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arXiv:1004.5069 · AIP conference proceedings

Dynamical Mean-Field Theory of Electronic Correlations in Models and Materials

D. Vollhardt, Adolfo Avella, Ferdinando Mancini

Published Jan 1, 2010• 35 citations
arXivHTMLPDF

Abstract

The concept of electronic correlations plays an important role in modern condensed matter physics. It refers to interaction effects which cannot be explained within a static mean‐field picture as provided by Hartree‐Fock theory. Electronic correlations can have a very strong influence on the properties of materials. For example, they may turn a metal into an insulator (Mott‐Hubbard metal‐insulator transition). In these lecture notes I (i) introduce basic notions of the physics of correlated electronic systems, (ii) discuss the construction of mean‐field theories by taking the limit of high lattice dimensions, (iii) explain the simplifications of the many‐body perturbation theory in this limit which provide the basis for the formulation of a comprehensive mean‐field theory for correlated fermions, the dynamical mean‐field theory (DMFT), (v) derive the DMFT self‐consistency equations, and (vi) apply the DMFT to investigate electronic correlations in models and materials.

DOI
10.1063/1.3518901

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The concept of electronic correlations plays an important role in modern condensed matter physics. It refers to interaction effects which cannot be explained within a static mean‐field picture as provided by Hartree‐Fock theory. Electronic correlations can have a very strong influence on the properties of materials. For example, they may turn a metal into an insulator (Mott‐Hubbard metal‐insulator transition). In these lecture notes I (i) introduce basic notions of the physics of correlated electronic systems, (ii) discuss the construction of mean‐field theories by taking the limit of high lattice dimensions, (iii) explain the simplifications of the many‐body perturbation theory in this limit which provide the basis for the formulation of a comprehensive mean‐field theory for correlated fermions, the dynamical mean‐field theory (DMFT), (v) derive the DMFT self‐consistency equations, and (vi) apply the DMFT to investigate electronic correlations in models and materials.
Abstract Electronic correlations strongly influence the properties of matter. For example, they can induce a discontinuous transition from conducting to insulating behavior. In this paper basic terms of the physics of correlated electrons are explained. In particular, I describe some of the steps that led to the formulation of a comprehensive, non‐perturbative many‐body approach to correlated quantum many‐body systems, the dynamical mean‐field theory (DMFT). The DMFT becomes exact in the limit of high lattice dimensions (d → ∞) and allows one to go beyond the investigation of simple correlation models and thereby better understand, and even predict, the properties of electronically correlated materials.
Dynamical Mean-Field Theory (DMFT) has opened new perspectives for the investigation of strongly correlated electron systems and greatly improved our understanding of correlation effects in models and materials. In contrast to Hartree-Fock-type approximations the mean field of DMFT is dynamical, whereby local quantum fluctuations are fully taken into account. DMFT becomes exact in the limit of high spatial dimensions or coordination number. Using DMFT the dynamics of correlated electron systems can be investigated non-perturbatively at all interaction strengths, electron densities and temperatures. By merging density functional theory with DMFT a powerful method for the calculation of the properties of correlated electron materials has become available, which is applicable to bulk systems and heterostructures, including topological states of matter. The inclusion of non-local correlations into DMFT makes it possible to explore unconventional superconductivity and the critical behavior at thermal or quantum phase transitions. By generalizing DMFT to non-equilibrium states also the real-time dynamics of correlated systems can be investigated. In this brief review the foundations and current status of DMFT are discussed along with characteristic physical insights obtained with this approach.
Dynamical mean-field theory (DMFT) is a successful method to investigate interacting lattice fermions. In these lecture notes we present an introduction into the DMFT for lattice fermions with interaction, disorder and external inhomogeneous potentials. This formulation is applicable to electrons in solids and to cold fermionic atoms in optical lattices. We review here our investigations of the Mott-Hubbard and Anderson metal-insulator transitions in correlated, disordered systems by presenting selected surprising results. 1.
Since the first investigation of the Hubbard model in the limit of infinite dimensions by Metzner and Vollhardt, dynamical mean-field theory (DMFT) has become a very powerful tool for the investigation of lattice models of correlated electrons. In DMFT the lattice model is mapped on an effective quantum impurity model in a bath which has to be determined self-consistently. This approach led to significant progress in our understanding of typical correlation problems such as the Mott transition; furthermore, the combination of DMFT with ab-initio methods now allows for a realistic treatment of correlated materials. The focus of these lecture notes is on the relation between quantum impurity physics and the physics of lattice models within DMFT. Issues such as the observability of impurity quantum phase transitions in the corresponding lattice models are discussed in detail.
This review is devoted to generalization of dynamical mean-field theory (DMFT) for strongly correlated electronic systems towards the account of different types of additional interactions, necessary for correct physical description of many experimentally observed phenomena in such systems. As additional interactions we consider: (1) interaction of electrons with antiferromagnetic (or charge) fluctuations of order parameter in high-Tc superconductors leading to the formation of pseudogap state, (2) scattering of electrons on static disorder and its role in general picture of Anderson-Hubbard metal-insulator transition, (3) electron-phonon interaction and corresponding anomalies of electronic spectra in strongly correlated systems. Proposed DMFT+Sigma approach is based on taking into account above mentioned interactions by introducing additional self-energy Sigma (in general momentum dependent) into conventional DMFT scheme and calculated in a self-consistent way within the standard set of DMFT equations. Here we formulate general scheme of calculation of both one-particle (spectral functions and densities of states) and two-particle (optical conductivity) properties. We examine the problem of pseudogap formation, including the Fermi arc formation and partial destruction of the Fermi surface, metal-insulator transition in disordered Anderson-Hubbard model, and general picture of kink formation within electronic spectra in strongly correlated systems. DMFT+Sigma approach is generalized to describe realistic materials with strong electron-electron correlations based on LDA+DMFT method. General scheme of LDA+DMFT method is presented together with some of its applications to real systems. The LDA+DMFT+Sigma approach is employed to modelling of pseudogap state of electron and hole doped high-T_c cuprates. Comparison with variety of ARPES experiments is given.
Abstract: The metal–insulator transition (MIT) constitutes one of the most profound and persistent problems in condensed matter physics, sitting at the intersection of electronic structure theory, many-body physics, and emergent quantum phenomena. Conventional band theory, which successfully classifies materials as metals or insulators according to the filling of their electronic bands, fails dramatically when confronted with a class of compounds transition metal oxides chief among them that ought to be metallic by band-counting arguments yet are robustly insulating in the laboratory. The resolution of this paradox required abandoning the independent-electron picture entirely and recognizing that strong Coulomb repulsion between electrons can, by itself, drive localization. This insight, formalized by Mott and later distilled into the Hubbard model, established correlation-driven insulation as a phenomenon distinct from band insulation. The present paper offers a theoretical exploration of the MIT problem, tracing its conceptual development from the Mott criterion through the Hubbard Hamiltonian, the Brinkman–Rice scenario of quasiparticle mass divergence, and the watershed development of dynamical mean-field theory (DMFT), which rendered the Mott transition quantitatively tractable for the first time. We argue that the competition between the electronic bandwidth and the on-site interaction encoded in the ratio U/W provides the unifying organizing principle for the field. Building toward the modern frontier, we examine how the Mott transition connects to quantum phase transitions and quantum criticality, where zero-temperature instabilities governed by quantum rather than thermal fluctuations produce non-Fermi-liquid behavior and anomalous scaling. Case studies of vanadium oxides, rare-earth nickelates, and doped cuprates illustrate the diversity and subtlety of real correlated materials. We conclude that the MIT remains a central and unresolved problem whose continued study is increasingly entangled with the development of quantum materials and quantum technologies. Keywords: Metal–Insulator Transition; Mott Insulator; Strongly Correlated Electrons; Hubbard Model; DMFT; Quantum Criticality; Quantum Materials; Condensed Matter Physics