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arXiv:1009.2015 · Physical Review Letters

Uncertainty Relation for Smooth Entropies

Marco Tomamichel, Renato Renner

Published Mar 16, 2011• 465 citations
arXivHTMLPDF

Abstract

Uncertainty relations give upper bounds on the accuracy by which the outcomes of two incompatible measurements can be predicted. While established uncertainty relations apply to cases where the predictions are based on purely classical data (e.g., a description of the system's state before measurement), an extended relation which remains valid in the presence of quantum information has been proposed recently [Berta et al., Nature Phys. 6, 659 (2010)]. Here, we generalize this uncertainty relation to one formulated in terms of smooth entropies. Since these entropies measure operational quantities such as extractable secret key length, our uncertainty relation is of immediate practical use. To illustrate this, we show that it directly implies security of quantum key distribution protocols. Our security claim remains valid even if the implemented measurement devices deviate arbitrarily from the theoretical model.

DOI
10.1103/physrevlett.106.110506

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Uncertainty relations give upper bounds on the accuracy by which the outcomes of two incompatible measurements can be predicted. While established uncertainty relations apply to cases where the predictions are based on purely classical data (e.g., a description of the system's state before measurement), an extended relation which remains valid in the presence of quantum information has been proposed recently [Berta et al., Nature Phys. 6, 659 (2010)]. Here, we generalize this uncertainty relation to one formulated in terms of smooth entropies. Since these entropies measure operational quantities such as extractable secret key length, our uncertainty relation is of immediate practical use. To illustrate this, we show that it directly implies security of quantum key distribution protocols. Our security claim remains valid even if the implemented measurement devices deviate arbitrarily from the theoretical model.
A prominent formulation of the uncertainty principle identifies the fundamental quantum feature that no particle may be prepared with certain outcomes for both position and momentum measurements. Often the statistical uncertainties are thereby measured in terms of entropies providing a clear operational interpretation in information theory and cryptography. Recently, entropic uncertainty relations have been used to show that the uncertainty can be reduced in the presence of entanglement and to prove security of quantum cryptographic tasks. However, much of this recent progress has been focused on observables with only a finite number of outcomes not including Heisenberg’s original setting of position and momentum observables. Here, we show entropic uncertainty relations for general observables with discrete but infinite or continuous spectrum that take into account the power of an entangled observer. As an illustration, we evaluate the uncertainty relations for position and momentum measurements, which is operationally significant in that it implies security of a quantum key distribution scheme based on homodyne detection of squeezed Gaussian states.
The uncertainty principle can be expressed in entropic terms, also taking into account the role of entanglement in reducing uncertainty. The information exclusion principle bounds instead the correlations that can exist between the outcomes of incompatible measurements on one physical system, and a second reference system. We provide a more stringent formulation of both the uncertainty principle and the information exclusion principle, with direct applications for, e.g., the security analysis of quantum key distribution, entanglement estimation, and quantum communication. We also highlight a fundamental distinction between the complementarity of observables in terms of uncertainty and in terms of information.
Despite enormous theoretical and experimental progress in quantum cryptography, the security of most current implementations of quantum key distribution is still not rigorously established. One significant problem is that the security of the final key strongly depends on the number, M, of signals exchanged between the legitimate parties. Yet, existing security proofs are often only valid asymptotically, for unrealistically large values of M. Another challenge is that most security proofs are very sensitive to small differences between the physical devices used by the protocol and the theoretical model used to describe them. Here we show that these gaps between theory and experiment can be simultaneously overcome by using a recently developed proof technique based on the uncertainty relation for smooth entropies. Although they offer significant promise, practical implementations of quantum key distribution are often not as rigorous as theory predicts. This study demonstrates how two instances of such discrepancies can be resolved by taking advantage of an enotropic formulation of the uncertainty principle.
Entropic uncertainty relations are underpinning to compute the quantitative security bound in quantum cryptographic applications, such as quantum random number generation (QRNG) and quantum key distribution (QKD). All security proofs derive a relation between the information accessible to the legitimate group and the maximum knowledge that an adversary may have gained, Eve, which exploits entropic uncertainty relations to lower bound Eve's uncertainty about the raw key generated by one party, Alice. The standard entropic uncertainty relations is to utilize the smooth min- and max-entropies to show these cryptographic applications' security by computing the overlap of two incompatible measurements or positive-operator valued measures (POVMs). This paper draws one case of the POVM-versioned standard entropic uncertainty relation yielding the trivial bound since the maximum overlap in POVMs always produces the trivial value, "one." So, it fails to tie the smooth min-entropy to show the security of the quantum cryptographic application.
Uncertainty relations express the fundamental incompatibility of certain observables in quantum mechanics. Far from just being puzzling constraints on our ability to know the state of a quantum system, uncertainty relations are at the heart of why some classically impossible cryptographic primitives become possible when quantum communication is allowed. This thesis is concerned with strong notions of uncertainty relations and their applications in quantum information theory.One operational manifestation of such uncertainty relations is a purely quantum effect referred to as information locking. A locking scheme can be viewed as a cryptographic protocol in which a uniformly random n-bit message is encoded in a quantum system using a classical key of size much smaller than n. Without the key, no measurement of this quantum state can extract more than a negligible amount of information about the message, in which case the message is said to be "locked". Furthermore, knowing the key, it is possible to recover, that is "unlock", the message. We give new efficient constructions of bases satisfying strong uncertainty relations leading to the first explicit construction of an informationlocking scheme. We also give several other applications of our uncertainty relations both to cryptographic and communication tasks.In addition, we define objects called QC-extractors, that can be seen as strong uncertainty relations that hold against quantum adversaries. We provide several constructions of QC-extractors, and use them to prove the security of cryptographic protocols for two-party computations based on the sole assumption that the parties' storage device is limited in transmitting quantum information. In doing so, we resolve a central question in the so-called noisy-storage model by relating security to the quantum capacity of storage devices.
Apart from their foundational significance, entropic uncertainty relations play a central role in proving the security of quantum cryptographic protocols. Of particular interest are therefore relations in terms of the smooth min-entropy for Bennett-Brassard 1984 (BB84) and six-state encodings. The smooth min-entropy ${H}_{\mathrm{min}}^{\ensuremath{\epsilon}}(X/B)$ quantifies the negative logarithm of the probability for an attacker BBB to guess XXX, except with a small failure probability $\ensuremath{\epsilon}$. Previously, strong uncertainty relations were obtained which are valid in the limit of large block lengths. Here, we prove an alternative uncertainty relation in terms of the smooth min-entropy that is only marginally less strong but has the crucial property that it can be applied to rather small block lengths. This paves the way for a practical implementation of many cryptographic protocols. As part of our proof we show tight uncertainty relations for a family of R\'enyi entropies that may be of independent interest.