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arXiv:0909.4025

Sound relativistic quantum mechanics for a strictly solitary nonzero-mass particle, and its quantum-field reverberations

Steven Kenneth Kauffmann

Published Sep 22, 2009• 3 citations
arXivHTMLPDF

Abstract

It is generally acknowledged that neither the Klein-Gordon equation nor the Dirac Hamiltonian can produce sound solitary-particle relativistic quantum mechanics due to the ill effects of their negative-energy solutions; instead their field-quantized wavefunctions are reinterpreted as dealing with particle and antiparticle simultaneously--despite the clear physical distinguishability of antiparticle from particle and the empirically known slight breaking of the underlying CP invariance. The natural square-root Hamiltonian of the free relativistic solitary particle is iterated to obtain the Klein-Gordon equation and linearized to obtain the Dirac Hamiltonian, steps that have calculational but not physical motivation, and which generate the above-mentioned problematic negative-energy solutions as extraneous artifacts. Since the natural square root Hamiltonian for the free relativistic solitary particle contrariwise produces physically unexceptionable quantum mechanics, this article focuses on extending that Hamiltonian to describe a solitary particle (of either spin 0 or spin one-half) in relativistic interaction with an external electromagnetic field. That is achieved by use of Lorentz-covariant solitary-particle four momentum techniques together with the assumption that well-known nonrelativistic dynamics applies in the particle's rest frame. Lorentz-invariant solitary particle actions, whose formal Hamiltonization is an equivalent alternative approach, are as well explicitly displayed. It is proposed that two separate solitary-particle wavefunctions, one for a particle and the other for its antiparticle, be independently quantized in lieu of "reinterpreting" negative energy solutions--which indeed don't even afflict proper solitary particles.

DOI
10.48550/arxiv.0909.4025

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It is generally acknowledged that neither the Klein-Gordon equation nor the Dirac Hamiltonian can produce sound solitary-particle relativistic quantum mechanics due to the ill effects of their negative-energy solutions; instead their field-quantized wavefunctions are reinterpreted as dealing with particle and antiparticle simultaneously--despite the clear physical distinguishability of antiparticle from particle and the empirically known slight breaking of the underlying CP invariance. The natural square-root Hamiltonian of the free relativistic solitary particle is iterated to obtain the Klein-Gordon equation and linearized to obtain the Dirac Hamiltonian, steps that have calculational but not physical motivation, and which generate the above-mentioned problematic negative-energy solutions as extraneous artifacts. Since the natural square root Hamiltonian for the free relativistic solitary particle contrariwise produces physically unexceptionable quantum mechanics, this article focuses on extending that Hamiltonian to describe a solitary particle (of either spin 0 or spin one-half) in relativistic interaction with an external electromagnetic field. That is achieved by use of Lorentz-covariant solitary-particle four momentum techniques together with the assumption that well-known nonrelativistic dynamics applies in the particle's rest frame. Lorentz-invariant solitary particle actions, whose formal Hamiltonization is an equivalent alternative approach, are as well explicitly displayed. It is proposed that two separate solitary-particle wavefunctions, one for a particle and the other for its antiparticle, be independently quantized in lieu of "reinterpreting" negative energy solutions--which indeed don't even afflict proper solitary particles.
It was pointed out in a previous paper that although neither the Klein-Gordon equation nor the Dirac Hamiltonian produces sound solitary free-particle relativistic quantum mechanics, the natural square-root relativistic Hamiltonian for a nonzero-mass free particle does achieve this. Failures of the Klein-Gordon and Dirac theories are reviewed: the solitary Dirac free particle has, inter alia, an invariant speed well in excess of c and staggering spontaneous Compton acceleration, but no pathologies whatsoever arise from the square-root relativistic Hamiltonian. Dirac's key misapprehension of the underlying four-vector character of the time-dependent, configuration-representation Schroedinger equation for a solitary particle is laid bare, as is the invalidity of the standard "proof" that the nonrelativistic limit of the Dirac equation is the Pauli equation. Lorentz boosts from the particle rest frame point uniquely to the square-root Hamiltonian, but these don't exist for a massless particle. Instead, Maxwell's equations are dissected in spatial Fourier transform to separate nondynamical longitudinal from dynamical transverse field degrees of freedom. Upon their decoupling in the absence of sources, the transverse field components are seen to obey two identical time-dependent Schroedinger equations (owing to two linear polarizations), which have the massless free-particle diagonalized square-root Hamiltonian. Those fields are readily modified to conform to the attributes of solitary-photon wave functions. The wave functions' relations to the potentials in radiation gauge are also worked out. The exercise is then repeated without the considerable benefit of the spatial Fourier transform.
It was pointed out in a previous paper that although neither the Klein-Gordon equation nor the Dirac Hamiltonian produces sound solitary free-particle relativistic quantum mechanics, the natural square-root relativistic Hamiltonian for a nonzero-mass free particle does achieve this. Failures of the Klein-Gordon and Dirac theories are reviewed: the solitary Dirac free particle has, inter alia, an invariant speed well in excess of c and staggering spontaneous Compton acceleration, but no pathologies whatsoever arise from the square-root relativistic Hamiltonian. Dirac’s key misapprehension of the underlying four-vector character of the time-dependent, configuration-representation Schrodinger equation for a solitary particle is laid bare, as is the invalidity of the standard “proof” that the nonrelativistic limit of the Dirac equation is the Pauli equation. Lorentz boosts from the particle rest frame point uniquely to the square-root Hamiltonian, but these don’t exist for a massless particle. Instead, Maxwell’s equations are dissected in spatial Fourier transform to separate nondynamical longitudinal from dynamical transverse field degrees of freedom. Upon their decoupling in the absence of sources, the transverse field components are seen to obey two identical time-dependent Schrodinger equations (owing to two linear polarizations), which have the massless free-particle diagonalized square-root Hamiltonian. Those fields are readily modified to conform to the attributes of solitary-photon wave functions. The wave functions’ relations to the potentials in radiation gauge are also worked out. The exercise is then repeated without the considerable benefit of the spatial Fourier transform.
Solitary-particle quantum mechanics' inherent compatibility with special relativity is implicit in Schroedinger's postulated wave-function rule for the operator quantization of the particle's canonical three-momentum, taken together with his famed time-dependent wave-function equation that analogously treats the operator quantization of its Hamiltonian. The resulting formally four-vector equation system assures proper relativistic covariance for any solitary-particle Hamiltonian operator which, together with its canonical three-momentum operator, is a Lorentz-covariant four-vector operator. This, of course, is always the case for the quantization of the Hamiltonian of a properly relativistic classical theory, so the strong correspondence principle definitely remains valid in the relativistic domain. Klein-Gordon theory impairs this four-vector equation by iterating and contracting it, thereby injecting extraneous negative-energy solutions that are not orthogonal to their positive-energy counterparts of the same momentum, thus destroying the basis of the quantum probability interpretation. Klein-Gordon theory, which thus depends on the square of the Hamiltonian operator, is as well thereby cut adrift from Heisenberg's equations of motion. Dirac theory confuses the space-time symmetry of the four-vector equation system with such symmetry for its time component alone, which it fatuously imposes, thereby breaching the strong correspondence principle for the free particle and imposing the starkly unphysical momentum-independence of velocity. Physically sensible alternatives, with external electromagnetic fields, to the Klein-Gordon and Dirac equations are derived, and the simple, elegant symmetry-based approach to antiparticles is pointed out.
A single-particle Hamiltonian independent of the particle's coordinate ensures the conserves momentum, i.e., is free. Lorentz-covariance of that Hamiltonian's energy-momentum specifies it up to the particle's rest energy; the it describes has speed below c and constant velocity parallel to its conserved momentum. Dirac took his free-particle Hamiltonian to have the same squared value as that relativistic one, but unwittingly blocked Lorentz-covariance of his Hamiltonian's energy-momentum by requiring it to be inhomogeneously linear in momentum. The Dirac free particle badly flouts relativity and even physical cogency; its velocity direction is extremely nonconstant, while its speed is fixed to c times the square root of three even when it interacts electromagnetically. Both its rest energy and total energy can be negative, and its velocity components and rest energy are artificially correlated by being mutually anticommuting; its alleged spin is an artifact of the anticommutation of its velocity components. Unlike the Dirac Hamiltonian, the nonrelativistic Pauli Hamiltonian is apparently physically sensible for speed far below c. Its relativistic extension is worked out via Lorentz-invariant upgrade of its associated action functional at zero velocity, and is obtained in closed form if there is no applied magnetic field; a successive approximation scheme must otherwise be used.
Dirac sought a relativistic quantum free-particle Hamiltonian that imposes space-time symmetry on the Schroedinger equation in configuration representation; he ignored the Lorentz covariance of energy-momentum. Dirac free-particle velocity therefore is momentum-independent, breaching relativity basics. Dirac also made solutions of his equation satisfy the Klein-Gordon equation via requirements imposed on its operators. Dirac particle speed is thereby fixed to the unphysical value of c times the square root of three, and anticommutation requirements prevent four observables, including the components of velocity, from commuting when Planck's constant vanishes, a correspondence-principle breach responsible for Dirac free-particle spontaneous acceleration (zitterbewegung) that diverges in the classical limit. Nonrelativistic Pauli theory contrariwise is physically sensible, and its particle rest-frame action can be extended to become Lorentz invariant. The consequent Lagrangian yields the corresponding closed-form relativistic Hamiltonian when magnetic field is absent, otherwise a successive-approximation regime applies.
The Klein-Gordon equation describes the wave-like behavior of spinless particles since it is Lorentz invariant. While it seemed initially ripe for explaining the electronic structure of the hydrogen atom, the lack of a unconditional positive probability density really limited its applications. Yet, it is intimately connected with fermions. Any solution to the Dirac equation is automatically a solution to the Klein-Gordon equation. What is even more surprising, the Klein-Gordon equation for a free particle turns into the Schrödinger equation in the non-relativistic limit. In this work we show that these problems disappear when we use the relativistic mass instead of the rest mass. While the Klein-Gordon equation losses its Lorentz invariance because of this transformation, it gains most of the features present the Schrödinger equation, including the unconditional positivity of probability density, while keeping most of its relativistic characteristics intact, including the matter-wave dispersion relation. What is even more surprising, the non-relativistic, quasi-static limit of the Klein-Gordon equation with relativistic mass is simply the Schrödinger equation under all possible conditions. So, it can be argued that this Klein-Gordon equation is a sort of relativistic Schrödinger equation.