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arXiv:0802.1932 · Physical Review B

Gutzwiller scheme for electrons and phonons: The half-filled Hubbard-Holstein model

Paolo Barone, Roberto Raimondi, Massimo Capone, Claudio Castellani, Michele Fabrizio

Published Jun 19, 2008• 20 citations
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Abstract

We analyze the ground-state properties of strongly correlated electrons coupled with phonons by means of a generalized Gutzwiller wave function, which includes phononic degrees of freedom. We study in detail the paramagnetic half-filled Hubbard-Holstein model, where the electron-electron interaction can lead to a Mott transition and the electron-phonon coupling to a bipolaronic transition. We critically discuss the quality of the proposed wave function in describing the various transitions and crossovers that occur as a function of the parameters. Previous variational attempts are recovered as particular choices of the wave function, while keeping all the variational freedom allows to access regions of the phase diagram, otherwise inaccessible within previous variational approaches.

DOI
10.1103/physrevb.77.235115

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We analyze the ground-state properties of strongly correlated electrons coupled with phonons by means of a generalized Gutzwiller wave function, which includes phononic degrees of freedom. We study in detail the paramagnetic half-filled Hubbard-Holstein model, where the electron-electron interaction can lead to a Mott transition and the electron-phonon coupling to a bipolaronic transition. We critically discuss the quality of the proposed wave function in describing the various transitions and crossovers that occur as a function of the parameters. Previous variational attempts are recovered as particular choices of the wave function, while keeping all the variational freedom allows to access regions of the phase diagram, otherwise inaccessible within previous variational approaches.
We introduce a new type of Gutzwiller variational wave function for correlated electrons coupled to phonons, able to treat on equal footing electronic and lattice degrees of freedom. We benchmark the wave function in the infinite- U Hubbard-Holstein model away from half-filling on a Bethe lattice, where we can directly compare with exact results by the Dynamical Mean-Field Theory. For this model, we find that variational results agree perfectly well with the exact ones. In particular the wave function correctly describes the crossover to a heavy polaron gas upon increasing the electron-phonon coupling.
We investigate metal-insulator transitions in the half-filled Holstein-Hubbard model as a function of the on-site electron-electron interaction U and the electron-phonon coupling g . We use several different numerical methods to calculate the phase diagram, the results of which are in excellent agreement. When the electron-electron interaction U is dominant, the transition is to a Mott insulator; when the electron-phonon interaction dominates, the transition is to a localized bipolaronic state. In the former case, the transition is always found to be second order. This is in contrast to the transition to the bipolaronic state, which is clearly first order for larger values of U . We also present results for the quasiparticle weight and the double occupancy as functions of U and g .
We present a numerical study of the Hubbard-Holstein model in one dimension at half filling, including finite-frequency quantum phonons. At half filling, the effects of the electron-phonon and electron-electron interactions compete with the Holstein phonon coupling acting as an effective negative Hubbard on-site interaction U that promotes on-site electron pairs and a Peierls charge-density wave state. Most previous work on this model has assumed that only Peierls or Mott phases are possible at half filling. However, there has been speculation that a third metallic phase exists between the Peierls and Mott phases. We confirm the intermediate phase, and show that the Luttinger liquid correlation exponent K(rho) >1 in this region, indicating dominant superconducting pair correlations. We explore the full phase diagram as a function of Hubbard U, phonon coupling constant, and phonon frequency.
We investigate metal-insulator transitions in the half-filled Holstein-Hubbard model as a function of the on-site electron-electron interaction U and the electron-phonon coupling g. We use several different numerical methods to calculate the phase diagram, the results of which are in excellent agreement. When the electron-electron interaction U is dominant the transition is to a Mott-insulator; when the electron-phonon interaction dominates, the transition is to a localised bipolaronic state. In the former case, the transition is always found to be second order. This is in contrast to the transition to the bipolaronic state, which is clearly first order for larger values of U. We also present results for the quasiparticle weight and the double-occupancy as function of U and g.
The Hubbard-Holstein model is one of the simplest to incorporate both electron-electron and electron-phonon interactions. In one dimension at half filling, the Holstein electron-phonon coupling promotes on-site pairs of electrons and a Peierls charge-density wave, while the Hubbard on-site Coulomb repulsion UUU promotes antiferromagnetic correlations and a Mott insulating state. Recent numerical studies have found a possible third intermediate phase between Peierls and Mott states. From direct calculations of charge and spin susceptibilities, we show that (i) as the electron-phonon coupling is increased, first a spin gap opens, followed by the Peierls transition. Between these two transitions, the metallic intermediate phase has a spin gap, no charge gap, and properties similar to the negative-UUU Hubbard model. (ii) The transitions between Mott/intermediate and intermediate/Peierls states are of the Kosterlitz-Thouless form. (iii) For larger UUU, the two transitions merge at a tricritical point into a single first-order Mott/Peierls transition. In addition, we show that an intermediate phase also occurs in the quarter-filled model.
We re-examine the Peierls insulator to Mott insulator transition scenario in the one-dimensional Holstein-Hubbard model where, at half-filling, electron-phonon and electron-electron interactions compete for establishing charge- and spin-density-wave states, respectively. By means of large-scale density-matrix renormalization group calculations we determine the spin, single-particle and two-particle excitation gaps and prove —in the course of a careful finite-size scaling analysis— recent claims for an intervening metallic phase in the weak-coupling regime. We show that for large phonon frequencies the metallic region is even more extended than previously expected, and subdivided into ordinary Luttinger-liquid and bipolaronic-liquid phases.