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arXiv:0902.0219 · Physical Review B

Topological quantum phase transition in the extended Kitaev spin model

Xiaofeng Shi, Yue Yu, J. Q. You, Franco Nori

Published Apr 28, 2009• 25 citations
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Abstract

We study the quantum phase transition between Abelian and non-Abelian phases in an extended Kitaev spin model on the honeycomb lattice, where the periodic boundary condition is applied by placing the lattice on a torus. Our analytical results show that this spin model exhibits a continuous quantum phase transition. Also, we reveal the relationship between bipartite entanglement and the ground-state energy. Our approach directly shows that both the entanglement and the ground-state energy can be used to characterize the topological quantum phase transition in the extended Kitaev spin model.

DOI
10.1103/physrevb.79.134431

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We study the quantum phase transition between Abelian and non-Abelian phases in an extended Kitaev spin model on the honeycomb lattice, where the periodic boundary condition is applied by placing the lattice on a torus. Our analytical results show that this spin model exhibits a continuous quantum phase transition. Also, we reveal the relationship between bipartite entanglement and the ground-state energy. Our approach directly shows that both the entanglement and the ground-state energy can be used to characterize the topological quantum phase transition in the extended Kitaev spin model.
We study the quantum phase transitions (QPTs) in the Kitaev spin model on a triangle-honeycomb lattice. In addition to the ordinary topological QPTs between Abelian and non-Abelian phases, we find new QPTs which can occur between two phases belonging to the same topological class, namely, either two non-Abelian phases with the same Chern number or two Abelian phases with the same Chern number. Such QPTs result from the singular behaviors of the nonlocal spin-spin correlation functions at the critical points.
We present a solution of Kitaev's spin model on the honeycomb lattice and of related topologically ordered spin models. We employ a Jordan-Wigner-type fermionization and find that the Hamiltonian takes a BCS-type form, allowing the system to be solved by Bogoliubov transformation. Our fermionization does not employ nonphysical auxiliary degrees of freedom and the eigenstates we obtain are completely explicit in terms of the spin variables. The ground state is obtained as a BCS condensate of fermion pairs over a vacuum state which corresponds to the toric-code state with the same vorticity. We show in detail how to calculate all eigenstates and eigenvalues of the model on the torus. In particular, we find that the topological degeneracy on the torus descends directly from that of the toric-code, which now supplies four vacua for the fermions, one for each choice of periodic vs antiperiodic boundary conditions. The reduction of the degeneracy in the non-Abelian phase of the model is seen to be due to the vanishing of one of the corresponding candidate BCS ground states in that phase. This occurs in particular in the fully periodic vortex-free sector. The true ground state in this sector is exhibited and shown to be gapped away from the three partially antiperiodic ground states whenever the non-Abelian phase is gapped.
We present a construction of the Kitaev honeycomb lattice model on an arbitrary higher genus surface. We first generalize the exact solution of the model based on the Jordan–Wigner fermionization to a surface with genus g = 2, and then use this as a basic module to extend the solution to lattices of arbitrary genus. We demonstrate our method by calculating the ground states of the model in both the Abelian doubled phase and the non-Abelian Ising topological phase on lattices with the genus up to g = 6. We verify the expected ground state degeneracy of the system in both topological phases and further illuminate the role of fermionic parity in the Abelian phase.
We analyze low energy spectral properties of small toroidal configurations of the Kitaev honeycomb spin model in the Abelian topological phase. We begin with a brief classification of honeycomb lattices on a torus. Then, using the Brillouin–Wigner perturbation theory, we explain the low order finite size effects that can occur in these systems and show how they affect their ground state topological degeneracy. Finally, we demonstrate the accuracy of the perturbative method by means of exact diagonalization, and use the insights into the finite size effects to reconstruct the topological degeneracy in a small example system.
We demonstrate the existence of a topologically ordered phase in Kitaev's honeycomb lattice model. This phase appears due to the presence of a vortex lattice and it supports chiral Abelian anyons. We characterize the phase by its low-energy behavior that is described by a distinct number of Dirac fermions. We identify two physically distinct types of topological phase transitions and obtain analytically the critical behavior of the extended phase space. The Fermi-surface evolution associated with the transitions is shown to be due to the Dirac fermions coupling to chiral gauge fields. Finally, we describe how the phase can be understood in terms of interactions between the anyonic vortices.
In this chapter, we consider Kitaev's honeycomb lattice model (Kitaev, 2006). This is an analytically tractable spin model that gives rise to quasiparticles with Abelian as well as non-Abelian statistics. Some of its properties are similar to the fractional quantum Hall effect, which has been studied experimentally in great detail even though it evades exact analytical treatment (Moore and Read, 1991). Due to its simplicity, the honeycomb lattice model is likely to be the first topological spin model to be realised in the laboratory, e.g., with optical lattice technology (Micheli et al. , 2006). Understanding its properties can facilitate its physical realisation and can provide a useful insight into the mechanisms underlining topological insulators and the fractional quantum Hall effect. The honeycomb lattice model comprises interacting spin-½ particles arranged on the sites of a honeycomb lattice. It is remarkable that such a simple model can support a rich variety of topological behaviours. For certain values of its couplings, Abelian anyons emerge that behave like the toric code anyons. For another coupling regime, non-Abelian anyons emerge that correspond to the Ising anyons. The latter are manifested as vortex-like configurations of the original spin model that can effectively be described by Majorana fermions. These are fermionic fields that are antiparticles of themselves. They were first introduced in the context of high-energy physics (Majorana, 1937) and become increasingly important in the analysis of solid state phenomena (Wilczek, 2009).