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arXiv:0908.1484 · Physical Review A

Semiclassical theory of energy diffusive escape

Alvise Verso, Joachim Ankerhold

Published Feb 19, 2009• 3 citations
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Abstract

Thermal escape out of a metastable well is considered in the weak friction regime, where the bottleneck for decay is energy diffusion, and at lower temperatures, where quantum tunneling becomes relevant. Within a systematic semiclassical formalism an extension of the classical diffusion equation is derived starting from a quantum mechanical master equation. In contrast to previous approaches finite barrier transmission also affects transition probabilities. The decay rate is obtained from the stationary nonequilibrium solution and captures the intimate interplay between thermal and quantum fluctuations above the crossover to the deep quantum regime.

DOI
10.1103/physreva.79.022115

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Thermal escape out of a metastable well is considered in the weak friction regime, where the bottleneck for decay is energy diffusion, and at lower temperatures, where quantum tunneling becomes relevant. Within a systematic semiclassical formalism an extension of the classical diffusion equation is derived starting from a quantum mechanical master equation. In contrast to previous approaches finite barrier transmission also affects transition probabilities. The decay rate is obtained from the stationary nonequilibrium solution and captures the intimate interplay between thermal and quantum fluctuations above the crossover to the deep quantum regime.
Motivated by recent experimental progress to readout quantum bits implemented in superconducting circuits via the phenomenon of dynamical bifurcation, transitions between steady orbits in a driven anharmonic oscillator, the Duffing oscillator, are analyzed. In the regime of weak dissipation a consistent diffusion equation in the semiclassical limit is derived to capture the intimate relation between finite tunneling and reflection and bath induced quantum fluctuations. From the corresponding steady-state distribution an analytical expression for the switching probability is obtained. It is shown that a reduction of the transition rate due to finite reflection at the phase-space barrier is overcompensated by an increase due to environmental quantum fluctuations that are specific for diffusion processes over dynamical barriers. The scaling behavior of the rate is discussed and it is revealed that close to the bifurcation threshold the escape dynamics enters an overdamped domain such that the quantum-mechanical energy scale associated with friction even exceeds the thermal energy scale.
The dissipationless quantum-thermal escape rate from a metastable well is often written as a Boltzmann average of the Hill-Wheeler flux over a continuum of energies. This continuum treatment diverges exponentially at low temperature, because it pairs the quantum partition function of the well with a classical flux integral. Retaining the discrete nature of the quasibound spectrum removes the divergence exactly, and the resulting rate is obtained in closed form on both sides of the crossover temperature T0T_0T0​. Evaluating a uniform Kemble transmission probability on Bohr-Sommerfeld levels further removes the parabolic-barrier error and recovers the WKB decay rate of the lowest resonance at zero temperature. Benchmarked against the resonances of cubic and quintic potentials, obtained by complex scaling, this uniform semiclassical rate stays within 9%9\%9% of the exact one over eleven orders of magnitude. Below T0T_0T0​, the rate rises above its zero-temperature plateau with the level spacing as activation energy, and the plateau ends at a temperature T1T_1T1​ noticeably below T0T_0T0​. In an isolated well, whose levels are not replenished, the thermal rate is only the initial slope of a decay which ceases to be single exponential at T1T_1T1​, while at T0T_0T0​ the initial escape moves from tunneling inside the well to the barrier top. We discuss implications for Josephson junctions, single-electron pumps, and nuclear burning in dense stellar matter.
The quantum-mechanical version of the Kramers turnover problem is considered. The multidimensional character of the problem is taken into account via transformation to normal modes. This eliminates the coupling to the bath near the barrier top allowing the use of a simple harmonic transmission coefficient for the barrier dynamics. The well dynamics is described by a continuum form of a master equation for the energy in the unstable normal mode. Within first-order perturbation theory, the equations of motion for the stable normal modes have the form of a forced oscillator. The transition probability kernel is found using the known solution for the quantum forced oscillator problem. An expression for the quantum escape rate is derived. It encompasses all previously known limiting results in the thermally activated tunneling regime. The depopulation factor, which accounts for the nonequilibrium energy distribution is evaluated. The quantum transition probability kernel is broader than the classical and is skewed towards lower energies. Interplay between these two effects, together with a positive tunneling contribution, determines the relative magnitude of the quantum rate compared to the classical one. The theory is valid for arbitrary dissipation. Its use is illustrated for the case of a cubic potential with Ohmic (Markovian) dissipation.
The strong-friction regime at low temperatures is analyzed systematically starting from the formally exact path-integral expression for the reduced dynamics. This quantum Smoluchowski regime allows for a type of semiclassical treatment in the inverse friction strength so that higher-order quantum corrections to the original quantum Smoluchowski equation [J. Ankerhold, P. Pechukas, and H. Grabert, Phys. Rev. Lett. 87, 086802 (2001); J. Ankerhold and H. Grabert, Phys. Rev. Lett. 101, 119903 (2008)] can be derived. Drift and diffusion coefficients are determined by the equilibrium distribution in position and are directly related to the corresponding action of extremal paths and fluctuations around them. It is shown that the inclusion of higher-order corrections reproduces the quantum enhancement above crossover for the decay rate out of a metastable well exactly.