Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:0809.1911 · Physical Review Letters

Emergent Collective Modes and Kinks in Electronic Dispersions

Carsten Raas, Patrick Grete, Götz Silvester Uhrig

Published Feb 20, 2009• 34 citations
arXivHTMLPDF

Abstract

Recently, it was shown that strongly correlated metallic fermionic systems [Nature Phys. 3, 168 (2007)] generically display kinks in the dispersion of single fermions without the coupling to collective modes. Here we provide compelling evidence that the physical origin of these kinks are emerging internal collective modes of the fermionic systems. In the Hubbard model under study these modes are identified to be spin fluctuations, which are the precursors of the spin excitations in the insulating phase. In spite of their damping, the emergent modes give rise to signatures very similar to features of models including coupling to external modes.

DOI
10.1103/physrevlett.102.076406

Related papers

Kinks in the electronic dispersion of the Hubbard model away from half filling

Patrick Grete, Sebastian Schmitt, Carsten Raas +2 more

We study kinks in the electronic dispersion of a generic strongly correlated system by dynamic mean-field theory (DMFT). The focus is on doped systems away from particle-hole symmetry where valence fluctuations matter potentially. Three different algorithms are compared to asses their strengths and weaknesses, as well as to clearly distinguish physical features from algorithmic artifacts. Our findings extend a view previously established for half-filled systems where kinks reflect the coupling of the fermionic quasiparticles to emergent collective modes, which are identified here as spin fluctuations. Kinks are observed when strong spin fluctuations are present and, additionally, a separation of energy scales for spin and charge excitations exists. Both criteria are met by strongly correlated systems close to a Mott-insulator transition. The energies of the kinks and their doping dependence fit well to the kinks in the cuprates, which is surprising in view of the spatial correlations neglected by DMFT.

arXiv:1107.1370•Physical Review B•Nov 8, 2011•16 citations

Kinks in the periodic Anderson model

Andreas Kainz, A. Toschi, Robert Peters +1 more

Recently, dynamical mean-field-theory calculations have shown that kinks emerge in the real part of the self-energy of strongly correlated metals close to the Fermi level. This gives rise to a similar behavior in the quasiparticle dispersion relation as well as in the electronic specific heat. Since $f$-electron systems are even more strongly correlated than the hitherto studied $d$-electron systems, we apply the dynamical mean-field approach with the numerical renormalization group method as impurity solver to study whether there are kinks in the periodic Anderson model.

arXiv:1208.5349•Physical Review B•Nov 7, 2012•9 citations

Hubbard model at U=∞\infty∞: Role of single and two-boson fluctuations

Debanand Sa, Anirban Dutta

We have developed a semi-analytical framework formulated in the canonical fermion representation to investigate strongly correlated electron systems. We consider the U=$\infty$ Hubbard model and used the equation of motion method to calculate the fermion self-energy which has two parts: single and two-boson exchange processes. The emergent bosons here are self-generated local charge and spin-density fluctuations which become strongly time-dependent due to extreme correlations. The computed boson spectral density is a diffusive damped mode with a long tail. The electron self-energy at $d=\infty$ is computed self-consistently. The corresponding fermionic spectral density displays a pronounced coherence peak at $ω=0$, while its frequency derivative develops a two-peak structure at finite $ω$. The resistivity shows a linear temperature dependence over a broad range, crossing over to coherent Fermi-liquid behavior at extremely low temperatures.

cond-mat.str-elCross-listedarXiv:2603.15790•Mar 18, 2026•0 citations

Emergence and evolution of electronic modes with temperature in spin-gapped Mott and Kondo insulators

Masanori Kohno

Electronic modes emerge within the band gap at nonzero temperature in strongly correlated insulators such as Mott and Kondo insulators, exhibiting momentum-shifted magnetic dispersion relations from the band edges. As the temperature increases, the emergent modes gain considerable spectral weights and form robust bands that differ from the zero-temperature bands. Here, the origin of the emergent modes, their relation to doping-induced modes, and how their spectral weights increase with temperature are clarified in the ladder and bilayer Hubbard models and one- and two-dimensional Kondo lattice models using effective theory for weak inter-unit-cell hopping and numerical calculations. The results indicate that the temperature-driven change in the band structure reflecting spin excitation, including the change in the number of bands, can be observed in various strongly correlated insulators even with a spin gap, provided that the temperature increases up to about spin-excitation energies. The controlled analyses developed in this study significantly contribute to the fundamental understanding of the band structure of strongly correlated insulators at nonzero temperature. Published by the American Physical Society 2024

arXiv:2406.12310•Physical review. B./Physical review. B•Jul 8, 2024•1 citation

SU(2) Gauge Theory of the Hubbard Model: Emergence of an Anomalous Metallic Phase near the Mott Critical Point

Ki‐Seok Kim

We propose one possible mechanism for an anomalous metallic phase appearing frequently in two spatial dimensions, that is, local pairing fluctuations. Introducing a pair-rotor representation to decompose bare electrons into collective pairing excitations and renormalized electrons, we derive an SU(2) gauge theory of the Hubbard model as an extended version of its U(1) gauge theory. Since our effective SU(2) gauge theory admits two kinds of collective bosons corresponding to pair excitations and density fluctuations, respectively, an intermediate phase appears naturally between the spin liquid Mott insulator and Fermi liquid metal of the U(1) gauge theory, characterized by softening of density-fluctuation modes as the Fermi liquid, but gapping of pair-excitation modes. We show that this intermediate phase is identified with an anomalous metallic phase because there are no electronlike quasiparticles although it is metallic.

arXiv:cond-mat/0603473•Physical Review Letters•Sep 28, 2006•20 citations

Electronic modes induced by spin and charge perturbations in Mott and Kondo insulators

Masanori Kohno

Electronic band structures usually remain unaffected by doping via a chemical-potential shift or by increasing the temperature in conventional band insulators. In contrast, it has been shown that those of Mott and Kondo insulators can be altered by doping or by increasing the temperature: electronic modes are induced within the band gap, exhibiting momentum-shifted magnetic dispersion relations from the band edges. Here, this study demonstrates that the underlying mechanism of the remarkable strong-correlation effects can be generalized to the emergence of electronic modes caused by various spin and charge perturbations, including magnetization of spin-gapped Mott and Kondo insulators. These emergent modes can alter the band structure if a macroscopic number of spins or charges are excited by the perturbations at a given moment. The origins and dispersion relations of these emergent modes, particularly why and how the dispersion relations depend on the momentum and energy of the perturbations, are elucidated by investigating the selection rules and using the Bethe ansatz and the effective theory for weak inter-unit-cell hopping. The validity and generality of the theoretical results across different models and spatial dimensions are verified by numerical calculations for the one- and two-dimensional Hubbard models, periodic Anderson models, Kondo lattice models, and ladder and bilayer Hubbard models. This study provides crucial insights into why and how spin and charge perturbations can alter the band structure in strongly correlated insulators, thereby paving the way for band-structure engineering in strong-correlation electronics, which enables previously unexplored functionalities by exploiting the unconventional characteristics revealed in this paper.

arXiv:2509.07428•Physical review. B./Physical review. B•Oct 14, 2025•1 citation
Recently, it was shown that strongly correlated metallic fermionic systems [Nature Phys. 3, 168 (2007)] generically display kinks in the dispersion of single fermions without the coupling to collective modes. Here we provide compelling evidence that the physical origin of these kinks are emerging internal collective modes of the fermionic systems. In the Hubbard model under study these modes are identified to be spin fluctuations, which are the precursors of the spin excitations in the insulating phase. In spite of their damping, the emergent modes give rise to signatures very similar to features of models including coupling to external modes.
We study kinks in the electronic dispersion of a generic strongly correlated system by dynamic mean-field theory (DMFT). The focus is on doped systems away from particle-hole symmetry where valence fluctuations matter potentially. Three different algorithms are compared to asses their strengths and weaknesses, as well as to clearly distinguish physical features from algorithmic artifacts. Our findings extend a view previously established for half-filled systems where kinks reflect the coupling of the fermionic quasiparticles to emergent collective modes, which are identified here as spin fluctuations. Kinks are observed when strong spin fluctuations are present and, additionally, a separation of energy scales for spin and charge excitations exists. Both criteria are met by strongly correlated systems close to a Mott-insulator transition. The energies of the kinks and their doping dependence fit well to the kinks in the cuprates, which is surprising in view of the spatial correlations neglected by DMFT.
Recently, dynamical mean-field-theory calculations have shown that kinks emerge in the real part of the self-energy of strongly correlated metals close to the Fermi level. This gives rise to a similar behavior in the quasiparticle dispersion relation as well as in the electronic specific heat. Since fff-electron systems are even more strongly correlated than the hitherto studied ddd-electron systems, we apply the dynamical mean-field approach with the numerical renormalization group method as impurity solver to study whether there are kinks in the periodic Anderson model.
We have developed a semi-analytical framework formulated in the canonical fermion representation to investigate strongly correlated electron systems. We consider the U=∞\infty∞ Hubbard model and used the equation of motion method to calculate the fermion self-energy which has two parts: single and two-boson exchange processes. The emergent bosons here are self-generated local charge and spin-density fluctuations which become strongly time-dependent due to extreme correlations. The computed boson spectral density is a diffusive damped mode with a long tail. The electron self-energy at d=∞d=\inftyd=∞ is computed self-consistently. The corresponding fermionic spectral density displays a pronounced coherence peak at ω=0ω=0ω=0, while its frequency derivative develops a two-peak structure at finite ωωω. The resistivity shows a linear temperature dependence over a broad range, crossing over to coherent Fermi-liquid behavior at extremely low temperatures.
Electronic modes emerge within the band gap at nonzero temperature in strongly correlated insulators such as Mott and Kondo insulators, exhibiting momentum-shifted magnetic dispersion relations from the band edges. As the temperature increases, the emergent modes gain considerable spectral weights and form robust bands that differ from the zero-temperature bands. Here, the origin of the emergent modes, their relation to doping-induced modes, and how their spectral weights increase with temperature are clarified in the ladder and bilayer Hubbard models and one- and two-dimensional Kondo lattice models using effective theory for weak inter-unit-cell hopping and numerical calculations. The results indicate that the temperature-driven change in the band structure reflecting spin excitation, including the change in the number of bands, can be observed in various strongly correlated insulators even with a spin gap, provided that the temperature increases up to about spin-excitation energies. The controlled analyses developed in this study significantly contribute to the fundamental understanding of the band structure of strongly correlated insulators at nonzero temperature. Published by the American Physical Society 2024
We propose one possible mechanism for an anomalous metallic phase appearing frequently in two spatial dimensions, that is, local pairing fluctuations. Introducing a pair-rotor representation to decompose bare electrons into collective pairing excitations and renormalized electrons, we derive an SU(2) gauge theory of the Hubbard model as an extended version of its U(1) gauge theory. Since our effective SU(2) gauge theory admits two kinds of collective bosons corresponding to pair excitations and density fluctuations, respectively, an intermediate phase appears naturally between the spin liquid Mott insulator and Fermi liquid metal of the U(1) gauge theory, characterized by softening of density-fluctuation modes as the Fermi liquid, but gapping of pair-excitation modes. We show that this intermediate phase is identified with an anomalous metallic phase because there are no electronlike quasiparticles although it is metallic.
Electronic band structures usually remain unaffected by doping via a chemical-potential shift or by increasing the temperature in conventional band insulators. In contrast, it has been shown that those of Mott and Kondo insulators can be altered by doping or by increasing the temperature: electronic modes are induced within the band gap, exhibiting momentum-shifted magnetic dispersion relations from the band edges. Here, this study demonstrates that the underlying mechanism of the remarkable strong-correlation effects can be generalized to the emergence of electronic modes caused by various spin and charge perturbations, including magnetization of spin-gapped Mott and Kondo insulators. These emergent modes can alter the band structure if a macroscopic number of spins or charges are excited by the perturbations at a given moment. The origins and dispersion relations of these emergent modes, particularly why and how the dispersion relations depend on the momentum and energy of the perturbations, are elucidated by investigating the selection rules and using the Bethe ansatz and the effective theory for weak inter-unit-cell hopping. The validity and generality of the theoretical results across different models and spatial dimensions are verified by numerical calculations for the one- and two-dimensional Hubbard models, periodic Anderson models, Kondo lattice models, and ladder and bilayer Hubbard models. This study provides crucial insights into why and how spin and charge perturbations can alter the band structure in strongly correlated insulators, thereby paving the way for band-structure engineering in strong-correlation electronics, which enables previously unexplored functionalities by exploiting the unconventional characteristics revealed in this paper.