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arXiv:0806.4200

The Secrecy Rate Region of the Broadcast Channel

Ghadamali Bagherikaram, Seyed Abolfazl Motahari, Amir Keyvan Khandani

Published Jun 25, 2008• 33 citations
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Abstract

In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers, while a wire-tapper also receives the transmitted signal. This model is motivated by wireless communications, where individual secure messages are broadcast over open media and can be received by any illegitimate receiver. The secrecy level is measured by equivocation rate at the eavesdropper. We first study the general (non-degraded) broadcast channel with confidential messages. We present an inner bound on the secrecy capacity region for this model. The inner bound coding scheme is based on a combination of random binning and the Gelfand-Pinsker bining. This scheme matches the Marton's inner bound on the broadcast channel without confidentiality constraint. We further study the situation where the channels are degraded. For the degraded broadcast channel with confidential messages, we present the secrecy capacity region. Our achievable coding scheme is based on Cover's superposition scheme and random binning. We refer to this scheme as Secret Superposition Scheme. In this scheme, we show that randomization in the first layer increases the secrecy rate of the second layer. This capacity region matches the capacity region of the degraded broadcast channel without security constraint. It also matches the secrecy capacity for the conventional wire-tap channel. Our converse proof is based on a combination of the converse proof of the conventional degraded broadcast channel and Csiszar lemma. Finally, we assume that the channels are Additive White Gaussian Noise (AWGN) and show that secret superposition scheme with Gaussian codebook is optimal. The converse proof is based on the generalized entropy power inequality.

DOI
10.48550/arxiv.0806.4200

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Physical-Layer Security in Wireless Communication Systems

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The use of wireless networks has grown significantly in contemporary \ntimes, and continues to develop further. The broadcast nature of \nwireless communications, however, makes them particularly vulnerable \nto eavesdropping. Unlike traditional solutions, which usually handle \nsecurity at the application layer, the primary concern of this \ndissertation is to analyze and develop solutions based on coding \ntechniques at the physical-layer. \n \nFirst, in chapter $2$, we consider a scenario where a source node \nwishes to broadcast two confidential messages to two receivers, \nwhile a wire-tapper also receives the transmitted signal. This model \nis motivated by wireless communications, where individual secure \nmessages are broadcast over open media and can be received by any \nillegitimate receiver. The secrecy level is measured by the \nequivocation rate at the eavesdropper. 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In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers via a Gaussian MIMO broadcast channel. A wire-tapper also receives the transmitted signal via another MIMO channel. First we assumed that the channels are degraded and the wire-tapper has the worst channel. We establish the capacity region of this scenario. Our achievability scheme is a combination of the superposition of Gaussian codes and randomization within the layers which we will refer to as Secret Superposition Coding. For the outerbound, we use the notion of enhanced channel to show that the secret superposition of Gaussian codes is optimal. We show that we only need to enhance the channels of the legitimate receivers, and the channel of the eavesdropper remains unchanged. Then we extend the result of the degraded case to non-degraded case. We show that the secret superposition of Gaussian codes along with successive decoding cannot work when the channels are not degraded. we develop a Secret Dirty Paper Coding (SDPC) scheme and show that SDPC is optimal for this channel. Finally, we investigate practical characterizations for the specific scenario in which the transmitter and the eavesdropper have multiple antennas, while both intended receivers have a single antenna. We characterize the secrecy capacity region in terms of generalized eigenvalues of the receivers channel and the eavesdropper channel. We refer to this configuration as the MISOME case. In high SNR we show that the capacity region is a convex closure of two rectangular regions.

arXiv:0903.3261•Mar 19, 2009•15 citations
In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers, while a wire-tapper also receives the transmitted signal. This model is motivated by wireless communications, where individual secure messages are broadcast over open media and can be received by any illegitimate receiver. The secrecy level is measured by equivocation rate at the eavesdropper. We first study the general (non-degraded) broadcast channel with confidential messages. We present an inner bound on the secrecy capacity region for this model. The inner bound coding scheme is based on a combination of random binning and the Gelfand-Pinsker bining. This scheme matches the Marton's inner bound on the broadcast channel without confidentiality constraint. We further study the situation where the channels are degraded. For the degraded broadcast channel with confidential messages, we present the secrecy capacity region. Our achievable coding scheme is based on Cover's superposition scheme and random binning. We refer to this scheme as Secret Superposition Scheme. In this scheme, we show that randomization in the first layer increases the secrecy rate of the second layer. This capacity region matches the capacity region of the degraded broadcast channel without security constraint. It also matches the secrecy capacity for the conventional wire-tap channel. Our converse proof is based on a combination of the converse proof of the conventional degraded broadcast channel and Csiszar lemma. Finally, we assume that the channels are Additive White Gaussian Noise (AWGN) and show that secret superposition scheme with Gaussian codebook is optimal. The converse proof is based on the generalized entropy power inequality.
In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers, while a wire-tapper also receives the transmitted signal. This model is motivated by wireless communications, where individual secure messages are broadcast over open media and can be received by any illegitimate receiver. The secrecy level is measured by equivocation rate at the eavesdropper. We first study the general (non-degraded) broadcast channel with confidential messages. We present an inner bound on the secrecy capacity region for this model. The inner bound coding scheme is based on a combination of random binning and the Gelfand-Pinsker bining. This scheme matches the Marton's inner bound on the broadcast channel without confidentiality constraint. We further study the situation where the channels are degraded. For the degraded broadcast channel with confidential messages, we present the secrecy capacity region. Our achievable coding scheme is based on Cover's superposition scheme and random binning. We refer to this scheme as secret superposition scheme. In this scheme, we show that randomization in the first layer increases the secrecy rate of the second layer. This capacity region matches the capacity region of the degraded broadcast channel without security constraint. It also matches the secrecy capacity for the conventional wire-tap channel. Our converse proof is based on a combination of the converse proof of the conventional degraded broadcast channel and Csiszar lemma.
In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages to two receivers, while a wire-tapper also receives the transmitted signal. This model is motivated by wireless communications, where individual secure messages are broadcast over open media and can be received by any illegitimate receiver. The secrecy level is measured by the equivocation rate at the eavesdropper. We first study the general (non-degraded) broadcast channel with an eavesdropper. We present an inner bound on the secrecy capacity region for this model. This inner bound is based on a combination of random binning, and the Gelfand-Pinsker binning. We further study the situation in which the channels are degraded. For the degraded broadcast channel with an eavesdropper, we present the secrecy capacity region. Our achievable coding scheme is based on Covers superposition scheme and random binning. We refer to this scheme as the Secret Superposition Scheme. Our converse proof is based on a combination of the converse proof of the conventional degraded broadcast channel and Csiszar Lemma. We then assume that the channels are Additive White Gaussian Noise (AWGN) and show that the Secret Superposition Scheme with Gaussian codebook is optimal. The converse proof is based on Costas entropy power inequality. Finally, we use a broadcast strategy for the slowly fading wire-tap channel when only the eavesdroppers channel is fixed and known at the transmitter. We derive the optimum power allocation for the coding layers, which maximizes the total average rate.
In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers via a Gaussian MIMO broadcast channel. A wire-tapper also receives the transmitted signal via another MIMO channel. It is assumed that the channels are degraded and the wire-tapper has the worst channel. We establish the capacity region of this scenario. Our achievability scheme is a combination of the superposition of Gaussian codes and randomization within the layers which we will refer to as Secret Superposition Coding. For the outerbound, we use the notion of enhanced channel to show that the secret superposition of Gaussian codes is optimal. It is shown that we only need to enhance the channels of the legitimate receivers, and the channel of the eavesdropper remains unchanged.
In this paper, we first consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers, while a wire-taper also receives the transmitted signal. We assume that the signals are transmitted over additive white Gaussian noise channels. We characterize the secrecy capacity region of this channel. Our achievable coding scheme is based on superposition coding and the random binning. We refer to this scheme as secret superposition coding. The converse proof combines the converse proof for the conventional Gaussian broadcast channel and the perfect secrecy constraint. This capacity region matches the capacity region of the broadcast channel without security constraint. It also matches the secrecy capacity of the wire-tap channel. Based on the rate characterization of the secure Gaussian broadcast channel, we then use a multilevel coding approach for the slowly fading wire-tap. We assume that the transmitter only knows the eavesdropper's channel. In this approach, source node sends secure layered coding and the receiver viewed as a continuum ordered users. We derive optimum power allocation for the layers which maximizes the total average rate.
The use of wireless networks has grown significantly in contemporary \ntimes, and continues to develop further. The broadcast nature of \nwireless communications, however, makes them particularly vulnerable \nto eavesdropping. Unlike traditional solutions, which usually handle \nsecurity at the application layer, the primary concern of this \ndissertation is to analyze and develop solutions based on coding \ntechniques at the physical-layer. \n \nFirst, in chapter 222, we consider a scenario where a source node \nwishes to broadcast two confidential messages to two receivers, \nwhile a wire-tapper also receives the transmitted signal. This model \nis motivated by wireless communications, where individual secure \nmessages are broadcast over open media and can be received by any \nillegitimate receiver. The secrecy level is measured by the \nequivocation rate at the eavesdropper. We first study the general \n(non-degraded) broadcast channel with an eavesdropper, and present \nan inner bound on the secrecy capacity region for this model. This \ninner bound is based on a combination of random binning, and the \nGelfand-Pinsker binning. We further study the situation in which the \nchannels are degraded. For the degraded broadcast channel with an \neavesdropper, we present the secrecy capacity region. Our achievable \ncoding scheme is based on Cover's superposition scheme and random \nbinning. We refer to this scheme as the Secret Superposition Scheme. \nOur converse proof is based on a combination of the converse proof \nof the conventional degraded broadcast channel and Csiszar Lemma. We \nthen assume that the channels are Additive White Gaussian Noise and \nshow that the Secret Superposition Scheme with Gaussian codebook is \noptimal. The converse proof is based on Costa's entropy power \ninequality. Finally, we use a broadcast strategy for the slowly \nfading wire-tap channel when only the eavesdropper's channel is \nfixed and known at the transmitter. We derive the optimum power \nallocation for the coding layers, which maximizes the total average \nrate. \n \n \nSecond, in chapter 333 , we consider the \nMultiple-Input-Multiple-Output (MIMO) scenario of a broadcast \nchannel where a wiretapper also receives the transmitted signal via \nanother MIMO channel. First, we assume that the channels are \ndegraded and the wiretapper has the worst channel. We establish the \ncapacity region of this scenario. Our achievability scheme is the \nSecret Superposition Coding. For the outerbound, we use notion of \nthe enhanced channels to show that the secret superposition of \nGaussian codes is optimal. We show that we only need to enhance the \nchannels of the legitimate receivers, and the channel of the \neavesdropper remains unchanged. We then extend the result of the \ndegraded case to a non-degraded case. We show that the secret \nsuperposition of Gaussian codes, along with successive decoding, \ncannot work when the channels are not degraded. We develop a Secret \nDirty Paper Coding scheme and show that it is optimal for this \nchannel. We then present a corollary generalizing the capacity \nregion of the two receivers case to the case of multiple receivers. \nFinally, we investigate a scenario which frequently occurs in the \npractice of wireless networks. In this scenario, the transmitter and \nthe eavesdropper have multiple antennae, while both intended \nreceivers have a single antenna (representing resource limited \nmobile units). We characterize the secrecy capacity region in terms \nof generalized eigenvalues of the receivers' channels and the \neavesdropper's channel. We refer to this configuration as the MISOME \ncase. We then present a corollary generalizing the results of the \ntwo receivers case to multiple receivers. In the high SNR regime, we \nshow that the capacity region is a convex closure of rectangular \nregions. \n \n \nFinally, in chapter 444, we consider a KKK-user secure Gaussian \nMultiple-Access-Channel with an external eavesdropper. We establish \nan achievable rate region for the secure discrete memoryless MAC. \nThereafter, we prove the secrecy sum capacity of the degraded \nGaussian MIMO MAC using Gaussian codebooks. For the non-degraded \nGaussian MIMO MAC, we propose an algorithm inspired by the \ninterference alignment technique to achieve the largest possible \ntotal Secure-Degrees-of-Freedom . When all the terminals are \nequipped with a single antenna, Gaussian codebooks have shown to be \ninefficient in providing a positive S-DoF. Instead, we propose a \nnovel secure coding scheme to achieve a positive S-DoF in the single \nantenna MAC. This scheme converts the single-antenna system into a \nmultiple-dimension system with fractional dimensions. The \nachievability scheme is based on the alignment of signals into a \nsmall sub-space at the eavesdropper, and the simultaneous separation \nof the signals at the intended receiver. We use tools from the field \nof Diophantine Approximation in number theory to analyze the \nprobability of error in the coding scheme. We prove that the total \nS-DoF of fracK−1K\\frac{K-1}{K}fracK−1K can be achieved for almost all channel \ngains. For the other channel gains, we propose a multi-layer coding \nscheme to achieve a positive S-DoF. As a function of channel gains, \ntherefore, the achievable S-DoF is discontinued.
In this paper, we consider a scenario where a source node wishes to broadcast two confidential messages for two respective receivers via a Gaussian MIMO broadcast channel. A wire-tapper also receives the transmitted signal via another MIMO channel. First we assumed that the channels are degraded and the wire-tapper has the worst channel. We establish the capacity region of this scenario. Our achievability scheme is a combination of the superposition of Gaussian codes and randomization within the layers which we will refer to as Secret Superposition Coding. For the outerbound, we use the notion of enhanced channel to show that the secret superposition of Gaussian codes is optimal. We show that we only need to enhance the channels of the legitimate receivers, and the channel of the eavesdropper remains unchanged. Then we extend the result of the degraded case to non-degraded case. We show that the secret superposition of Gaussian codes along with successive decoding cannot work when the channels are not degraded. we develop a Secret Dirty Paper Coding (SDPC) scheme and show that SDPC is optimal for this channel. Finally, we investigate practical characterizations for the specific scenario in which the transmitter and the eavesdropper have multiple antennas, while both intended receivers have a single antenna. We characterize the secrecy capacity region in terms of generalized eigenvalues of the receivers channel and the eavesdropper channel. We refer to this configuration as the MISOME case. In high SNR we show that the capacity region is a convex closure of two rectangular regions.