sign structure of the t-J model. For half filling, we construct an electron fractionalization representation, in which chargons and spinons are coupled to each other via emergent mutual Chern-Simons gauge fields. The corresponding ground state ansatz and low energy effective theory capture the ground state phase diagram of the Hubbard model qualitatively. For weak coupling regime, the Fermi liquid quasiparticle is formed by the bound state of a chargon and a spinon, and the long range phase coherence is determined by the background spin correlation. The Mott transition can be realized either by forming the chargon gap or by condensing the background spinons.
Abstract This paper considers modern ideas about the topological nature of superconductivity and the Mott–Hubbard state in strongly correlated systems. These systems are described in terms of spin and charge separation, i.e., deconfinement of spinons and holons in a gauge field. The role of orbital degrees of freedom is discussed. Analogies with topological insulators, quantum Hall effect, and Landau quantization are considered. The importance of the Chern–Simons term for the correct description of the Hubbard splitting is demonstrated.
Two-dimensional quantum antiferromagnets host rich physics, including long-range ordering, high-Tc superconductivity, quantum spin-liquid behavior, topological ordering, a variety of other exotic phases, and quantum criticalities. Frustrating perturbations in antiferromagnets may give rise to strong quantum fluctuations, challenging the theoretical understanding of the many-body ground state. Here we develop a method to describe the quantum antiferromagnets using fermionic degrees of freedom. The method is based on a formally exact mapping between spin-exchange models and theories describing fermionic matter with the emergent U(1) Chern-Simons gauge field. For the planar N\'eel state, this mapping self-consistently generates the Chern-Simons superconductor mean-field ground state of introduced spinless fermions. We systematically compare the Chern-Simons superconductor state with the planar N\'eel state at the level of collective modes as well as order parameters. We reveal qualitative and quantitative correspondences between these two states. We demonstrate that such a construction using the fractionalized excitations and Chern-Simons gauge field can not only describe the N\'eel order, but can also be applied to study quantum spin liquids. Furthermore, we show that the confinement-deconfinement transitions from the N\'eel order to quantum spin liquids are signaled and characterized by the instabilities of Chern-Simons superconductors, driven by strong frustration. The results suggest observing and classifying the descendants of antiferromagnets, including other ordered states and unconventional superconductors, as well as emergent quantum spin liquids.
In the pseudogap phase of the cuprate, a thermal Hall response of neutral objects has been recently detected experimentally, which continuously persists into the antiferromagnetic insulating phase. In this paper, we study the transport properties of neutral spinons as the elementary excitation of a doped Mott insulator, which is governed by a mutual Chern-Simons topological gauge structure. We show that such a chiral spinon as a composite of an S = 1 / 2 spin sitting at the core of a supercurrent vortex, can contribute to the thermal Hall effect, thermopower, and Hall effect due to its intrinsic transverse (cyclotron) motion under internal fictitious fluxes. In particular, the magnitudes of the transport coefficients are phenomenologically determined by two basic parameters: the doping concentration and T c , quantitatively consistent with the experimental measurements including the signs and qualitative temperature and magnetic-field dependence. Combined with the predictions of the spinon longitudinal transport properties, including the Nernst and spin Hall effects, a phenomenological description of the pseudogap phase is established as characterized by the neutral spinon excitations, which eventually become “confined” with an intrinsic superconducting transition at T c . Finally, within this theoretical framework, the “order to order” phase transition between the superconducting and antiferromagnetic insulating phases are briefly discussed, with the thermal Hall monotonically increasing into the latter. Published by the American Physical Society 2024
A mutual Chern-Simons Lagrangian is derived as a minimal field theory description of the phase-string model for doped antiferromagnets. Such an effective Lagrangian is shown to retain the full symmetries of parity, time reversal, and global SU(2) spin rotation, in contrast to conventional Chern-Simons theories where first two symmetries are usually broken. Two ordered phases---i.e., antiferromagnetic and superconducting states---are found at low temperatures as characterized by ``dual'' Meissner effects and dual-flux-quantization conditions due to the mutual Chern-Simons gauge structure. A ``dual'' confinement in charge and spin degrees of freedom occurs such that no true spin-charge separation is present in these ordered phases, but the spin-charge separation/deconfinement serves as a driving force in the unconventional phase transitions of these ordered states to disordered states.