Marginal Fermi-liquid physics near optimal doping in high T(c) cuprates has been explained within two competing scenarios such as the spin-fluctuation theory based on an itinerant picture and the slave-particle approach based on a localized picture. In this study we propose an alternative scenario for the anomalous transport within the context of the slave-particle approach. Although the marginal Fermi-liquid phenomenology was interpreted previously within deconfinement of the compact gauge theory, referred to as the strange metal phase, we start from confinement, introducing the Polyakov loop parameter into an SU(2) gauge theory formulation of the t-J model. The Polyakov loop parameter gives rise to incoherent electrons through the confinement of spinons and holons, which result from huge imaginary parts of self-energy corrections for spinons and holons. This confinement scenario serves a novel mechanism for the marginal Fermi-liquid transport in the respect that the scattering source has nothing to do with symmetry breaking. Furthermore, the incoherent Fermi-liquid state evolves into the Fermi-liquid phase through crossover instead of an artificial second-order transition as temperature is lowered, where the crossover phenomenon does not result from the Anderson-Higgs mechanism but originates from an energy scale in the holon sector. We fit experimental data for the electrical resistivity around the optimal doping and find a reasonable match between our theory and the experiment.
Marginal Fermi-liquid physics near optimal doping in high T(c) cuprates has been explained within two competing scenarios such as the spin-fluctuation theory based on an itinerant picture and the slave-particle approach based on a localized picture. In this study we propose an alternative scenario for the anomalous transport within the context of the slave-particle approach. Although the marginal Fermi-liquid phenomenology was interpreted previously within deconfinement of the compact gauge theory, referred to as the strange metal phase, we start from confinement, introducing the Polyakov loop parameter into an SU(2) gauge theory formulation of the t-J model. The Polyakov loop parameter gives rise to incoherent electrons through the confinement of spinons and holons, which result from huge imaginary parts of self-energy corrections for spinons and holons. This confinement scenario serves a novel mechanism for the marginal Fermi-liquid transport in the respect that the scattering source has nothing to do with symmetry breaking. Furthermore, the incoherent Fermi-liquid state evolves into the Fermi-liquid phase through crossover instead of an artificial second-order transition as temperature is lowered, where the crossover phenomenon does not result from the Anderson-Higgs mechanism but originates from an energy scale in the holon sector. We fit experimental data for the electrical resistivity around the optimal doping and find a reasonable match between our theory and the experiment.
A phenomenological description for confinement of fractionalized excitations is proposed in the gauge theory approach for doped Mott insulators. Introducing the Polyakov-loop parameter into an SU(2) gauge theory for the t-J model, we show that electron excitations emerge below the so-called coherence temperature, resulting from confinement of spinons and holons via the formation of the Polyakov loop. Remarkably, such confined electrons turn out to exhibit non-Fermi liquid physics without quantum criticality, yielding the electric resistivity in quantitative agreement with experimental data. The Higgs phase is not allowed due to confinement, suggesting a possible novel mechanism of superconductivity in the strong coupling approach.
Abstract We review a theoretical framework for the cuprate superconductors, rooted in a fractionalized Fermi liquid (FL*) description of the intermediate-temperature pseudogap phase at low doping. The FL* theory predicted hole pockets each of fractional area p / 8 at hole doping p , in contrast to the area p / 4 in spin density wave theory. Magnetotransport measurements, including observation of the Yamaji angle, show clear evidence of hole pocket quasiparticles which can tunnel coherently between square lattice layers, and are consistent with the FL* description. The FL* phase of a single-band model is described using a layer construction with a pair of ancilla qubits on each site: the Ancilla layer model (ALM). Its mean field theory yields hole pockets of area p / 8 , and matches the gapped photoemission spectrum in the anti-nodal region of the Brillouin zone. Fluctuations are described by the SU(2) gauge theory of a background spin liquid with critical Dirac spinons. A Monte Carlo study of the thermal SU(2) gauge theory transforms the hole pockets into Fermi arcs in photoemission. One route to confinement of FL* upon lowering temperature yields a d -wave superconductor via a Kosterlitz–Thouless transition of h / ( 2 e ) vortices, with nodal Bogoliubov quasiparticles featuring anisotropic velocities and vortices surrounded by charge order halos. An alternative route yields a charge-ordered metallic state that has quantum oscillations consistent with observations. These confinement transitions are driven by the condensation of a SU(2) fundamental Higgs field, which also provides a fractionalized description of intertwined orders. Increasing doping from the FL* phase in the ALM drives a transition to a conventional FL at large doping, passing through an intermediate strange metal regime. We formulate a theory of the FL*-FL metal-metal transition without a symmetry-breaking order parameter, using a critical quantum ‘charge’ liquid of mobile electrons in the presence of disorder, developed via an extension of the Sachdev–Ye–Kitaev model to two spatial dimensions. At low temperatures, and across optimal and over doping, we address the regimes of extended non-FL behavior by Griffiths effects near quantum phase transitions in disordered metals. Partly based on lectures by S S at Boulder School 2025, Dynamics of Strongly Correlated Electrons , 14–18 July. Lecture videos . Joint ICTP-WE Heraeus School and Workshop on Advances in Quantum Matter: Pushing the Boundaries , ICTP, Trieste, 4, 6 August 2025. Lecture videos . School on Quantum Dynamics of Matter, Light and Information , ICTP, Trieste, 18, 19 August 2025. Lecture videos . Croucher Advanced Study Institute for Fractional Chern Insulators , University of Hong Kong, 4, 5 September 2025. Lecture slides . Advanced School and Conference on Quantum Matter , ICTP Trieste, 1–12 December 2025. Lecture Notes . Lecture videos .
A real spin-charge separation scheme is found based on a saddle-point state of the t-J model. In the one-dimensional (1D) case, such a saddle-point reproduces the correct asymptotic correlations at the strong-coupling fixed point of the model. In the two-dimensional (2D) case, the transverse gauge field confining spinon and holon is shown to be gapped at finite doping so that a spin-charge deconfinement is obtained for its first time in 2D. The gap in the gauge fluctuation disappears at half-filling limit, where a long-range antiferromagnetic order is recovered at zero temperature and spinons become confined. The most interesting features of spin dynamics and transport are exhibited at finite doping where exotic residual couplings between spin and charge degrees of freedom lead to systematic anomalies with regard to a Fermi-liquid system. In spin dynamics, a commensurate antiferromagnetic fluctuation with a small, doping-dependent energy scale is found, which is characterized in momentum space by a Gaussian peak at (\ensuremath{\pi}/a,\ensuremath{\pi}/a) with a doping-dependent width (\ensuremath{\propto} \ensuremath{\surd}\ensuremath{\delta} , \ensuremath{\delta} is the doping concentration). This commensurate magnetic fluctuation contributes a non-Korringa behavior for the NMR spin-lattice relaxation rate. There also exists a characteristic temperature scale below thich a pseudogap behavior appears in the spin dynamics. Furthermore, an incommensurate magnetic fluctuation is also obtained at a finite energy regime. In the transport, a strong-range phase intereference leads to an effective holon Lagrangian which can give rise to a series of interesting phenomena including linear-T resistivity and a T2 Hall angle. We discuss the striking similarities of these theoretical features with those found in the high-Tc cuprates and give a consistent picture for the latter. Electronic properties like Fermi surface and superconducting pairing in this framework are also discussed.
Abstract The mysterious metallic phase showing T-linear resistivity and a universal scattering rate 1 / τ = α P k B T / ℏ with a universal prefactor α P ∼ 1 and logarithmic-in-temperature singular specific heat coefficient, the so-called ‘Planckian metal phase’ was observed in various overdoped high- T c cuprate superconductors over a finite range in doping. Revealing the mystery of the Planckian metal state is believed to be the key to understanding the mechanism for high- T c superconductivity. Here, we propose a generic microscopic mechanism for this state based on quantum-critical local bosonic charge Kondo fluctuations coupled to both spinon and a heavy conduction-electron Fermi surface within the heavy-fermion formulation of the slave-boson t–J model. By a controlled perturbative renormalization group analysis, we examine the competition between the pseudogap phase, characterized by Anderson’s Resonating-Valence-Bond spin-liquid, and the Fermi-liquid state, modeled by the electron hopping (effective charge Kondo effect). We find a quantum-critical metallic phase with a universal Planckian ℏ ω / k B T scaling in scattering rate near an extended localized-delocalized (pseudogap-to-Fermi liquid) charge-Kondo breakdown transition. The d-wave superconducting ground state emerges near the transition. Unprecedented qualitative and quantitative agreements are reached between our theoretical predictions and various experiments, including optical conductivity, universal doping-independent field-to-temperature scaling in magnetoresistance, specific heat coefficient, marginal Fermi-liquid spectral function observed in ARPES, and Fermi surface reconstruction observed in Hall coefficients in various overdoped cuprates. Our mechanism offers a microscopic understanding of the quantum-critical Planckian metal phase observed in cuprates and its link to the pseudogap, d-wave superconducting, and Fermi liquid phases. It offers a promising route for understanding how d-wave superconductivity emerges from such a strange metal phase in cuprates–one of the long-standing open problems in condensed matter physics since 1990s–as well as shows a broader implication for the Planckian strange metal states observed in other correlated unconventional superconductors.
A slave-fermion gauge-theory approach of the t-J model: Doping-induced complex magnetic structure and Z2 spin-gapped anomalous metal in an antiferromagnetic doped Mott insulator
We reinvestigate a doped antiferromagnetic Mott insulator based on the slave-fermion approach of the t-J model, where antiferromagnetic spin fluctuations and doped holes are described by bosonic spinons and fermionic holons, respectively. Earlier studies have shown that an effective field theory for the doped antiferromagnetic Mott insulator is given by a non-relativistic fermion (holon) U(1) gauge theory for charge dynamics and a relativistic boson (spinon) U(1) gauge theory for spin dynamics, thus allowing an anomalous metallic phase where bosonic spinons are gapped away from an antiferromagnetic state, analogous to the U(1) spin liquid phase in the slave-boson approach of the t-J model. We argue that the emergent U(1) gauge structure in this approach is based on a simplified picture for antiferromagnetic correlations. Considering that dynamics of doped holes frustrates a collinear antiferromagnetic spin configuration, we show that doped holes enhance ferromagnetic spin correlations and result in a complex magnetic structure. The presence of such a complex spin texture reduces the U(1) gauge structure down to Z2, thus a different effective field theory results for the spin-gapped non-Fermi liquid metal at low temperatures because there are no gapless U(1) gauge fluctuations.
We propose that the nonequilibrium current measured in the a-b plane of an underdoped cuprate (in either the strange metal or pseudogap regime) in contact with either an overdoped cuprate or a standard Fermi liquid can be used to diagnose how different the pseudogap and strange metals are from a Fermi liquid. Naively, one expects the strange metal to be more different from a Fermi liquid than the pseudogap is. We compute the expected nonequilibrium transport signal with the three Green's functions that are available in the literature: (1) marginal Fermi-liquid theory, (2) the phenomenological ansatz for the pseudogap regime, and (3) the Wilsonian reduction of the Hubbard model which contains both the strange metal and pseudogap. All three give linear I-V curves at low bias voltages. Significant deviations from linearity at higher voltages obtain only in the marginal Fermi-liquid approach. The key finding, however, is that I-V curves for the strange metal/Fermi-liquid contact exceed that of the pseudogap/Fermi-liquid system. If this is borne out experimentally, this implies that the strange metal is less orthogonal to a Fermi liquid than the pseudogap is. Within the Wilsonian reduction of the Hubbard model, this result is explained in terms of a composite-particle picture. Namely, the pseudogap corresponds to a confinement transition of the charge degrees of freedom present in the strange metal. In the strange metal the composite excitations break up and electron quasiparticles scatter off bosons. The bosons here, however, do not arise from phonons but from the charge degrees of freedom responsible for dynamical spectral weight transfer.