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arXiv:0906.2878 · Physical Review B

Effect of the exchange hole on the Gutzwiller approximation in one dimension

Balázs Hetényi, Hans Gerd Evertz, Wolfgang von der Linden

Published Jul 9, 2009• 6 citations
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Abstract

The Gutzwiller approximate solution to the Gutzwiller wavefunction yields exact results for the Gutzwiller wavefunction in the infinite-dimensional limit. Implicit in the Gutzwiller approximation is an approximate local form of the fermion exchange hole. This approximate form is the same for all dimensions but is incorrect except in infinite dimensions. We implement the correct form for the exchange hole into the Gutzwiller approximation. We perform calculations on the one-dimensional Hubbard model at half-filling. They indicate that the implementation of the exchange hole already brings the Gutzwiller approximation into very close quantitative agreement with the results of the full Gutzwiller wavefunction. Metallicity as well as antiferromagnetism are recovered.

DOI
10.1103/physrevb.80.045107

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The Gutzwiller approximate solution to the Gutzwiller wavefunction yields exact results for the Gutzwiller wavefunction in the infinite-dimensional limit. Implicit in the Gutzwiller approximation is an approximate local form of the fermion exchange hole. This approximate form is the same for all dimensions but is incorrect except in infinite dimensions. We implement the correct form for the exchange hole into the Gutzwiller approximation. We perform calculations on the one-dimensional Hubbard model at half-filling. They indicate that the implementation of the exchange hole already brings the Gutzwiller approximation into very close quantitative agreement with the results of the full Gutzwiller wavefunction. Metallicity as well as antiferromagnetism are recovered.
Antiferromagnetic states of the half-filled Hubbard model on the d=1, 2, 3, and \ensuremath{\infty} dimensional lattices are systematically studied by using the Gutzwiller-type analytical approximation based on the slave-boson functional-integral approach. In all the cases investigated, antiferromagnetic states have lower energies than paramagnetic states even for infinitesimally small interactions, U. Calculated results of the ground-state energy E and the sublattice moment m for d=2 and 3 are in very good agreement with those of the Monte Carlo simulations. Even for d=1 the antiferromagnetic state in our Gutzwiller-type approximation has energy much closer to the exact one than the paramagnetic states in Gutzwiller's approximation and in Metzner-Vollhardt's approximation-free method. On the basis of the 1/d plot of E and m, a possibility of the 1/d expansion starting from the limit of d=\ensuremath{\infty} is discussed. It is also shown that the Brinkman-Rice metal-insulator transition does not take place at finite U for all d.
We study the Gutzwiller method for the spinless fermion model in one dimension, which is one of the simplest models that incorporates the intersite Coulomb interaction. The Gutzwiller solution of this model has been studied in the literature but with differing results. We obtain the Gutzwiller solution of the problem by a careful enumeration of the many-particle configurations and explain the origin of the discrepancy in the literature to be due to the neglect of the correlation between the neighboring bond occupancies. The correct implementation of the Gutzwiller approach yields results different from the slave-boson mean-field theory, unlike for the Hubbard model with on-site interaction, where both methods are known to be equivalent. The slave-boson and the Gutzwiller results are compared to the exact solution, available for the half-filled case, and to the numerical exact diagonalization results for the case of general filling.
We present a systematic formalism for the variational evaluation of ground-state properties of Hubbard-type models in finite dimensions d. The formalism starts from generalized Gutzwiller correlated wave functions, which are then studied in a systematic (1/d) expansion around the limit of high dimensions (d=\ensuremath{\infty}). The limit of d\ensuremath{\rightarrow}\ensuremath{\infty} has recently been introduced by Metzner and Vollhardt (MV) for itinerant lattice fermion systems. The approach, presented in this paper, is particularly efficient since results in d=\ensuremath{\infty} are obtained without having to calculate a single graph. Our results confirm the finding of MV that counting approximations in the spirit of the Gutzwiller approximation become exact in d=\ensuremath{\infty} for translationally invariant wave functions. This type of approximation is no longer exact for more complicated (e.g., antiferromagnetic) wave functions. In addition, we completely reproduce the results of the Kotliar-Ruckenstein path-integral approach to the Hubbard model. Performing a (1/d) expansion for the Gutzwiller wave function, we show that the lowest orders in (1/d) are sufficient to reproduce all numerical findings in d=2,3 quantitatively. We therefore conclude that the limit of d=\ensuremath{\infty} is a very fruitful starting point for the study of finite-dimensional systems. On the basis of our study we propose new variational wave functions for the numerical investigation of antiferromagnetism in the Hubbard, the t-J, and the spin-1/2 Heisenberg model. For the first two models we calculate in d=\ensuremath{\infty} only, for the Heisenberg model we also derive corrections up to order (1/d). To this order we obtain complete agreement with linear spin-wave theory. Since our trial state is based on a fermionic description of the Heisenberg model, we interpret this analytically determined wave function as Fermi sea of spin-1/2 quasiparticles (``spinons'').
An approximate solution scheme, similar to the Gutzwiller approximation, is presented for the Baeriswyl and the Baeriswyl-Gutzwiller variational wave functions. The phase diagram of the one-dimensional Hubbard model as a function of interaction strength and particle density is determined. For the Baeriswyl wave function a metal-insulator transition is found at half filling, where the metallic phase (U<Uc)(U<{U}_{c})(U<Uc​) corresponds to the Hartree-Fock solution, the insulating phase is one with finite double occupations arising from bound excitons. This transition can be viewed as the ``inverse'' of the Brinkman-Rice transition. Close to but away from half filling, the U>UcU>{U}_{c}U>Uc​ phase displays a finite Fermi step, as well as double occupations originating from bound excitons. As the filling is changed away from half-filling bound excitons are suppressed. For the Baeriswyl-Gutzwiller wave function at half filling a metal-insulator transition between the correlated metallic and excitonic insulating state is found. Away from half-filling bound excitons are suppressed quicker than for the Baeriswyl wave function.
A new analytic approach to the evaluation of ground-state properties of Hubbard-type models in terms of the Gutzwiller variational wave function is presented. It is based on the observation that expectation values in terms of this wave function may be expressed by sums over different lattice sites. This makes the application of Wick's theorem and the resulting contractions extremely simple, since the latter involve only anticommuting numbers as in a Grassmann algebra. Expressions for the momentum distribution ${n}_{\mathrm{k}\ensuremath{\sigma}}$ and the Hubbard interaction in terms of a power series in a particular correlation parameter are derived which are valid for all dimensions. An explicit diagrammatic evaluation of the coefficients is described. In one dimension these coefficients may be determined to all orders which yields an approximation-free calculation of nk{n}_{\mathrm{k}}nk​ and ground-state energy E for arbitrary density n and interaction strength U. In the case of a half-filled band and large U, hitherto unexpected nonanalyticities are found. The results allow for the first approximation-free assessment of the properties of the Gutzwiller wave function. It is shown that the well-known Gutzwiller approximation may be derived diagrammatically, too. The approximation is seen to yield the exact results for expectation values in terms of this wave function in the limit of infinite dimensionality.
We describe a new approach to the ground state antiferromagnetic phase of the infinite-dimensional Hubbard model. The theory recovers correctly both the strong coupling Heisenberg limit at 12\frac{1}{2}21​ filling and the t-J limit in the one-hole sector, appears applicable over a wide UUU range, and is readily extended to finite dimensions.