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arXiv:1009.3052 · IEEE Transactions on Information Forensics and Security

Secret-Key Agreement With Channel State Information at the Transmitter

Ashish J. Khisti, Suhas N. Diggavi, Gregory W. Wornell

Published Jun 10, 2011• 63 citations
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Abstract

We study the capacity of secret-key agreement over a wiretap channel with state parameters. The transmitter, the legitimate receiver, and the eavesdropper are connected by a discrete memoryless wiretap channel with a memoryless state sequence. The transmitter and the legitimate receiver generate a secret-key that must be concealed from the eavesdropper. We assume that the state sequence is known noncausally to the transmitter and no public discussion channel is available. We derive lower and upper bounds on the secret-key capacity. The lower bound involves a source-channel codebook for constructing a common reconstruction sequence at the legitimate terminals and then mapping this sequence to a secret-key using a secret-key codebook. For the special case of Gaussian channels with additive interference (secret-keys from dirty paper channel) our bounds differ by 0.5 bit/symbol and coincide in the high signal-to-noise-ratio and high interference-to-noise-ratio regimes. In another special case-symmetric channel state information (CSI)-when the legitimate receiver is also revealed the state sequence, we establish optimality of our lower bound. In addition, only causal side information at the transmitter and the receiver suffices to attain the secret-key capacity in the case of symmetric CSI.

DOI
10.1109/tifs.2011.2151188

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Secret-key agreement protocols over wiretap channels controlled by a state parameter are studied. The entire state sequence is known (non-causally) to the sender but not to the receiver and the eavesdropper. Upper and lower bounds on the secret-key capacity are established both with and without public discussion. The proposed coding scheme involves constructing a codebook to create common reconstruction of the state sequence at the sender and the receiver and another secret-key codebook constructed by random binning. For the special case of Gaussian channels, with no public discussion, - the secret-key generation with dirty paper problem, the gap between our bounds is at-most 1/2 bit and the bounds coincide in the high signal-to-noise ratio and high interference-to-noise ratio regimes. In the presence of public discussion our bounds coincide, yielding the capacity, when then the channels of the receiver and the eavesdropper satisfy an in- dependent noise condition.

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A remark on secret-key generation over correlated fading channels

Ashish J. Khisti, Suhas N. Diggavi

We study secret-key agreement with public discussion over a flat-fading wiretap channel model. The fading gains are correlated across the receivers and sampled independently at each time. Perfect receiver channel state information (CSI) is assumed, whereas a noisy CSI of the main channel is also available to the transmitter. We propose lower and upper bounds on the capacity. Our lower bound is achieved by a coding scheme that involves a separate binning of the receiver CSI sequence and its channel output sequence. In general it improves upon the joint-binning schemes considered in earlier works. Our upper and lower bounds coincide, establishing the capacity, when either the transmitter has no CSI or when the channel gains of the legitimate receiver and the eavesdropper are statistically independent.

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Key Agreement over Wiretap Models with Non-Causal Side Information

Ali Zibaeenejad

The security of information is an indispensable element of a communication system when transmitted signals are vulnerable to eavesdropping. This issue is a challenging problem in a wireless network as propagated signals can be easily captured by unauthorized receivers, and so achieving a perfectly secure communication is a desire in such a wiretap channel. On the other hand, cryptographic algorithms usually lack to attain this goal due to the following restrictive assumptions made for their design. First, wiretappers basically have limited computational power and time. Second, each authorized party has often access to a reasonably large sequence of uniform random bits concealed from wiretappers. \nTo guarantee the security of information, Information Theory (IT) offers the following two approaches based on physical-layer security. \nFirst, IT suggests using wiretap (block) codes to securely and reliably transmit messages over a noisy wiretap channel. No confidential common key is usually required for the wiretap codes. The secrecy problem investigates an optimum wiretap code that achieves the secrecy capacity of a given wiretap channel. \nSecond, IT introduces key agreement (block) codes to exchange keys between legitimate parties over a wiretap model. The agreed keys are to be reliable, secure, and (uniformly) random, at least in an asymptotic sense, such that they can be finally employed in symmetric key cryptography for data transmission. The key agreement problem investigates an optimum key agreement code that obtains the key capacity of a given wiretap model. \nIn this thesis, we study the key agreement problem for two wiretap models: a Discrete Memoryless (DM) model and a Gaussian model. Each model consists of a wiretap channel \nparalleled with an authenticated public channel. The wiretap channel is from a transmitter, called Alice, to an authorized receiver, called Bob, and to a wiretapper, called Eve. The Probability Transition Function (PTF) of the wiretap channel is controlled by a random sequence of Channel State Information (CSI), which is assumed to be non-causally available at Alice. The capacity of the public channel is C_P₁∈[0,∞) in the forward direction from Alice to Bob and C_P₂∈[0,∞) in the backward direction from Bob to Alice. For each model, the key capacity as a function of the pair (C_P₁, C_P₂) is denoted by C_K(C_P₁, C_P₂). We investigate the forward key capacity of each model, i.e., C_K(C_P₁, 0) in this thesis. We also study the key generation over the Gaussian model when Eve's channel is less noisy than Bob's. \nIn the DM model, the wiretap channel is a Discrete Memoryless State-dependent Wiretap Channel (DM-SWC) in which Bob and Eve each may also have access to a sequence of Side Information (SI) dependent on the CSI. We establish a Lower Bound (LB) and an Upper Bound (UB) on the forward key capacity of the DM model. When the model is less noisy in Bob's favor, another UB on the forward key capacity is derived. The achievable key agreement code is asymptotically optimum as C_P₁→ ∞. For any given DM model, there also exists a finite capacity C⁰_P₁, which is determined by the DM-SWC, such that the forward key capacity is achievable if C_P₁≥ C⁰_P₁. Moreover, the key generation is saturated at capacity C_P₁= C⁰_P₁, and thus increasing the public channel capacity beyond C⁰_P₁ makes no improvement on the forward key capacity of the DM model. If the CSI is fully known at Bob in addition to Alice, C⁰_P₁=0, and so the public channel has no contribution in key generation when the public channel is in the forward direction. \nThe achievable key agreement code of the DM model exploits both a random generator and the CSI as resources for key generation at Alice. The randomness property of channel states can be employed for key generation, and so the agreed keys depend on the CSI in general. However, a message is independent of the CSI in a secrecy problem. Hence, we justify that the forward key capacity can exceed both the main channel capacity and the secrecy capacity of the DM-SWC. \nIn the Gaussian model, the wiretap channel is a Gaussian State-dependent Wiretap Channel (G-SWC) with Additive White Gaussian Interference (AWGI) having average power Λ. For simplicity, no side information is assumed at Bob and Eve. \nBob's channel and Eve's channel suffer from Additive White Gaussian Noise (AWGN), where the correlation coefficient between noise of Bob's channel and that of Eve's channel is given by ϱ. \nWe prove that the forward key capacity of the Gaussian model is independent of ϱ. Moreover, we establish that the forward key capacity is positive unless Eve's channel is less noisy than Bob's. We also prove that the key capacity of the Gaussian model vanishes if the G-SWC is physically degraded in Eve's favor. However, we justify that obtaining a positive key capacity is feasible even if Eve's channel is less noisy than Bob's according to our achieved LB on the key capacity for case (C_P₁, C_P₂)→ (∞, ∞). Hence, the key capacity of the Gaussian model is a function of ϱ. \nIn this thesis, an LB on the forward key capacity of the Gaussian model is achieved. For a fixed Λ, the achievable key agreement code is optimum for any C_P₁∈[0,∞) in both low Signal-to-Interference Ratio (SIR) and high SIR regimes. We show that the forward key capacity is asymptotically independent of C_P₁ and Λ as the SIR goes to infinity, and thus the public channel and the interference have negligible contributions in key generation in the high SIR regime. On the other hand, the forward key capacity is a function of C_P₁ and Λ in the low SIR regime. Contributions of the interference and the public channel in key generation are significant in the low SIR regime that will be illustrated by simulations. \nThe proposed key agreement code asymptotically achieves the forward key capacity of the Gaussian model for any SIR as C_P₁→ ∞. Hence, C_K(∞,0) is calculated, and it is suggested as a UB on C_K(C_P₁,0). Using simulations, we also compute the minimum required C_P₁ for which the forward key capacity is upper bounded within a given tolerance. \nThe achievable key agreement code is designed based on a generalized version of the Dirty Paper Coding (DPC) in which transmitted signals are correlated with the CSI. The correlation coefficient is to be determined by C_P₁. In contrast to the DM model, the LB on the forward key capacity of a Gaussian model is a strictly increasing function of C_P₁ according to our simulations. This fact is an essential difference between this model and the DM model. \nFor C_P₁=0 and a fixed Λ, the forward key capacity of the Gaussian model exceeds the main channel capacity of the G-SWC in the low SIR regime. By simulations, we show that the interference enhances key generation in the low SIR regime. In this regime, we also justify that the positive effect of the interference on the (forward) key capacity is generally more than its positive effect on the secrecy capacity of the G-SWC, while the interference has no influence on the main channel capacity of the G-SWC.

•Jun 20, 2012•2 citations
We study the capacity of secret-key agreement over a wiretap channel with state parameters. The transmitter, the legitimate receiver, and the eavesdropper are connected by a discrete memoryless wiretap channel with a memoryless state sequence. The transmitter and the legitimate receiver generate a secret-key that must be concealed from the eavesdropper. We assume that the state sequence is known noncausally to the transmitter and no public discussion channel is available. We derive lower and upper bounds on the secret-key capacity. The lower bound involves a source-channel codebook for constructing a common reconstruction sequence at the legitimate terminals and then mapping this sequence to a secret-key using a secret-key codebook. For the special case of Gaussian channels with additive interference (secret-keys from dirty paper channel) our bounds differ by 0.5 bit/symbol and coincide in the high signal-to-noise-ratio and high interference-to-noise-ratio regimes. In another special case-symmetric channel state information (CSI)-when the legitimate receiver is also revealed the state sequence, we establish optimality of our lower bound. In addition, only causal side information at the transmitter and the receiver suffices to attain the secret-key capacity in the case of symmetric CSI.
Secret-key agreement protocols over wiretap channels controlled by a state parameter are studied. The entire state sequence is known (non-causally) to the sender but not to the receiver and the eavesdropper. Upper and lower bounds on the secret-key capacity are established both with and without public discussion. The proposed coding scheme involves constructing a codebook to create common reconstruction of the state sequence at the sender and the receiver and another secret-key codebook constructed by random binning. For the special case of Gaussian channels, with no public discussion, - the secret-key generation with dirty paper problem, the gap between our bounds is at-most 1/2 bit and the bounds coincide in the high signal-to-noise ratio and high interference-to-noise ratio regimes. In the presence of public discussion our bounds coincide, yielding the capacity, when then the channels of the receiver and the eavesdropper satisfy an in- dependent noise condition.
The secret-key agreement problem over wiretap channels controlled by a state parameter is studied. The entire state sequence is known (non-causally) to the sender but not to the receiver and the eavesdropper. Upper and lower bounds on the secret-key capacity are established both with and without public discussion. In absence of public-discussion, our lower bound is strictly better than the best known lower bound for transmitting an independent secret message. This illustrates that the coding schemes for secret-key agreement are substantially different than secret-message transmission. For the special case of Gaussian channels, we establish the secret-key capacity when the legitimate receiver's signal-to-noise-ratio is greater than 0 dB. When a public discussion channel is available between the sender and the receiver, upper and lower bounds on the secret-key capacity are again established. These bounds coincide, yielding the capacity, when then the channels of the receiver and the eavesdropper satisfy an independent noise condition.
We study secret-key agreement protocols over a wiretap channel controlled by a state parameter. The secret-key capacity is established when the wiretap channel is discrete and memoryless, the sender and receiver are both revealed the underlying state parameter, and no public discussion is allowed. An optimal coding scheme involves a two step approach — (i) design a wiretap codebook assuming that the state parameter is also known to the eavesdropper (ii) generate an additional secret key by exploiting the uncertainty of the state parameter at the eavesdropper. When unlimited public discussion is allowed between the legitimate terminals, we provide an upper bound on the secret-key capacity and establish its tightness when the channel outputs of the legitimate receiver and eavesdropper satisfy a conditional independence property. Numerical results for an on-off fading model suggest that the proposed coding schemes significantly outperform naive schemes that either disregard the contribution of the common state sequence or the contribution of the underlying channel.
We study the secret-key capacity in a joint source-channel coding setup-the terminals are connected over a discrete memoryless channel and have access to side information, modelled as a pair of discrete memoryless source sequences. As our main result, we establish the upper and lower bounds on the secret-key capacity. In the lower bound expression, the equivocation terms of the source and channel components are functionally additive even though the coding scheme generates a single secret-key by jointly taking into account the source and channel equivocations. Our bounds coincide, thus establishing the capacity, when the underlying wiretap channel can be decomposed into a set of independent, parallel, and reversely degraded channels. For the case of parallel Gaussian channels and jointly Gaussian sources we show that Gaussian codebooks achieve the secret-key capacity. In addition, when the eavesdropper also observes a correlated side information sequence, we establish the secret-key capacity when both the source and channel of the eavesdropper are a degraded version of the legitimate receiver. We finally also treat the case when a public discussion channel is available, propose a separation based coding scheme, and establish its optimality when the channel output symbols of the legitimate receiver and eavesdropper are conditionally independent given the input.
We study secret-key agreement with public discussion over a flat-fading wiretap channel model. The fading gains are correlated across the receivers and sampled independently at each time. Perfect receiver channel state information (CSI) is assumed, whereas a noisy CSI of the main channel is also available to the transmitter. We propose lower and upper bounds on the capacity. Our lower bound is achieved by a coding scheme that involves a separate binning of the receiver CSI sequence and its channel output sequence. In general it improves upon the joint-binning schemes considered in earlier works. Our upper and lower bounds coincide, establishing the capacity, when either the transmitter has no CSI or when the channel gains of the legitimate receiver and the eavesdropper are statistically independent.
The security of information is an indispensable element of a communication system when transmitted signals are vulnerable to eavesdropping. This issue is a challenging problem in a wireless network as propagated signals can be easily captured by unauthorized receivers, and so achieving a perfectly secure communication is a desire in such a wiretap channel. On the other hand, cryptographic algorithms usually lack to attain this goal due to the following restrictive assumptions made for their design. First, wiretappers basically have limited computational power and time. Second, each authorized party has often access to a reasonably large sequence of uniform random bits concealed from wiretappers. \nTo guarantee the security of information, Information Theory (IT) offers the following two approaches based on physical-layer security. \nFirst, IT suggests using wiretap (block) codes to securely and reliably transmit messages over a noisy wiretap channel. No confidential common key is usually required for the wiretap codes. The secrecy problem investigates an optimum wiretap code that achieves the secrecy capacity of a given wiretap channel. \nSecond, IT introduces key agreement (block) codes to exchange keys between legitimate parties over a wiretap model. The agreed keys are to be reliable, secure, and (uniformly) random, at least in an asymptotic sense, such that they can be finally employed in symmetric key cryptography for data transmission. The key agreement problem investigates an optimum key agreement code that obtains the key capacity of a given wiretap model. \nIn this thesis, we study the key agreement problem for two wiretap models: a Discrete Memoryless (DM) model and a Gaussian model. Each model consists of a wiretap channel \nparalleled with an authenticated public channel. The wiretap channel is from a transmitter, called Alice, to an authorized receiver, called Bob, and to a wiretapper, called Eve. The Probability Transition Function (PTF) of the wiretap channel is controlled by a random sequence of Channel State Information (CSI), which is assumed to be non-causally available at Alice. The capacity of the public channel is C_P₁∈[0,∞) in the forward direction from Alice to Bob and C_P₂∈[0,∞) in the backward direction from Bob to Alice. For each model, the key capacity as a function of the pair (C_P₁, C_P₂) is denoted by C_K(C_P₁, C_P₂). We investigate the forward key capacity of each model, i.e., C_K(C_P₁, 0) in this thesis. We also study the key generation over the Gaussian model when Eve's channel is less noisy than Bob's. \nIn the DM model, the wiretap channel is a Discrete Memoryless State-dependent Wiretap Channel (DM-SWC) in which Bob and Eve each may also have access to a sequence of Side Information (SI) dependent on the CSI. We establish a Lower Bound (LB) and an Upper Bound (UB) on the forward key capacity of the DM model. When the model is less noisy in Bob's favor, another UB on the forward key capacity is derived. The achievable key agreement code is asymptotically optimum as C_P₁→ ∞. For any given DM model, there also exists a finite capacity C⁰_P₁, which is determined by the DM-SWC, such that the forward key capacity is achievable if C_P₁≥ C⁰_P₁. Moreover, the key generation is saturated at capacity C_P₁= C⁰_P₁, and thus increasing the public channel capacity beyond C⁰_P₁ makes no improvement on the forward key capacity of the DM model. If the CSI is fully known at Bob in addition to Alice, C⁰_P₁=0, and so the public channel has no contribution in key generation when the public channel is in the forward direction. \nThe achievable key agreement code of the DM model exploits both a random generator and the CSI as resources for key generation at Alice. The randomness property of channel states can be employed for key generation, and so the agreed keys depend on the CSI in general. However, a message is independent of the CSI in a secrecy problem. Hence, we justify that the forward key capacity can exceed both the main channel capacity and the secrecy capacity of the DM-SWC. \nIn the Gaussian model, the wiretap channel is a Gaussian State-dependent Wiretap Channel (G-SWC) with Additive White Gaussian Interference (AWGI) having average power Λ. For simplicity, no side information is assumed at Bob and Eve. \nBob's channel and Eve's channel suffer from Additive White Gaussian Noise (AWGN), where the correlation coefficient between noise of Bob's channel and that of Eve's channel is given by ϱ. \nWe prove that the forward key capacity of the Gaussian model is independent of ϱ. Moreover, we establish that the forward key capacity is positive unless Eve's channel is less noisy than Bob's. We also prove that the key capacity of the Gaussian model vanishes if the G-SWC is physically degraded in Eve's favor. However, we justify that obtaining a positive key capacity is feasible even if Eve's channel is less noisy than Bob's according to our achieved LB on the key capacity for case (C_P₁, C_P₂)→ (∞, ∞). Hence, the key capacity of the Gaussian model is a function of ϱ. \nIn this thesis, an LB on the forward key capacity of the Gaussian model is achieved. For a fixed Λ, the achievable key agreement code is optimum for any C_P₁∈[0,∞) in both low Signal-to-Interference Ratio (SIR) and high SIR regimes. We show that the forward key capacity is asymptotically independent of C_P₁ and Λ as the SIR goes to infinity, and thus the public channel and the interference have negligible contributions in key generation in the high SIR regime. On the other hand, the forward key capacity is a function of C_P₁ and Λ in the low SIR regime. Contributions of the interference and the public channel in key generation are significant in the low SIR regime that will be illustrated by simulations. \nThe proposed key agreement code asymptotically achieves the forward key capacity of the Gaussian model for any SIR as C_P₁→ ∞. Hence, C_K(∞,0) is calculated, and it is suggested as a UB on C_K(C_P₁,0). Using simulations, we also compute the minimum required C_P₁ for which the forward key capacity is upper bounded within a given tolerance. \nThe achievable key agreement code is designed based on a generalized version of the Dirty Paper Coding (DPC) in which transmitted signals are correlated with the CSI. The correlation coefficient is to be determined by C_P₁. In contrast to the DM model, the LB on the forward key capacity of a Gaussian model is a strictly increasing function of C_P₁ according to our simulations. This fact is an essential difference between this model and the DM model. \nFor C_P₁=0 and a fixed Λ, the forward key capacity of the Gaussian model exceeds the main channel capacity of the G-SWC in the low SIR regime. By simulations, we show that the interference enhances key generation in the low SIR regime. In this regime, we also justify that the positive effect of the interference on the (forward) key capacity is generally more than its positive effect on the secrecy capacity of the G-SWC, while the interference has no influence on the main channel capacity of the G-SWC.