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arXiv:0805.2135 · Electronic colloquium on computational complexity

Communication Lower Bounds Using Dual Polynomials

Alexander A. Sherstov

Published May 14, 2008• 56 citations
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Abstract

Representations of Boolean functions by real polynomials play an important role in complexity theory. Typically, one is interested in the least degree of a polynomial p(x_1,...,x_n) that approximates or sign-represents a given Boolean function f(x_1,...,x_n). This article surveys a new and growing body of work in communication complexity that centers around the dual objects, i.e., polynomials that certify the difficulty of approximating or sign-representing a given function. We provide a unified guide to the following results, complete with all the key proofs: (1) Sherstov's Degree/Discrepancy Theorem, which translates lower bounds on the threshold degree of a Boolean function into upper bounds on the discrepancy of a related function; (2) Two different methods for proving lower bounds on bounded-error communication based on the approximate degree: Sherstov's pattern matrix method and Shi and Zhu's block composition method; (3) Extension of the pattern matrix method to the multiparty model, obtained by Lee and Shraibman and by Chattopadhyay and Ada, and the resulting improved lower bounds for DISJOINTNESS; (4) David and Pitassi's separation of NP and BPP in multiparty communication complexity for k=(1-eps)log n players.

DOI
10.48550/arxiv.0805.2135

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Representations of Boolean functions by real polynomials play an important role in complexity theory. Typically, one is interested in the least degree of a polynomial p(x_1,...,x_n) that approximates or sign-represents a given Boolean function f(x_1,...,x_n). This article surveys a new and growing body of work in communication complexity that centers around the dual objects, i.e., polynomials that certify the difficulty of approximating or sign-representing a given function. We provide a unified guide to the following results, complete with all the key proofs: (1) Sherstov's Degree/Discrepancy Theorem, which translates lower bounds on the threshold degree of a Boolean function into upper bounds on the discrepancy of a related function; (2) Two different methods for proving lower bounds on bounded-error communication based on the approximate degree: Sherstov's pattern matrix method and Shi and Zhu's block composition method; (3) Extension of the pattern matrix method to the multiparty model, obtained by Lee and Shraibman and by Chattopadhyay and Ada, and the resulting improved lower bounds for DISJOINTNESS; (4) David and Pitassi's separation of NP and BPP in multiparty communication complexity for k=(1-eps)log n players.
In a breakthrough result, Razborov (2003) gave optimal lower bounds on the communication complexity of every function f of the form f(x,y)=D(|x AND y|) for some D:{0,1,...,n}->{0,1}, in the bounded-error quantum model with and without prior entanglement. This was proved by the multidimensional discrepancy method. We give an entirely different proof of Razborov's result, using the original, one-dimensional discrepancy method. This refutes the commonly held intuition (Razborov 2003) that the original discrepancy method fails for functions such as DISJOINTNESS. More importantly, our communication lower bounds hold for a much broader class of functions for which no methods were available. Namely, fix an arbitrary function f:{0,1}n/4->{0,1} and let A be the Boolean matrix whose columns are each an application of f to some subset of the variables x1,x2,...,xn. We prove that the communication complexity of A in the bounded-error quantum model with and without prior entanglement is Omega(d), where d is the approximate degree of f. From this result, Razborov's lower bounds follow easily. Our result also establishes a large new class of total Boolean functions whose quantum communication complexity (regardless of prior entanglement) is at best polynomially smaller than their classical complexity. Our proof method is a novel combination of two ingredients. The first is a certain equivalence of approximation and orthogonality in Euclidean n-space, which follows by linear-programming duality. The second is a new construction of suitably structured matrices with low spectral norm, the pattern matrices, which we realize using matrix analysis and the Fourier transform over (Z2)n. The method of this paper has recently inspired important progress in multiparty communication complexity.
We develop a novel and powerful technique for communication lower bounds, the pattern matrix method. Specifically, fix an arbitrary function f:{0,1}^n->{0,1} and let A_f be the matrix whose columns are each an application of f to some subset of the variables x_1,x_2,...,x_{4n}. We prove that A_f has bounded-error communication complexity Omega(d), where d is the approximate degree of f. This result remains valid in the quantum model, regardless of prior entanglement. In particular, it gives a new and simple proof of Razborov's breakthrough quantum lower bounds for disjointness and other symmetric predicates. We further characterize the discrepancy, approximate rank, and approximate trace norm of A_f in terms of well-studied analytic properties of f, broadly generalizing several recent results on small-bias communication and agnostic learning. The method of this paper has recently enabled important progress in multiparty communication complexity.
We obtain a lower bound of n^Omega(1) on the k-party randomized communication complexity of the Disjointness function in the `Number on the Forehead' model of multiparty communication when k is a constant. For k=o(loglog n), the bounds remain super-polylogarithmic i.e. (log n)^omega(1). The previous best lower bound for three players until recently was Omega(log n). Our bound separates the communication complexity classes NP^{CC}_k and BPP^{CC}_k for k=o(loglog n). Furthermore, by the results of Beame, Pitassi and Segerlind \cite{BPS07}, our bound implies proof size lower bounds for tree-like, degree k-1 threshold systems and superpolynomial size lower bounds for Lovasz-Schrijver proofs. Sherstov \cite{She07b} recently developed a novel technique to obtain lower bounds on two-party communication using the approximate polynomial degree of boolean functions. We obtain our results by extending his technique to the multi-party setting using ideas from Chattopadhyay \cite{Cha07}. A similar bound for Disjointness has been recently and independently obtained by Lee and Shraibman.
We describe a new hardness amplification result for point-wise approximation of Boolean functions by low-degree polynomials. Specifically, for any function f on N bits, define F(x_1,...,x_M) = OMB(f(x_1),...,f(x_M)) to be the function on M*N bits obtained by block-composing f with a function known as ODD-MAX-BIT. We show that, if f requires large degree to approximate to error 2/3 in a certain one-sided sense (captured by a complexity measure known as positive one-sided approximate degree), then F requires large degree to approximate even to error 1-2^{-M}. This generalizes a result of Beigel (Computational Complexity, 1994), who proved an identical result for the special case f=OR. Unlike related prior work, our result implies strong approximate degree lower bounds even for many functions F that have low threshold degree. Our proof is constructive: we exhibit a solution to the dual of an appropriate linear program capturing the approximate degree of any function. We describe several applications, including improved separations between the complexity classes P^{NP} and PP in both the query and communication complexity settings. Our separations improve on work of Beigel (1994) and Buhrman, Vereshchagin, and de Wolf (CCC, 2007).
The ability (or inability) to represent or approximate Boolean functions by polynomials is a central concept in complexity theory, underlying interactive and probabilistically checkable proof systems, circuit lower bounds, quantum complexity theory, and more. In this book, the authors survey what is known about a particularly natural notion of approximation by polynomials, capturing pointwise approximation over This book covers recent progress on proving approximate degree lower and upper bounds and describes some applications of the new bounds to oracle separations, quantum query and communication complexity, and circuit complexity. The authors explain how several of these advances have been unlocked by a particularly simple and elegant technique, called dual block composition, for constructing solutions to this dual linear program. They also provide concise coverage of even more recent lower bound techniques based on a new complexity measure called spectral sensitivity. Finally, they show how explicit constructions of approximating polynomials have been inspired by quantum query algorithms. This book provides a comprehensive review of the foundational and recent developments of an important topic in both classical and quantum computing. The reader has a considerable body of knowledge condensed in an accessible form to quickly understand the principles and further their own research.
We develop a novel technique for communication lower bounds, the pattern matrix method. Specifically, fix an arbitrary function f:{0,1}n→{0,1}f: \{0,1\}^n \to\{0,1\}f:{0,1}n→{0,1}, and let AfA_fAf​ be the matrix whose columns are each an application of f to some subset of the variables x1,x2,…,x4n.x_1,x_2,\ldots,x_{4n}.x1​,x2​,…,x4n​. We prove that AfA_fAf​ has bounded-error communication complexity Ω(d),\Omega(d),Ω(d), where d is the approximate degree of f.f.f. This result remains valid in the quantum model, regardless of prior entanglement. In particular, it gives a new and simple proof of Razborov's breakthrough quantum lower bounds for disjointness and other symmetric predicates. We further characterize the discrepancy, approximate rank, and approximate trace norm of AfA_fAf​ in terms of well-studied analytic properties of f,f,f, broadly generalizing several recent results on small-bias communication and agnostic learning. The method of this paper has also enabled important progress in multiparty communication complexity.