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arXiv:0912.4020 · Physical Review B

Three-dimensional topological phases in a layered honeycomb spin-orbital model

Gia-Wei Chern

Published Mar 31, 2010• 27 citations
arXivHTMLPDF

Abstract

We present an exactly solvable spin-orbital model based on the Gamma-matrix generalization of a Kitaev-type Hamiltonian. In the presence of small magnetic fields, the model exhibits a critical phase with a spectrum characterized by topologically protected Fermi points. Upon increasing the magnetic field, Fermi points carrying opposite topological charges move toward each other and annihilate at a critical field, signaling a phase transition into a gapped phase with trivial topology in three dimensions. On the other hand, by subjecting the system to a staggered magnetic field, an effective time-reversal symmetry essential to the existence of three-dimensional topological insulators is restored in the auxiliary free fermion problem. The nontrivial topology of the gapped ground state is characterized by an integer winding number and manifests itself through the appearance of gapless Majorana fermions confined to the two-dimensional surface of a finite system.

DOI
10.1103/physrevb.81.125134

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We present an exactly solvable spin-orbital model based on the Gamma-matrix generalization of a Kitaev-type Hamiltonian. In the presence of small magnetic fields, the model exhibits a critical phase with a spectrum characterized by topologically protected Fermi points. Upon increasing the magnetic field, Fermi points carrying opposite topological charges move toward each other and annihilate at a critical field, signaling a phase transition into a gapped phase with trivial topology in three dimensions. On the other hand, by subjecting the system to a staggered magnetic field, an effective time-reversal symmetry essential to the existence of three-dimensional topological insulators is restored in the auxiliary free fermion problem. The nontrivial topology of the gapped ground state is characterized by an integer winding number and manifests itself through the appearance of gapless Majorana fermions confined to the two-dimensional surface of a finite system.
We study quantum phase transitions in the honeycomb Kitaev model under a magnetic field, focusing on the topological nature of Majorana fermion excitations. We find a gapless phase between the low-field gapless quantum spin liquid and the high-field gapped forced-ferromagnetic state for the antiferromagnetic Kitaev model in the [001] field by using the Majorana mean-field theory, in conjunction with the exact diagonalization and the spin-wave theory supporting the validity of this approach. The transition between the two gapless phases is driven by a topological change of the Majorana spectrum---line node formation interconnecting two Majorana cones. The peculiar change of the Majorana band topology is rationalized by a sign change of the effective Kitaev coupling by the magnetic field, which does not occur in the ferromagnetic Kitaev case. Upon tilting the magnetic field away from [001], the two gapless phases become gapped and topologically nontrivial, characterized by nonzero Chern numbers with different signs. The sign change of the Chern number leads to a reversal of the thermal edge current in the half-quantized thermal Hall effect.
The Yao-Lee model is an example of exactly solvable spin-orbital models that are generalizations of the original Kitaev honeycomb model with extra local orbital degrees of freedom. Similarly to the Kitaev model, both spin and orbital degrees of freedom are effectively represented using sets of three-flavored Majorana fermions. The Yao-Lee model exhibits a quantum spin liquid ground state with gapped and immobile Z2{Z}_{2}Z2​ fluxes and threefold degenerate itinerant Majorana fermions. Our work demonstrated that by introducing different time-reversal-symmetry- (TRS) breaking fields one can split the degeneracy of Majorana fermions and close the gap for some of the bands, thus changing its topology. We calculated a comprehensive topological phase diagram for the Yao-Lee model by considering various combinations of TRS-breaking fields. This investigation revealed the emergence of distinct topological regions, each separated by nodal lines, signifying an evolution in the model's topological properties. We also investigated the impact of vacancies in the system. Our findings revealed that while vacancies modify the low-energy spectrum of the model, their presence has a limited impact on the topological properties of the model, at least for small-enough concentrations.
We study the topological feature of gapless states in the fermionic Kitaev model on a square lattice. There are two types of gapless states which are topologically trivial and nontrivial. We show that the topological gapless phase lives in a wide two-dimensional parameter region and are characterized by two vertices of an auxiliary vector field de-fined in the two-dimensional momentum space, with opposite winding numbers. The isolated band touching points, as the topological defects of the field, move, emerge, and disappear as the parameters vary. The band gap starts to open only at the merg-ing points, associated with topologically trivial gapless states. The symmetry protect-ing the topological gapless phase and the robustness under perturbations are also discussed.
Higher-order topological insulators are distinguished by the existence of topologically protected modes with codimension two or higher. Here, we report the manifestation of a second-order topological insulator in a two dimensional frustrated quantum magnet, which exhibits topological corner modes. Our exactly solvable model is a generalization of the Kitaev honeycomb model to the Shastry-Sutherland lattice that, besides a chiral spin liquid phase, exhibits a gapped spin liquid with Majorana corner modes, which are protected by two mirror symmetries. This second-order Kitaev spin liquid remains stable in the presence of thermal fluctuations and undergoes a finite-temperature phase transition evidenced in large-scale quantum Monte Carlo simulations.
An interacting bosonic model of Kitaev type is proposed on the three-dimensional diamond lattice. Similarly to the two-dimensional Kitaev model on the honeycomb lattice, which exhibits both Abelian and non-Abelian phases, the model has two (``weak'' and ``strong'' pairing) phases. In the weak pairing phase, the auxiliary Majorana hopping problem is in a topological superconducting phase characterized by a nonzero winding number introduced by Schnyder et al. [Phys. Rev. B 78, 195125 (2008)] for the ensemble of Hamiltonians with both particle-hole and time-reversal symmetries. The topological character of the weak pairing phase is protected by a discrete symmetry.
The formation of quantum spin liquids in frustrated magnets represents an exciting possibility due to the rather exotic features they harbor, including fractionalized excitations and emergent gauge fields. \nUnfortunately, they are notoriously difficult to study as there are often no good analytical methods available and quantum Monte Carlo simulations are hindered by the negative sign problem. \nThe Kitaev honeycomb model is a notable exception of a frustrated quantum model which is exactly solvable and which hosts a number of distinct quantum spin liquid ground states. \nAs such, it allows for a rare opportunity to study the physics of spin liquids with full analytical control. \n \nIn this thesis, we study the fractionalization of spin-1/2 moments into Majorana fermions and an emergent Z2 gauge field in a generalization of the Kitaev honeycomb model to a number of three-dimensional lattices. \nWhile the excitations of the gauge field are always gapped, the fermionic quasiparticles may exhibit a gapless dispersion, forming fully two-dimensional Fermi surfaces, symmetry protected nodal lines, or topological Weyl nodes. \nWe show that one can deduce rather general constraints on the possible gapless excitations by making use of an object called the projective symmetry group. \nIn doing so we provide a scheme for classifying the various gapless Kitaev spin liquids. \nA thorough analysis is carried out for a number of these spin liquids, primarily investigating the stability of the gapless modes and the novel features resulting from their sometimes non-trivial topology, as well as their effects on certain equal-time correlation functions.