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arXiv:1102.2855 · Bulletin of the American Physical Society

Causality, Bell's theorem, and Ontic Definiteness

Joe Henson C

Published Feb 14, 2011• 2 citations
arXivHTMLPDF

Abstract

Bell's theorem shows that the reasonable relativistic causal principle known as "local causality" is not compatible with the predictions of quantum mechanics. It is not possible maintain a satisfying causal principle of this type while dropping any of the better-known assumptions of Bell's theorem. However, another assumption of Bell's theorem is the use of classical logic. One part of this assumption is the principle of "ontic definiteness", that is, that it must in principle be possible to assign definite truth values to all propositions treated in the theory. Once the logical setting is clarified somewhat, it can be seen that rejecting this principle does not in any way undermine the type of causal principle used by Bell. Without ontic definiteness, the deterministic causal condition known as Einstein Locality succeeds in banning superluminal influence (including signalling) whilst allowing correlations that violate Bell's inequalities. Objections to altering logic, and the consequences for operational and realistic viewpoints, are also addressed.

DOI
10.48550/arxiv.1102.2855

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Bell's theorem shows that the reasonable relativistic causal principle known as "local causality" is not compatible with the predictions of quantum mechanics. It is not possible maintain a satisfying causal principle of this type while dropping any of the better-known assumptions of Bell's theorem. However, another assumption of Bell's theorem is the use of classical logic. One part of this assumption is the principle of "ontic definiteness", that is, that it must in principle be possible to assign definite truth values to all propositions treated in the theory. Once the logical setting is clarified somewhat, it can be seen that rejecting this principle does not in any way undermine the type of causal principle used by Bell. Without ontic definiteness, the deterministic causal condition known as Einstein Locality succeeds in banning superluminal influence (including signalling) whilst allowing correlations that violate Bell's inequalities. Objections to altering logic, and the consequences for operational and realistic viewpoints, are also addressed.
Between 1964 and 1990, the notion of nonlocality in Bell's papers underwent a profound change as his nonlocality theorem gradually became detached from quantum mechanics, and referred to wider probabilistic theories involving correlations between separated beables. The proposition that standard quantum mechanics is itself nonlocal (more precisely, that it violates ‘local causality’) became divorced from the Bell theorem per se from 1976 on, although this important point is widely overlooked in the literature. In 1990, the year of his death, Bell would express serious misgivings about themathematical form of the local causality condition and leave ill-defined the issue of the consistency between special relativity and violation of the Bell-type inequality. In our view, the significance of the Bell theorem, in both its deterministic and stochastic forms, can only be fully understood by taking into account the fact that a fully Lorentz covariant version of quantum theory, free of action at a distance, can be articulated in the Everett interpretation. Introduction John S. Bell's last word on his celebrated nonlocality theorem and its interpretation appeared in his 1990 paper ‘La nouvelle cuisine’, first published in the year of his untimely death. Bell was careful here to distinguish between the issue of ‘no superluminal signalling’ in quantum theory (both quantum field theory and quantum mechanics) and a principle he first introduced explicitly in 1976 and called ‘local causality’ [1]. In relation to the former, Bell expressed concerns that amplify doubts he had already expressed in 1976. These concerns touch on what is now widely known as the no-signalling theorem in quantum mechanics, and ultimately have to do with Bell's distaste for what he saw as an anthropocentric element in orthodox quantum thinking. In relation to local causality, Bell emphasised that his famous factorizability (no-correlations) condition is not to be seen ‘as the formulation of local causality, but as a consequence thereof’ and stressed how difficult he found it to articulate this consequence. He left the question of any strict inconsistency between violation of factorizability and special relativity theory unresolved, a not insignificant shift from his thinking up to the early 1980s.
John Stewart Bell’s famous theorem is widely regarded as one of the most important developments in the foundations of physics. Yet even as we approach the 50th anniversary of Bell’s discovery, its meaning and implications remain controversial. Many workers assert that Bell’s theorem refutes the possibility suggested by Einstein, Podolsky, and Rosen (EPR) of supplementing ordinary quantum theory with “hidden” variables that might restore determinism and/or some notion of an observer-independent reality. But Bell himself interpreted the theorem very differently—as establishing an “essential conflict” between the well-tested empirical predictions of quantum theory and relativistic local causality. Our goal is to make Bell’s own views more widely known and to explain Bell’s little-known formulation of the concept of relativistic local causality on which his theorem rests. We also show precisely how Bell’s formulation of local causality can be used to derive an empirically testable Bell-type inequality and to recapitulate the EPR argument.
Bell's theorem is popularly stated as the inconsistency of quantum theory with local realism. Realism is here formalized by the ontological models framework, where elements of reality are points of a measurable space and probabilities obey the Kolmogorov axioms. In the Bell scenario, locally causal ontological models posit a common cause supporting a global valuation, a joint assignment of outcomes to all measurements at once, across incompatible contexts. Within this notion of realism, Bell's theorem makes any realist explanation of the quantum predictions conspiratorial: any mechanism, whether superluminal, superdeterministic, or retrocausal, must be finely tuned so as never to manifest operationally. We redefine realism through a new ontological framework that generalizes the standard one. The elements of reality, which we call records, are no longer points but relational parts of a point-free generalization of a topological space (sublocales of a locale). A record shared by two incompatible contexts establishes the sameness of a measurement across them, without such pairwise identities composing into a global valuation, and the common cause is then a web of such records. Within this framework, Bell's no-go theorem becomes a go theorem: local causality, restated for records, is no longer at odds with the quantum statistics. This is possible because modularity, the inclusion-exclusion law of classical probability, fails across incompatible contexts, so that the probability theory generalizes Kolmogorov's. We exhibit explicit models reproducing several quantum strategies, including the optimal CHSH violation. More broadly, locally causal models of this kind attain every Bell-CHSH value up to the algebraic maximum. A realist explanation of the quantum predictions need not be conspiratorial; every causal influence posited by these models is reflected in the operational predictions.
Does "epistemic non-signalling" ensure the peaceful coexistence of special relativity and quantum nonlocality? The possibility of an affirmative answer is of great importance to deterministic approaches to quantum mechanics given recent developments towards generalizations of Bell's theorem. By generalizations of Bell's theorem we here mean efforts that seek to demonstrate the impossibility of any deterministic theories to obey the predictions of Bell's theorem, including not only local hidden-variables theories (LHVTs) but, critically, of nonlocal hidden-variables theories (NHVTs) also, such as de Broglie-Bohm theory. Naturally, in light of the well-established experimental findings from quantum physics, whether or not a deterministic approach to quantum mechanics, including an emergent quantum mechanics, is logically possible, depends on compatibility with the predictions of Bell's theorem. With respect to deterministic NHVTs, recent attempts to generalize Bell's theorem have claimed the impossibility of any such approaches to quantum mechanics. The present work offers arguments showing why such efforts towards generalization may fall short of their stated goal. In particular, we challenge the validity of the use of the non-signalling theorem as a conclusive argument in favor of the existence of free randomness, and therefore reject the use of the non-signalling theorem as an argument against the logical possibility of deterministic approaches. We here offer two distinct counter-arguments in support of the possibility of deterministic NHVTs: one argument exposes the circularity of the reasoning which is employed in recent claims, and a second argument is based on the inconclusive metaphysical status of the non-signalling theorem itself. We proceed by presenting an entirely informal treatment of key physical and metaphysical assumptions, and of their interrelationship, in attempts seeking to generalize Bell's theorem on the basis of an ontic, foundational interpretation of the non-signalling theorem. We here argue that the non-signalling theorem must instead be viewed as an epistemic, operational theorem i.e. one that refers exclusively to what epistemic agents can, or rather cannot, do. That is, we emphasize that the non-signalling theorem is a theorem about the operational inability of epistemic agents to signal information. In other words, as a proper principle, the non-signalling theorem may only be employed as an epistemic, phenomenological, or operational principle. Critically, our argument emphasizes that the non-signalling principle must not be used as an ontic principle about physical reality as such, i.e. as a theorem about the nature of physical reality independently of epistemic agents e.g. human observers. One major reason in favor of our conclusion is that any definition of signalling or of non-signalling invariably requires a reference to epistemic agents, and what these agents can actually measure and report. Otherwise, the non-signalling theorem would equal a general "no-influence" theorem. In conclusion, under the assumption that the non-signalling theorem is epistemic (i.e. "epistemic non-signalling"), the search for deterministic approaches to quantum mechanics, including NHVTs and an emergent quantum mechanics, continues to be a viable research program towards disclosing the foundations of physical reality at its smallest dimensions.
Introduction Fifty years after the publication of Bell's theorem, there remains some controversy regarding what the theorem is telling us about quantum mechanics, and what the experimental violations of Bell inequalities are telling us about the world. This chapter represents my best attempt to be clear about what I think the lessons are. In brief: There is some sort of nonlocality inherent in any quantum theory, and, moreover, in any theory that reproduces, even approximately, the quantum probabilities for the outcomes of experiments. But not all forms of nonlocality are the same; there is a distinction to be made between action at a distance and other forms of nonlocality, and I will argue that the nonlocality needed to violate the Bell inequalities need not involve action at a distance. Furthermore, the distinction between forms of nonlocality makes a difference when it comes to compatibility with relativistic causal structure. The Bell locality condition is a condition which, if satisfied, renders possible a completely local account of the correlations between outcomes of spatially separated experiments. Bell's theorem tells us that the probabilities that we compute from quantum mechanics do not admit of such an account. Modulo auxiliary assumptions that, in my opinion, should be noncontroversial, this yields the conclusion that there must be something nonlocal about any theory that yields the quantum mechanical probabilities or anything close to them. One way to violate the Bell locality condition – and this is the way that any deterministic theory must do it – is via straightforward action at a distance. However, we should also consider the possibility of a stochastic theorywith probabilistic laws that involve irreducible correlations. The sort of nonlocality inherent in such a theory involves relations between events that are significantly different from causal relations as usually conceived. Perhaps surprisingly, such a theory, unlike its deterministic cousins, need not invoke a distinguished relation of distant simultaneity. This makes a difference for the situation of the two sorts of theories vis-a-vis relativity. Though a deterministic theory can achieve the appearance of being relativistic, at the level of observable phenomena, it can do so only by introducing a preferred foliation and with it a causal structure at odds with relativistic causal structures. Things are otherwise with dynamical collapse theories.
Bell's theorem is 50 years old. Still there is a controversy about its implications. Much of it has its roots in confusion regarding the premises from which the theorem can be derived. Some claim that a derivation of Bell's inequalities requires just locality assumption, and nothing more. Violations of the inequalities are then interpreted as ``nonlocality'' or ``quantum nonlocality''. We show that such claims are unfounded and that every derivation of Bell's inequalities requires a premise -- in addition to locality and freedom of choice -- which is either assumed tacitly, or unconsciously, or is embedded in a single compound condition (like Bell's ``local causality''). The premise is equivalent to the assumption of existence of additional variables which do not appear in the quantum formalism (in form of determinism, or joint probability for outcomes of all conceivable measurements, or ``additional causes`'', or ``hidden variables'', ``complete description of the state'' or counterfactual definiteness, etc.). A certain irony is that perhaps the main message of violation of Bell's inequalities is that our notion of locality should be based on an operationally well-defined no-signalling condition, rather than on local causality.