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arXiv:0909.1625 · Physical Review B

Optical conductivity from cluster dynamical mean-field theory: Formalism and application to high-temperature superconductors

Nan Lin, Emanuel Gull, Andrew J. Millis

Published Oct 28, 2009• 50 citations
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Abstract

The optical conductivity of the one-band Hubbard model is calculated using the ``dynamical cluster approximation'' implementation of dynamical mean-field theory for parameters appropriate to high-temperature copper-oxide superconductors. The calculation includes vertex corrections and the result demonstrates their importance. At densities of one electron per site, an insulating state is found with gap value and above-gap absorption consistent with measurements. As carriers are added the above-gap conductivity rapidly weakens and a three component structure emerges, with a low-frequency ``Drude'' peak, a mid-infrared absorption, and a remnant of the insulating gap. The mid-infrared feature obtained at intermediate dopings is shown to arise from a pseudogap structure in the density of states. On further doping the conductivity evolves to the Drude peak plus weakly frequency dependent tail structure expected for less strongly correlated metals.

DOI
10.1103/physrevb.80.161105

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The optical conductivity of the one-band Hubbard model is calculated using the dynamical cluster approximation'' implementation of dynamical mean-field theory for parameters appropriate to high-temperature copper-oxide superconductors. The calculation includes vertex corrections and the result demonstrates their importance. At densities of one electron per site, an insulating state is found with gap value and above-gap absorption consistent with measurements. As carriers are added the above-gap conductivity rapidly weakens and a three component structure emerges, with a low-frequency Drude'' peak, a mid-infrared absorption, and a remnant of the insulating gap. The mid-infrared feature obtained at intermediate dopings is shown to arise from a pseudogap structure in the density of states. On further doping the conductivity evolves to the Drude peak plus weakly frequency dependent tail structure expected for less strongly correlated metals.
The optical conductivity of the weakly doped two-dimensional repulsive Hubbard model on the square lattice with the nearest and next-nearest hoppings is calculated within the generalized dynamical mean-field $(\mathrm{DMFT}+{\ensuremath{\sum}}_{\mathbf{p}})$ approach, which includes correlation length scale $\ensuremath{\xi}$ into the standard DMFT equations via the momentum dependent self-energy ${\ensuremath{\sum}}_{\mathbf{p}}$, with a full account of appropriate vertex corrections. This approach takes into consideration the nonlocal dynamical correlations induced, e.g., by short-ranged collective spin-density-wavelike antiferromagnetic spin fluctuations, which (at high enough temperatures) can be viewed as a quenched Gaussian random field with finite correlation length $\ensuremath{\xi}$. The DMFT effective single-impurity problem is solved by numerical renormalization group. We consider both the case of correlated metal with the bandwidth $W\ensuremath{\lesssim}U$ and that of doped Mott insulator with U⪢WU⪢WU⪢W (UUU---the value of local Hubbard interaction). The optical conductivity calculated within $\mathrm{DMFT}+{\ensuremath{\sum}}_{\mathbf{p}}$ demonstrates typical pseudogap behavior within the quasiparticle band, in qualitative agreement with experiments in copper oxide superconductors. For large values of UUU, pseudogap anomalies are effectively suppressed.
The three-band model relevant to high-temperature copper-oxide superconductors is solved using single-site dynamical mean field theory and a tight-binding parametrization of the copper and oxygen bands. For a band filling of one hole per unit cell the metal/charge-transfer-insulator phase diagram is determined. The electron spectral function, optical conductivity, and quasiparticle mass enhancement are computed as functions of electron and hole doping for parameters such that at one hole per cell the paramagnetic phase is insulating and for parameters such that at one hole per unit cell the paramagnetic phase is metallic. The optical conductivity is computed using the Peierls phase approximation for the optical matrix elements. The calculation includes the physics of ``Zhang-Rice singlets.'' The effects of antiferromagnetism on the magnitude of the gap and the relation between correlation strength and doping-induced changes in state density are determined. Three-band and one-band models are compared. The two models are found to yield quantitatively consistent results for all energies less than about 4 eV including energies in the vicinity of the charge-transfer gap. Parameters on the insulating side of the metal/charge-transfer insulator phase boundary lead to gaps which are too large and near-gap conductivities which are too small relative to data. The results place the cuprates clearly in the intermediate correlation regime, on the paramagnetic metal side of the metal/charge-transfer insulator phase boundary.
We numerically study optical conductivity $\ensuremath{\sigma}(\ensuremath{\omega})$ near the ``antiferromagnetic'' phase transition in the square-lattice Hubbard model at half filling. We use a cluster dynamical mean field theory and calculate conductivity including vertex corrections and, to this end, we have reformulated the vertex corrections in the antiferromagnetic phase. We find that the vertex corrections change various important details in temperature and $\ensuremath{\omega}$ dependencies of conductivity in the square lattice, and this contrasts sharply the case of the Mott transition in the frustrated triangular lattice. Generally, the vertex corrections enhance variations in the $\ensuremath{\omega}$ dependence, and sharpen the Drude peak and a high-$\ensuremath{\omega}$ incoherent peak in the paramagnetic phase. They also enhance the dip in $\ensuremath{\sigma}(\ensuremath{\omega})$ at $\ensuremath{\omega}=0$ in the antiferromagnetic phase. Therefore, the dc conductivity is enhanced in the paramagnetic phase and suppressed in the antiferromagnetic phase, but this change occurs slightly below the transition temperature. We also find a temperature region above the transition temperature in which the dc conductivity shows an insulating behavior but $\ensuremath{\sigma}(\ensuremath{\omega})$ retains the Drude peak, and this region is stabilized by the vertex corrections. We also investigate which fluctuations are important in the vertex corrections and analyze momentum dependence of the vertex function in detail.
We study the Cu and O spectral density of states and the optical conductivity of CuO2{}_{2}2​ planes using an effective generalized one-band Hubbard model derived from the extended three-band Hubbard model. We solve exactly a square cluster of 10 unit cells and average the results over all possible boundary conditions, which leads to smooth functions of frequency. Upon doping, the Fermi energy jumps to Zhang-Rice states which are connected to the rest of the valence band (in contrast to an isolated band in the middle of the gap). The transfer of spectral weight depends on the parameters of the original three-band model not only through the one-band effective parameters but also through the relevant matrix elements. We discuss the evolution of the gap upon doping. The optical conductivity of the doped system shows a mid-infrared peak due to intraband transitions, a pseudogap, and a high-frequency part related to interband transitions. Its shape and integrated weight up to a given frequency (including the Drude weight) agree qualitatively with experiments in the cuprates for low to moderate doping levels, but significant deviations exist for doping x>0.3x>0.3x>0.3.
The optical conductivity ${\mathrm{\ensuremath{\sigma}}}_{1}$(\ensuremath{\omega}) of the two-dimensional Hubbard model on finite clusters of 4\ifmmode\times\else\texttimes\fi{}4 and \ensuremath{\surd}10 \ifmmode\times\else\texttimes\fi{} \ensuremath{\surd}10 sites is reported. Experimental features found in the high-Tc{\mathit{T}}_{\mathit{c}}Tc​ cuprate superconductors can be qualitatively reproduced by this model including the presence of mid-infrared spectral weight, a Drude peak whose intensity grows with doping and a total spectral weight that varies slowly as the system is doped away from half filling. We find that to reproduce qualitatively the main experimental features of ${\mathrm{\ensuremath{\sigma}}}_{1}$(\ensuremath{\omega}), we need to work with a coupling constant of the order of the bandwidth, i.e., U/t\ensuremath{\sim}8--10. Results for the negative-U Hubbard model are included for comparison.
A Monte Carlo maximum-entropy calculation of the optical conductivity of the infinite-dimensional Hubbard model is presented. We show that the optical conductivity displays the anomalies found in the cuprate superconductors, including a Drude width which grows linearly with temperature, a Drude weight which grows linearly with doping, and a temperature and doping-dependent mid-IR peak. These anomalies arise as a consequence of the dynamical generation of a quasiparticle band at the Fermi energy as T\ensuremath{\rightarrow}0, and are a generic property of the strongly correlated Hubbard model in all dimensions greater than one.