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arXiv:0910.1075 · Physical Review E

Thermalization and ergodicity in one-dimensional many-body open quantum systems

Marko Žnidarič, Tomaž Prosen, Giuliano Benenti, Giulio Casati, Davide Rossini

Published May 27, 2010• 73 citations
arXivHTMLPDF

Abstract

Using an approach based on the time-dependent density-matrix renormalization-group method, we study the thermalization in spin chains locally coupled to an external bath. Our results provide evidence that quantum chaotic systems do thermalize, that is, they exhibit relaxation to an invariant ergodic state which, in the bulk, is well approximated by the grand canonical state. Moreover, the resulting ergodic state in the bulk does not depend on the details of the baths. On the other hand, for integrable systems we found that the invariant state in general depends on the bath and is different from the grand canonical state.

DOI
10.1103/physreve.81.051135

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cond-mat.stat-mechCross-listedarXiv:2601.00056•Jan 2, 2026•0 citations
Using an approach based on the time-dependent density-matrix renormalization-group method, we study the thermalization in spin chains locally coupled to an external bath. Our results provide evidence that quantum chaotic systems do thermalize, that is, they exhibit relaxation to an invariant ergodic state which, in the bulk, is well approximated by the grand canonical state. Moreover, the resulting ergodic state in the bulk does not depend on the details of the baths. On the other hand, for integrable systems we found that the invariant state in general depends on the bath and is different from the grand canonical state.
We study thermalization in a one-dimensional quantum system consisting of a noninteracting fermionic chain with each site of the chain coupled to an additional bath site. Using a density matrix renormalization group algorithm we investigate the time evolution of the observables in the chain after a quantum quench. For low densities we show that the intermediate time dynamics can be quantitatively described by a system of coupled equations of motion. For higher densities our numerical results show a prethermalization for the local observables at intermediate times and a full thermalization to the grand canonical ensemble at long times. For the case of a weak bath-chain coupling we find, in particular, a Fermi momentum distribution in the chain in equilibrium in spite of the seemingly oversimplified bath in our model.
Efficiency of time evolution of quantum observables, and thermal states of quenched Hamiltonians, is studied using time-dependent density-matrix renormalization group method in a family of generic quantum spin chains which undergo a transition from integrable to nonintegrable-quantum chaotic case as control parameters are varied. Quantum states (observables) are represented in terms of matrix-product operators with rank D(epsilon)(t), such that evolution of a long chain is accurate within fidelity error epsilon up to time t. We found that the rank generally increases exponentially D(epsilon)(t) proportional to exp(const t), unless the model system was integrable in which case we found polynomial increase.
Strong disorder inhibits thermalization in isolated quantum systems and may lead to many-body localization (MBL). In realistic situations, however, the observation of MBL is hindered by residual couplings of the system to an environment, which acts as a bath and pushes the system to thermal equilibrium. This paper is concerned with the transient dynamics prior to thermalization and studies how the relaxation of a disordered system is altered under the influence of external driving and dissipation. We consider a scenario where a disordered quantum spin chain is placed into a strong magnetic field that polarizes the system. By suddenly removing the external field, a nonequilibrium situation is induced and the decay of magnetization probes the degree of localization. We show that by driving the system with light, one can distinguish between different dynamical regimes as the spins are more or less susceptible to the drive depending on the strength of the disorder. We provide evidence that some of these signatures remain observable at intermediate time scales even when the spin chain is subject to noise due to coupling to an environment. From a numerical point of view, we demonstrate that the open-system dynamics starting from a class of experimentally relevant mixed initial states can be efficiently simulated by combining dynamical quantum typicality with stochastic unraveling of Lindblad master equations.
An isolated quantum system in a pure state may be perceived as thermal if only a substantially small fraction of all degrees of freedom is probed. We propose that in a quantum chaotic many-body system all states with sufficiently small energy fluctuations are approximately thermal. We refer to this hypothesis as canonical universality (CU). The CU hypothesis complements the eigenstate thermalization hypothesis which proposes that for chaotic systems individual energy eigenstates are thermal. Integrable and many-body localization systems do not satisfy CU. We provide theoretical and numerical evidence supporting the CU hypothesis.
We study a quantum spin-1/2 chain that is dual to the canonical problem of non-equilibrium Kawasaki dynamics of a classical Ising chain coupled to a thermal bath. The Hamiltonian is obtained for the general disordered case with non-uniform Ising couplings. The quantum spin chain (dubbed Ising-Kawasaki) is stoquastic, and depends on the Ising couplings normalized by the bath's temperature. We give its exact ground states. Proceeding with uniform couplings, we study the one- and two-magnon excitations. Solutions for the latter are derived via a Bethe Ansatz scheme. In the antiferromagnetic regime, the two-magnon branch states show intricate behavior, especially regarding their hybridization with the continuum. We find that that the gapless chain hosts multiple dynamics at low energy as seen through the presence of multiple dynamical critical exponents. Finally, we analyze the full energy level spacing distribution as a function of the Ising coupling. We conclude that the system is non-integrable for generic parameters, or equivalently, that the corresponding non-equilibrium classical dynamics are ergodic.
The emergence of statistical mechanics from quantum dynamics is conventionally understood through quantum chaos, the Eigenstate Thermalization Hypothesis (ETH), and canonical typicality, which together explain the thermal behavior of local observables in quantum many-body systems. We provide a distinct mechanism in which, for a quantum many-body system under strong random perturbation, the chaotic behavior of the system's eigenvectors and a constraint on the total energy directly generate a canonical ensemble for the entire system. The canonical ensemble occurs as the first moment of the Porter-Thomas distribution of the system's chaotic eigenstates, and the constraint on the total energy sets the temperature in the ensemble. This yields canonically distributed expectation values without invoking ETH, a microcanonical ensemble, or a subsystem-bath partition for local and global observables. We numerically demonstrate the mechanism for the 1D transverse-field Ising model by showing canonically distributed eigenstate projectors and spin-spin correlators with distinctive temperature dependence of the correlation length. An implementation of this thermalization approach on a quantum computer can be utilized for thermal state preparation.