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arXiv:1005.3633 · Journal of Physics A Mathematical and Theoretical

PT-symmetric operators and metastable states of the 1D relativistic oscillators

R. Giachetti, V. Grecchi

Published Feb 14, 2011• 14 citations
arXivHTMLPDF

Abstract

We consider the one-dimensional Dirac equation for the harmonic oscillator and the associated second-order separated operators. Such operators, defined by complex dilation, give the resonances of the problem. Their unique extensions as closed operators with a purely point spectrum are PT -symmetric with positive eigenvalues converging to the Schrödinger ones as c → ∞ . Precise numerical computations show that these eigenvalues coincide with the positions of the resonances up to the order of the width. The corresponding eigenfunctions are a definite choice of metastable states of the problem. Similar results are found for the Klein–Gordon oscillator: here also we have two closed, isospectral and complex conjugate extensions of the formal operator with PT -symmetry, but an infinite number of self-adjoint extensions and physical dynamics. The infinitely many pairs of eigenvectors of the two closed PT -symmetric operators give metastable states for any choice of the dynamics. The eigenvalues of the operator defined by complex dilation are resonances, although not according to the standard definition, for any dynamics.

DOI
10.1088/1751-8113/44/9/095308

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We consider the one-dimensional Dirac equation for the harmonic oscillator and the associated second-order separated operators. Such operators, defined by complex dilation, give the resonances of the problem. Their unique extensions as closed operators with a purely point spectrum are PT -symmetric with positive eigenvalues converging to the Schrödinger ones as c → ∞ . Precise numerical computations show that these eigenvalues coincide with the positions of the resonances up to the order of the width. The corresponding eigenfunctions are a definite choice of metastable states of the problem. Similar results are found for the Klein–Gordon oscillator: here also we have two closed, isospectral and complex conjugate extensions of the formal operator with PT -symmetry, but an infinite number of self-adjoint extensions and physical dynamics. The infinitely many pairs of eigenvectors of the two closed PT -symmetric operators give metastable states for any choice of the dynamics. The eigenvalues of the operator defined by complex dilation are resonances, although not according to the standard definition, for any dynamics.
This paper proposes to broaden the canonical formulation of quantum mechanics.Ordinarily, one imposes the condition H † = H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition.This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum.However, replacing this mathematical condition by the weaker and more physical requirement H ‡ = H, where ‡ represents combined parity reflection and time reversal PT , one obtains new classes of complex Hamiltonians whose spectra are still real and positive.This generalization of Hermiticity is investigated using a complex deformation H = p 2 + x 2 (ix) ǫ of the harmonic oscillator Hamiltonian, where ǫ is a real parameter.The system exhibits two phases: When ǫ ≥ 0, the energy spectrum of H is real and positive as a consequence of PT symmetry.However, when -1 < ǫ < 0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues because PT symmetry is spontaneously broken.The phase transition that occurs at ǫ = 0 manifests itself in both the quantum-mechanical system and the underlying classical system.Similar qualitative features are exhibited by complex deformations of other standard real Hamiltonians H = p 2 + x 2N (ix) ǫ with N integer and ǫ > -N ; each of these complex Hamiltonians exhibits a phase transition at ǫ = 0.These PT -symmetric theories may be viewed as analytic continuations of conventional theories from real to complex phase space.
The PT-symmetric cubic oscillator with Hamiltonian H_3 = - (1/2) d_x^2 + (1/2) x^2 + i G x^3 is a paradigmatic example of a pseudo-Hermitian, or PT-symmetric Hamiltonian with a purely real spectrum when endowed with L^2(R) boundary conditions. Eigenfunctions of the stationary Schr\{o}dinger equation H_3 psi_n(x) = E_n psi_n(x) are manifestly complex, while the energy eigenvalues E_n are real and positive. Although H_3 does not commute with the parity operator, we find that for a natural choice of the global complex phase of the eigenstate wave function, the real and imaginary parts of the eigenfunctions [i.e., Re psi_n(x) and Im psi_n(x)] are eigenstates of parity. Both the real and imaginary parts of the eigenfunctions are found to have an infinite number of zeros, even for the ground state and even for infinitesimal G, but the real and imaginary parts of psi_n(x) never vanish simultaneously when G>0. Furthermore, we find that the eigenfunctions are concentrated in an allowed region where the energy E_n is larger than the complex modulus of the complex potential. PT-symmetric Hamiltonians constitute natural generalizations of Hermitian Hamiltonians as time-evolution operators. Our results suggest that PT-symmetric (pseudo-Hermitian) time evolution can naturally be interpreted as time evolution in a situation where manifestly complex gain and loss terms mutually compensate and lead to the real energy eigenvalues.
We consider the one-dimensional Dirac equation with the most general relativistic contact interaction supported on two points symmetrically located with respect to the origin. In order to determine the shape of the interaction, we use a distributional method, which in the present case is equivalent to the standard method of defining contact interactions by self-adjoint extensions of symmetric operators. The interaction on each of these two points depends on four parameters, each one having a clear physical meaning. We are interested in the scattering and confining properties of this model. We focus our attention on even or odd interactions under parity transformations and investigate the existence of critical and supercritical states, bound states, confinement and scattering resonances for some particular interactions of special interest.
A major mathematical problem in PT-symmetric quantum mechanics is to determine whether or not the spectrum of any given non self-adjoint but PT-symmetric Schroedinger operator is real. In this case the PT-symmetry is called "proper". Clearly in this connection an equally important issue is the spontaneous violation of the PT-symmetry which might occur in a PT-symmetric operator family. The spontaneous violation of the PT-symmetry is defined as the transition from real values of the spectrum to complex ones at the variation of the parameter labeling the family. Its occurrence is referred to also as the PTPTPT-symmetric phase transition. \nThis chapter intends to present a review of recent results concerning these two mathematical points, within the standard notions of spectral theory for Hilbert space operators. The main technical instrument is represented by perturbation theory.
In this paper, we introduce an extension of the Dirac equation, very similar to Dirac oscillator, that gives stationary localized wave packets as eigenstates of the equation. The extension to the Dirac equation is achieved through the replacement of the momentum operator by a PT-symmetric generalized momentum operator. In the 1D case, the solutions represent bound particles carrying spin having continuous energy spectrum, where the envelope parameter defines the width of the packet without affecting the dispersion relation of the original Dirac equation. In the 2D case, the solutions are localized wave packets and are eigenstates of the third component of total angular momentum and involve Bessel functions of integral order. In the 3D case, the solutions are localized spherical wave packets with definite total angular momentum.
One-dimensional PT-symmetric quantum-mechanical Hamiltonians having continuous spectra are studied. The Hamiltonians considered have the form H=p2+V(x)H=p^2+V(x)H=p2+V(x), where V(x)V(x)V(x) is odd in xxx, pure imaginary, and vanishes as ∣x∣→∞|x|\to\infty∣x∣→∞. Five PT-symmetric potentials are studied: the Scarf-II potential V1(x)=iA1 sech(x)tanh⁡(x)V_1(x)=iA_1\,{\rm sech}(x)\tanh(x)V1​(x)=iA1​sech(x)tanh(x), which decays exponentially for large ∣x∣|x|∣x∣; the rational potentials V2(x)=iA2 x/(1+x4)V_2(x)=iA_2\,x/(1+x^4)V2​(x)=iA2​x/(1+x4) and V3(x)=iA3 x/(1+∣x∣3)V_3(x)=iA_3\,x/(1+|x|^3)V3​(x)=iA3​x/(1+∣x∣3), which decay algebraically for large ∣x∣|x|∣x∣; the step-function potential V4(x)=iA4 sgn(x)θ(2.5−∣x∣)V_4(x)=iA_4\,{\rm sgn}(x)θ(2.5-|x|)V4​(x)=iA4​sgn(x)θ(2.5−∣x∣), which has compact support; the regulated Coulomb potential V5(x)=iA5 x/(1+x2)V_5(x)=iA_5\,x/(1+x^2)V5​(x)=iA5​x/(1+x2), which decays slowly as ∣x∣→∞|x|\to\infty∣x∣→∞ and may be viewed as a long-range potential. The real parameters AnA_nAn​ measure the strengths of these potentials. Numerical techniques for solving the time-independent Schrödinger eigenvalue problems associated with these potentials reveal that the spectra of the corresponding Hamiltonians exhibit universal properties. In general, the eigenvalues are partly real and partly complex. The real eigenvalues form the continuous part of the spectrum and the complex eigenvalues form the discrete part of the spectrum. The real eigenvalues range continuously in value from 000 to +∞+\infty+∞. The complex eigenvalues occur in discrete complex-conjugate pairs and for Vn(x)V_n(x)Vn​(x) (1≤n≤41\leq n\leq41≤n≤4) the number of these pairs is finite and increases as the value of the strength parameter AnA_nAn​ increases. However, for V5(x)V_5(x)V5​(x) there is an {\it infinite} sequence of discrete eigenvalues with a limit point at the origin. This sequence is complex, but it is similar to the Balmer series for the hydrogen atom because it has inverse-square convergence.