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arXiv:0903.3012 · Physical Review B

Momentum-selective metal-insulator transition in the two-dimensional Hubbard model: An 8-site dynamical cluster approximation study

Philipp Werner, Emanuel Gull, Olivier Parcollet, Andrew J. Millis

Published Jul 24, 2009• 95 citations
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Abstract

Metal-insulator transitions in the paramagnetic phase of the two-dimensional square-lattice Hubbard model are studied using the dynamical cluster approximation with eight momentum cells. We show that both the interaction-driven and the doping-driven transitions are multistage and momentum-sector specific with Fermi-liquid metal and fully gapped insulator phases separated by an intermediate phase, in which some regions of the Brillouin zone are gapped while others sustain gapless quasiparticles. We argue that this is the coarse-grained version of a gradually shrinking arc or pocket. A pronounced particle-hole asymmetry is found.

DOI
10.1103/physrevb.80.045120

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Metal-insulator transitions in the paramagnetic phase of the two-dimensional square-lattice Hubbard model are studied using the dynamical cluster approximation with eight momentum cells. We show that both the interaction-driven and the doping-driven transitions are multistage and momentum-sector specific with Fermi-liquid metal and fully gapped insulator phases separated by an intermediate phase, in which some regions of the Brillouin zone are gapped while others sustain gapless quasiparticles. We argue that this is the coarse-grained version of a gradually shrinking arc or pocket. A pronounced particle-hole asymmetry is found.
Metal-insulator transitions in the paramagnetic phase of the two-dimensional square-lattice Hubbard model are studied using the dynamical cluster approximation with eight momentum cells. We show that both the interaction-driven and the doping-driven transitions are multistage and momentum-sector specific with Fermiliquid metal and fully gapped insulator phases separated by an intermediate phase, in which some regions of the Brillouin zone are gapped while others sustain gapless quasiparticles. We argue that this is the coarsegrained version of a gradually shrinking arc or pocket. A pronounced particle-hole asymmetry is found.
Cluster dynamical mean-field calculations based on 2-, 4-, 8-, and 16-site clusters are used to analyze the doping-driven metal-insulator transition in the two-dimensional Hubbard model. Comparison of results obtained on different clusters enables a determination of those aspects of the physics that are common to all clusters and permits identification of artifacts associated with particular cluster geometries. A modest particle-hole asymmetry in the underlying band structure is shown to lead to qualitatively different behavior on the hole-doped side than on the electron-doped side. For particle-hole asymmetry of the sign and magnitude appropriate to high-Tc{T}_{c}Tc​ cuprates, the approach to the insulator from the hole-doping side is found to proceed in two stages from a high-doping region where the properties are those of a Fermi liquid with moderately renormalized parameters and very weak momentum dependence. As doping is reduced the system first enters an intermediate doping regime where the Fermi-liquid renormalizations are larger and the electron self-energy varies significantly around the Fermi surface and then passes to a small doping regime characterized by a gap on some parts of the Fermi surface but gapless behavior in other parts. On the electron-doped side the partially gapped regime does not occur, and the momentum dependence of the electron self-energy is less pronounced. Implications for the high-Tc{T}_{c}Tc​ cuprates and for the use of cluster dynamical mean-field methods in wider classes of problems are discussed.
We explore the momentum-sector-selective metal-insulator transitions recently found in the eight-site dynamical cluster approximation to the two-dimensional Hubbard model. The phase diagram in the space of interaction and second-neighbor hopping is established. The initial transitions from Fermi-liquid-like to sector-selective phases are found to be of second order, caused by the continuous opening of an energy gap whereas the other transitions are found to be of first order. In the sector-selective phase the Fermi surface regions which are not gapped are found to have a non-Fermi-liquid self-energy. We demonstrate that the phenomenon is not caused by the Van Hove divergence in the density of states. The sector-selective and insulating phases are characterized by a cluster spin-correlation function that is strongly peaked at the commensurate antiferromagnetic wave vector $(\ensuremath{\pi},\ensuremath{\pi})$ but the model has no nematic instability. Comparison to dynamical mean-field studies on smaller clusters is made.
We introduce a Cellular Dynamical Cluster Approximation (CDCA) to study the nature of the Mott insulator-metal transition in the extended Hubbard model on a square lattice. At strong coupling, a d-wave Mott insulator is obtained. Hole doping drives a first order Mott transition to a non-Fermi (nFL) liquid metal. Remarkably, this nFL is caused by an Anderson orthogonality catastrophe at low energies due to the non-trivial competition between strong, non-local interactions and hopping. This constitutes the first explicit realisation of Anderson's Luttinger liquid idea in two dimensions. Many experimental responses in the ``strange metal'' phase found around optimal doping in cuprates are understood naturally within our approach.
We study the metal-insulator transition and magnetic ordering in the Hubbard model using the particle-hole mapping. The analysis simplifies near the ferromagnetic limit. We find that the two-dimensional Hubbard model has a charge excitation gap at half filling for any finite U in this region on both the bipartite square lattice and the nonbipartite triangular lattice. In some cases, the system goes through a first-order phase transition to become a paramagnetic metal as Sz{\mathit{S}}_{\mathit{z}}Sz​ is lowered. We also discuss the extension to the doped case. We find that in the large U limit, a single doped hole has a bandwidth of order of J rather than t at Sz{\mathit{S}}_{\mathit{z}}Sz​=0.
We have studied the impact of nonlocal electronic correlations at all length scales on the Mott-Hubbard metal-insulator transition in the unfrustrated two-dimensional Hubbard model. Combining dynamical vertex approximation, lattice quantum Monte Carlo, and variational cluster approximation, we demonstrate that scattering at long-range fluctuations, i.e., Slater-like paramagnons, opens a spectral gap at weak-to-intermediate coupling, irrespective of the preformation of localized or short-range magnetic moments. This is the reason why the two-dimensional Hubbard model has a paramagnetic phase which is insulating at low enough temperatures for any (finite) interaction and no Mott-Hubbard transition is observed.