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arXiv:1004.5591 · Annals of Physics

Effective equilibrium theory of nonequilibrium quantum transport

Prasenjit Dutt, Jens Koch, Jong E. Han, Karyn Le Hur

Published Jul 22, 2011• 25 citations
arXivHTMLPDF
DOI
10.1016/j.aop.2011.07.001

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The theoretical description of strongly correlated quantum systems out of equilibrium presents several challenges and a number of open questions persist. In this paper we focus on nonlinear electronic transport through an interacting quantum dot maintained at finite bias using a concept introduced by Hershfield [Phys. Rev. Lett. 70, 2134 (1993)] whereby one can express such nonequilibrium quantum impurity models in terms of the system's Lippmann-Schwinger operators. These scattering operators allow one to reformulate the nonequilibrium problem as an effective equilibrium problem associated with a modified Hamiltonian. In this paper we provide a pedagogical analysis of the core concepts of the effective equilibrium theory. First, we demonstrate the equivalence between observables computed using the Schwinger-Keldysh framework and the effective equilibrium approach, and relate the Green's functions in the two theoretical frameworks. Second, we expound some applications of this method in the context of interacting quantum impurity models. We introduce a novel framework to treat effects of interactions perturbatively while capturing the entire dependence on the bias voltage. For the sake of concreteness, we employ the Anderson model as a prototype for this scheme. Working at the particle-hole symmetric point, we investigate the fate of the Abrikosov-Suhl resonance as a function of bias voltage and magnetic field.
In this review article, we present a non-equilibrium quantum transport theory for transient electron dynamics in nanodevices based on exact Master equation derived with the path integral method in the fermion coherent-state representation. Applying the exact Master equation to nanodevices, we also establish the connection of the reduced density matrix and the transient quantum transport current with the Keldysh nonequilibrium Green functions. The theory enables us to study transient quantum transport in nanostructures with back-reaction effects from the contacts, with non-Markovian dissipation and decoherence being fully taken into account. In applications, we utilize the theory to specific quantum transport systems, a variety of quantum decoherence and quantum transport phenomena involving the non-Markovian memory effect are investigated in both transient and stationary scenarios at arbitrary initial temperatures of the contacts.
We develope a method of mapping quantum nonequilibrium steady-state to an effective equilibrium system and present an algorithm to calculate electron-transport using an equilibrium technique. A systematic implementation of boundary conditions in steady-state nonequilibrium is made in the statistical operator $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{Y}$ constructed from scattering state operators. We explicitly demonstrate the equivalence of this method to nonequilibrium Green function techniques for a noninteracting quantum dot model. In electron-phonon coupled quantum dot systems, we formulate an algorithm to construct the statistical bias operator $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{Y}$ and perform a full many-body calculation with the quantum Monte Carlo technique. The results coherently demonstrate various transport behaviors such as phonon dephasing, $I\ensuremath{-}V$ staircase, and phonon-assisted tunneling phenomena. This formulation makes the existing computational quantum many-body techniques applicable to quantum steady-state nonequilibrium problems, which will complement the theories based on the diagrammatic approach.