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arXiv:1005.4863 · Physical Review Letters

Dynamics of Thermalization in Small Hubbard-Model Systems

Sam Genway, A. F. Ho, Derek K. K. Lee

Published Dec 28, 2010• 28 citations
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Abstract

We study numerically the thermalization and temporal evolution of a two-site subsystem of a fermionic Hubbard model prepared far from equilibrium at a definite energy. Even for very small systems near quantum degeneracy, the subsystem can reach a steady state resembling equilibrium. This occurs for a nonperturbative coupling between the subsystem and the rest of the lattice where relaxation to equilibrium is Gaussian in time, in sharp contrast to perturbative results. We find similar results for random couplings, suggesting such behavior is generic for small systems.

DOI
10.1103/physrevlett.105.260402

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We study numerically the thermalization and temporal evolution of a two-site subsystem of a fermionic Hubbard model prepared far from equilibrium at a definite energy. Even for very small systems near quantum degeneracy, the subsystem can reach a steady state resembling equilibrium. This occurs for a nonperturbative coupling between the subsystem and the rest of the lattice where relaxation to equilibrium is Gaussian in time, in sharp contrast to perturbative results. We find similar results for random couplings, suggesting such behavior is generic for small systems.
We present a study of thermalization of a small isolated Hubbard lattice cluster prepared in a pure state with a well-defined energy. We examine how a two-site subsystem of the lattice thermalizes with the rest of the system as its environment. We explore numerically the existence of thermalization over a range of system parameters, such as the interaction strength, system size, and the strength of the coupling between the subsystem and the rest of the lattice. We find thermalization over a wide range of parameters and that interactions are crucial for efficient thermalization of small systems. We relate this thermalization behavior to the eigenstate thermalization hypothesis and quantify numerically the extent to which eigenstate thermalization holds. We also verify our numerical results theoretically with the help of previously established results from random matrix theory for the local density of states, particularly the finite-size scaling for the onset of thermalization.
This thesis approaches questions concerning the thermalisation of subsystems of closed quantum systems, prepared in pure states of definite energy but far from equilibrium, under exact unitary evolution. Taking motivation from experiments in the field of ultracold atoms, an extensive study of relaxation to a thermal state in the Hubbard model is presented. The study of small local subsystems in Hubbard-model lattice clusters has led to some interesting findings. Explored are the effects of interactions between fermions, the initial-state energy and the energy uncertainty in the initial state and their effects on relaxation dynamics and thermalisation. The most significant finding is that while subsystem thermalisation is seen for a large range of subsystem-bath coupling strengths, the temporal form of the relaxation varies markedly from exponential decay for weak couplings with a crossover to Gaussian behaviour with increased coupling strength. This is found to hold more generally for random couplings between the subsystem and bath and for bosons as well as fermions, thus demonstrating generality. As well as being demonstrated numerically, this behaviour is derived for a generic class of bi-partite quantum systems which may be described with the use of random matrices. A Brownian motion model is employed to show the exponential to Gaussian crossover when the subsystem-bath coupling matrix takes a banded form. This result agrees well with numerical Hubbard-model results, and yields identical results at short times to those from straight-forward perturbative methods. It is demonstrated that the non-Markovian Gaussian behaviour should also be observable in the limit of macroscopic baths.
We study the decoherence and thermalization dynamics of a nanoscale system coupled nonperturbatively to a fully quantum-mechanical bath. The system is prepared out of equilibrium in a pure state of the complete system. We propose a random matrix model and show analytically that there are two robust temporal regimes in the approach of the system to equilibrium-an initial Gaussian decay followed by an exponential tail, consistent with numerical results on small interacting lattices [S. Genway, A. F. Ho, and D. K. K. Lee, Phys. Rev. Lett. 105, 260402 (2010)]. Furthermore, the system decays towards a Gibbs ensemble in accordance with the eigenstate thermalization hypothesis.
We study the Bose and Fermi Hubbard model in the (formal) limit of large coordination numbers Z≫1Z\gg1Z≫1. Via an expansion into powers of 1/Z1/Z1/Z, we establish a hierarchy of correlations which facilitates an approximate analytical derivation of the time-evolution of the reduced density matrices for one and two sites etc. With this method, we study the quantum dynamics (starting in the ground state) after a quantum quench, i.e., after suddenly switching the tunneling rate JJJ from zero to a finite value, which is still in the Mott regime. We find that the reduced density matrices approach a (quasi) equilibrium state after some time. For one lattice site, this state can be described by a thermal state (within the accuracy of our approximation). However, the (quasi) equilibrium state of the reduced density matrices for two sites including the correlations cannot be described by a thermal state. Thus, real thermalization (if it occurs) should take much longer time. This behavior has already been observed in other scenarios and is sometimes called ``pre-thermalization.'' Finally, we compare our results to numerical simulations for finite lattices in one and two dimensions and find qualitative agreement.
We study the Bose-Hubbard and Fermi-Hubbard models in the (formal) limit of large coordination numbers $Z\ensuremath{\gg}1$. Via an expansion into powers of 1/Z1/Z1/Z, we establish a hierarchy of correlations which facilitates an approximate analytical derivation of the time evolution of the reduced density matrices for one and two sites, etc. With this method, we study the quantum dynamics (starting in the ground state) after a quantum quench, i.e., after suddenly switching the tunneling rate JJJ from zero to a finite value, which is still in the Mott regime. We find that the reduced density matrices approach a (quasi)equilibrium state after some time. For one lattice site, this state can be described by a thermal state (within the accuracy of our approximation). However, the (quasi)equilibrium state of the reduced density matrices for two sites including the correlations can not be described by a thermal state. Thus, real thermalization (if it occurs) should take a much longer time. This behavior has already been observed in other scenarios and is sometimes called ``prethermalization''. Finally, we compare our results to numerical simulations for finite lattices in one and two dimensions and find qualitative agreement.
Thermalization in strongly correlated fermionic systems remains a central open problem in quantum many-body physics. In this work, we investigate the real-time dynamics and the approach to thermalization in the two-dimensional Hubbard model, a paradigmatic framework for correlated electrons, relevant to high-temperature superconductivity and ultracold quantum simulation. Focusing on the half-filled square lattice, we monitor the time evolution of the double occupancy following a quench in the on-site interaction UUU, and assess whether its long-time value is captured by a canonical thermal ensemble. We employ time-dependent variational Monte Carlo methods combined with transformer-based Neural-Network Quantum States to accurately describe the nonequilibrium dynamics of fermions, especially for the behavior at long times, thereby accessing regimes that were previously inaccessible to numerical simulations. Our results reveal two dynamical behaviors: for weak to intermediate interactions, the double occupancy rapidly approaches the thermal prediction, consistent with ergodic evolution; beyond a critical interaction UCU_{C}UC​, the dynamics remains distinct from the thermal expectation on the timescales investigated, revealing signatures of a prethermal plateau delaying fast relaxation. These results establish numerical simulation as a powerful tool to probe nonequilibrium quantum phenomena in correlated fermionic matter.