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arXiv:1005.5625 · New Journal of Physics

Canonical thermalization

Peter Reimann

Published May 28, 2010• 103 citations
arXivHTMLPDF

Abstract

For quantum systems that are weakly coupled to a much 'bigger' environment, thermalization of possibly far from equilibrium initial ensembles is demonstrated: for sufficiently large times, the ensemble is for all practical purposes indistinguishable from a canonical density operator under conditions that are satisfied under many, if not all, experimentally realistic conditions.

DOI
10.1088/1367-2630/12/5/055027

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For quantum systems that are weakly coupled to a much 'bigger' environment, thermalization of possibly far from equilibrium initial ensembles is demonstrated: for sufficiently large times, the ensemble is for all practical purposes indistinguishable from a canonical density operator under conditions that are satisfied under many, if not all, experimentally realistic conditions.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.
Focusing on isolated macroscopic systems, described either in terms of a quantum mechanical or a classical model, our two key questions are: In how far does an initial ensemble (usually far from equilibrium and largely unknown in detail) evolve towards a stationary long-time behavior ("equilibration")? In how far is this steady state in agreement with the microcanonical ensemble as predicted by Statistical Mechanics ("thermalization")? In the first part of the paper, a recently developed quantum mechanical treatment of the problem is briefly summarized, putting particular emphasis on the realistic modeling of experimental measurements and non-equilibrium initial conditions. Within this framework, equilibration can be proven under very weak assumptions about those measurements and initial conditions, while thermalization still requires quite strong additional hypotheses. In the second part, an analogous approach within the framework of classical mechanics is developed and compared with the quantum case. In particular, the assumptions to guarantee classical equilibration are now rather strong, while thermalization then follows under relatively weak additional conditions.
We investigate the time evolution of a generic and finite isolated quantum many-body system starting from a pure quantum state. We find the kinematical general canonical principle proposed by Popescu-Short-Winter for statistical mechanics can be built in a more solid ground by studying the thermalization, i.e. comparing the density matrices themselves rather than the measures of distances. In particular, this allows us to explicitly identify that, from any instantaneous pure state after thermalization, the state of subsystem is like from a microcanonical ensemble or a generalized Gibbs ensemble, but neither a canonical nor a thermal ones due to finite-size effect. Our results are expected to bring the task of characterizing the state after thermalization to completion. In addition, thermalization of coupled systems with different temperatures corresponding to mixed initial states is studied.
Under the eigenstate thermalization hypothesis (ETH), quantum-quenched systems equilibrate towards canonical, thermal ensembles. While at first glance the ETH might seem a very strong hypothesis, we show that it is indeed not only sufficient but also necessary for thermalization. More specifically, we consider systems coupled to baths with well-defined macroscopic temperature and show that whenever all product states thermalize then the ETH must hold. Our result definitively settles the question of determining whether a quantum system has a thermal behavior, reducing it to checking whether its Hamiltonian satisfies the ETH.
The thermal behavior of isolated quantum systems has been a topic of discussion in physics since the 1930's. Due to the nature of quantum systems, it's been necessary to produce theories separate from classical understanding to handle these isolated systems. In this project, I introduce our reader to theoretical framework surrounding isolated quantum systems and apply this framework to experimental and analytical results. We do this in hopes of deepening our understanding of the elusive behavior of these systems.