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arXiv:1011.0781 · Physical Review B

Dynamical critical scaling and effective thermalization in quantum quenches: Role of the initial state

Shusa Deng, Gerardo Ortíz, Lorenza Viola

Published Mar 25, 2011• 38 citations
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Abstract

We explore the robustness of universal dynamical scaling behavior in a quantum system near criticality with respect to initialization in a large class of states with finite energy. By focusing on a homogeneous $\mathit{XY}$ quantum spin chain in a transverse field, we characterize the nonequilibrium response under adiabatic and sudden quench processes originating from a pure as well as a mixed excited initial state, and involving either a regular quantum critical or a multicritical point. We find that the critical exponents of the ground-state quantum phase transition can be encoded in the dynamical scaling exponents despite the finite energy of the initial state. In particular, we identify conditions on the initial distribution of quasiparticle excitation that ensure that Kibble-Zurek scaling persists. The emergence of effective thermal equilibrium behavior following a sudden quench toward criticality is also investigated, with focus on the long-time expectation value of the quasiparticle number operator. Despite the integrability of the $\mathit{XY}$ model, this observable is found to behave thermally in quenches to a regular quantum critical point, provided that the system is initially prepared at sufficiently high temperature. However, a similar thermalization behavior fails to occur in quenches toward a multicritical point. We argue that the observed lack of thermalization originates in this case in the asymmetry of the impulse region that is also responsible for anomalous multicritical dynamical scaling.

DOI
10.1103/physrevb.83.094304

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We explore the robustness of universal dynamical scaling behavior in a quantum system near criticality with respect to initialization in a large class of states with finite energy. By focusing on a homogeneous XY\mathit{XY}XY quantum spin chain in a transverse field, we characterize the nonequilibrium response under adiabatic and sudden quench processes originating from a pure as well as a mixed excited initial state, and involving either a regular quantum critical or a multicritical point. We find that the critical exponents of the ground-state quantum phase transition can be encoded in the dynamical scaling exponents despite the finite energy of the initial state. In particular, we identify conditions on the initial distribution of quasiparticle excitation that ensure that Kibble-Zurek scaling persists. The emergence of effective thermal equilibrium behavior following a sudden quench toward criticality is also investigated, with focus on the long-time expectation value of the quasiparticle number operator. Despite the integrability of the XY\mathit{XY}XY model, this observable is found to behave thermally in quenches to a regular quantum critical point, provided that the system is initially prepared at sufficiently high temperature. However, a similar thermalization behavior fails to occur in quenches toward a multicritical point. We argue that the observed lack of thermalization originates in this case in the asymmetry of the impulse region that is also responsible for anomalous multicritical dynamical scaling.
Taking the quantum Kitaev chain as an example, we have studied the universal dynamical behaviors resulting from quantum criticality under the condition of environmental temperature quench. Our findings reveal that when the quantum parameter is at its critical value, both the excess excitation density at the end of linear quench and the free relaxation exhibit universal scaling behaviors. The scaling laws observed upon quenching to the zero-temperature quantum critical point and nonzero temperature points exhibit distinct scaling exponents, which are all intimately related to the dynamical critical exponents of the quantum phase transition. Additionally, for the case of linear quench to finite temperatures, we have also discovered an intrinsic universal dynamical behavior that is independent of quantum criticality. Our research offers profound insights into the relationship between quantum criticality and nonequilibrium dynamics from two perspectives: Kibble-Zurek-like scaling behavior and free relaxation dynamics. Notably, the Kibble-Zurek-like scaling behavior in this context differs from the standard Kibble-Zurek mechanism. These two aspects jointly open up a new avenue for us to understand quantum criticality through real-time dynamical behavior, even at finite temperatures.
We investigate nonequilibrium dynamical scaling in adiabatic quench processes across quantum multicritical points. Our analysis shows that the resulting power-law scaling depends sensitively on the control path and that anomalous critical exponents may emerge depending on the universality class. We argue that the observed anomalous behavior originates in the fact that the dynamical excitation process takes place asymmetrically with respect to the static multicritical point and that noncritical energy modes may play a dominant role. As a consequence, dynamical scaling requires introducing genuinely nonstatic exponents.
We consider an open system near a quantum critical point that is suddenly moved towards the critical point. The bath-dominated diffusive nonequilibrium dynamics after the quench is shown to follow scaling behavior, governed by a critical exponent that emerges in addition to the known equilibrium critical exponents. We determine this exponent and show that it describes universal prethermalized coarsening dynamics of the order parameter in an intermediate time regime. Implications of this quantum critical prethermalization are: (i) a power law rise of order and correlations after an initial collapse of the equilibrium state and (ii) a crossover to thermalization that occurs arbitrarily late for sufficiently shallow quenches.
Driven dynamics across a quantum critical point is usually described by the Kibble-Zurek scaling. Although the original Kibble-Zurek scaling requires an adiabatic initial state, it has been shown that scaling behaviors exist even when the driven dynamics is triggered from a thermal equilibrium state exactly at the critical point, in spite of the breakdown of the initial adiabaticity. In this paper, we show that the existence of the scaling behavior can be generalized to the case of the initial state being a thermal equilibrium state near the critical point. We propose a scaling theory in which the initial parameters are included as additional scaling variables due to the breakdown of the initial adiabaticity. In particular, we demonstrate that for the driven critical dynamics in a closed system, the nontrivial thermal effects are closely related to the initial distance to the critical point. We numerically confirm the scaling theory by simulating the real-time dynamics of the one-dimensional quantum Ising model at both zero and finite temperatures.
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Based on the obtained exact results we systematically study the quench dynamics of a one-dimensional spin-1/2 transverse field Ising model with zero- and finite-temperature initial states. We focus on the magnetization of the system after a sudden change of the external field and a coherent time-evolution process. With a zero-temperature initial state, the quench magnetic susceptibility as a function of the initial field strength exhibits strongly similar scaling behaviors to those of the static magnetic susceptibility, and the quench magnetic susceptibility as a function of the final field strength shows a discontinuity at the quantum critical point. This discontinuity remains robust and always occurs at the quantum critical point even for the case of finite-temperature initial systems, which indicates a great advantage of employing quench dynamics to study quantum phase transitions.