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arXiv:0707.1638

Quantum Limits in Nanomechanical Systems

Elias P. Gyftopoulos

Published Jul 11, 2007• 1 citation
arXivHTMLPDF

Abstract

In two articles, the authors claim that the Heisenberg uncertainty principle limits the precision of simultaneous measurements of the position and velocity of a particle and refer to experimental evidence that supports their claim. It is true that ever since the inception of quantum mechanics, the uncertainty relation that corresponds to a pair of observables represented by non-commuting operators is interpreted by many scientists and engineers, including Heisenberg himself, as a limitation on the accuracy with which observables can be measured. However, such a limitation cannot be deduced from the postulates and theorems of quantum thermodynamics.

DOI
10.48550/arxiv.0707.1638

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The uncertainty principle is commonly regarded as a fundamental limitation ofquantum mechanics, often attributed directly to Heisenberg’s 1927 analysis.In this work, we revisit the original formulation of the principle and carefullydistinguish Heisenberg’s measurement–disturbance argument from the latermathematical uncertainty relations derived by Kennard, Robertson, andSchrödinger. We show that the standard variance-based formulation relies onthe prior introduction of fluctuation operators and ensemble averages, therebypresupposing statistical indeterminacy rather than deriving it from firstprinciples. 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Hence Gaussian states saturate $\sigma_x \sigma_p = \hbar/2$. \subsection{Definition of fluctuation operators and their role in the uncertainty relation} In the mathematical formulation of quantum uncertainty developed after Heisenberg’s original 1927 heuristic proposal, the quantities entering the uncertainty relation were redefined in statistical terms. In particular, in his 1929 paper, Robertson introduced the operators. \noindent\textbf{Critical observation.}The introduction of the fluctuation operators \begin{center}\fcolorbox{red}{white}{$\Delta A = A - \langle A \rangle,\qquad\Delta B = B - \langle B \rangle$}\end{center} \textbf{constitutes a nontrivial mathematicalassumption rather than a derived physical necessity. 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In two articles, the authors claim that the Heisenberg uncertainty principle limits the precision of simultaneous measurements of the position and velocity of a particle and refer to experimental evidence that supports their claim. It is true that ever since the inception of quantum mechanics, the uncertainty relation that corresponds to a pair of observables represented by non-commuting operators is interpreted by many scientists and engineers, including Heisenberg himself, as a limitation on the accuracy with which observables can be measured. However, such a limitation cannot be deduced from the postulates and theorems of quantum thermodynamics.
Heisenberg's uncertainty principle was originally posed for the limit of the accuracy of simultaneous measurement of non-commuting observables as stating that canonically conjugate observables can be measured simultaneously only with the constraint that the product of their mean errors should be no less than a limit set by Planck's constant. However, Heisenberg with the subsequent completion by Kennard has long been credited only with a constraint for state preparation represented by the product of the standard deviations. Here, we show that Heisenberg actually proved the constraint for the accuracy of simultaneous measurement but assuming an obsolete postulate for quantum mechanics. This assumption, known as the repeatability hypothesis, formulated explicitly by von Neumann and Schrodinger, was broadly accepted until the 1970s, but abandoned in the 1980s, when completely general quantum measurement theory was established. We also survey the author's recent proposal for a universally valid reformulation of Heisenberg's uncertainty principle under the most general assumption on quantum measurement.
One of the most striking deviations of quantum mechanics from classical mechanics is that any measurement of a microscopic system involves the interaction with the measuring instruments. The interaction cannot be neglected and in fact leads to uncontrollable disturbance on the system. In 1927, Werner Karl Heisenberg in his celebrated paper established the quantitative expression for unavoidable momentum disturbance caused by any position measurement. The crucial word here is simultaneously. The uncertainty relation gives the lower bound on the product of the uncertainties of two pairs of variables. But it says nothing about the accuracy with which individual observables can be measured. The physical meaning of energy-time uncertainty is different from that of x-px uncertainty. Position and momentum are observables to which Hermitian operators are assigned and which are measured at a particular time. An important implication of the uncertainty principle is that quantum systems do follow classical trajectories which conflict with our everyday experience.
According to a new extension to an old theory, a particle's position cannot be measured precisely even if its momentum is not measured simultaneously.By Charles Day H eisenberg's uncertainty principle limits the precision with which two observables that do not commute with each other can be simultaneously measured.The Wigner-Araki-Yanase (WAY) theorem goes further.If observables A and B do not commute, and if observable A is conserved, observable B cannot be measured with arbitrary precision even if A is not measured at all.In its original 1960 formulation, the WAY theorem applied only to observables, such as spin, whose possible values are discrete and bounded.Now Yui Kuramochi of Kyushu University and Hiroyasu Tajima of the University of Electro-Communications-both in Japan-have proven that the WAY theorem also encompasses observables, such as position, that are continuous and unbounded [1].Besides resolving the decades-long problem of how to deal with such observables, the extension will likely find practical applications in quantum optics.The difficulty of extending the WAY theorem arose from how an
The uncertainty principle is commonly regarded as a fundamental limitation ofquantum mechanics, often attributed directly to Heisenberg’s 1927 analysis.In this work, we revisit the original formulation of the principle and carefullydistinguish Heisenberg’s measurement–disturbance argument from the latermathematical uncertainty relations derived by Kennard, Robertson, andSchrödinger. We show that the standard variance-based formulation relies onthe prior introduction of fluctuation operators and ensemble averages, therebypresupposing statistical indeterminacy rather than deriving it from firstprinciples. From a physical perspective, Heisenberg’s argument is shown toreflect constraints imposed by invasive measurement techniques rather than auniversal prohibition on simultaneous knowledge of conjugate variables.Motivated by this distinction, we propose a conjecture that, in the absence ofmeasurement-induced energy transfer, the simultaneous determination ofposition and momentum may, in principle, be achievable. Our analysis suggeststhat quantum uncertainty, as traditionally formulated, encodes limitations ofcurrent observational methods rather than an intrinsic property of nature. \section{Heisenberg’s original observation and formulation (1927)} In his seminal 1927 paper \emph{Über den anschaulichen Inhalt der quantentheoretischen Kinematik und Mechanik} \cite{Heisenberg1927}, Werner Heisenberg sought to clarify the physical meaning of quantum mechanics rather than to establish a rigorous mathematical theorem. His analysis was based on thought experiments concerning the act of measurement, most notably the γ\gammaγ-ray microscope. Heisenberg argued that any attempt to localize a particle within a spatial region Δx\Delta xΔx requires radiation of wavelength comparable to Δx\Delta xΔx, which inevitably transfers an uncontrollable momentum Δp\Delta pΔp to the particle. As a consequence of this measurement-induced disturbance, he proposed that the product of the inaccuracies in position and momentum measurements satisfies a relation of the order\begin{equation}\Delta x\, \Delta p \sim h .\end{equation}Here, Δx\Delta xΔx and Δp\Delta pΔp denote operational measurement imprecisions arising from the interaction between the measuring apparatus and the system, rather than statistical variances of quantum observables. Heisenberg did not introduce operators, Hilbert space, or probability distributions, nor did he provide a formal inequality with a precise lower bound. The argument was explicitly heuristic and qualitative, emphasizing limitations imposed by the measurement process itself. Consequently, the original uncertainty principle was formulated as a statement about measurement disturbance and experimental resolution, not as a universal mathematical constraint on quantum states. \section{Standard mathematical proof of the position--momentum uncertainty relation} \subsection{Setup and definitions} Let H\mathcal{H}H be a Hilbert space and let ∣ψ⟩∈H|\psi\rangle \in \mathcal{H}∣ψ⟩∈H be anormalized state, ⟨ψ∣ψ⟩=1\langle \psi | \psi \rangle = 1⟨ψ∣ψ⟩=1. Let AAA and BBB beself-adjoint operators (observables) on a common dense domain containing∣ψ⟩|\psi\rangle∣ψ⟩, such that all expressions below are well-defined. Define expectation values\cite{Kennard1927,Robertson1929,Schrodinger1930,Ballentine1998,Sakurai1994}\begin{equation}\langle A \rangle := \langle \psi | A | \psi \rangle,\qquad\langle B \rangle := \langle \psi | B | \psi \rangle .\end{equation}Define the fluctuation (centered) operators\begin{equation}\Delta A := A - \langle A \rangle, \qquad \Delta B := B - \langle B \rangle .\end{equation}The variances are\begin{equation}\sigma_A^2 := \langle (\Delta A)^2 \rangle = \langle \psi | (\Delta A)^2 | \psi \rangle,\qquad\sigma_B^2 := \langle (\Delta B)^2 \rangle = \langle \psi | (\Delta B)^2 | \psi \rangle.\end{equation} \subsection{Key inequality: Cauchy--Schwarz in Hilbert space} Define vectors\begin{equation}|\phi\rangle := \Delta A |\psi\rangle, \qquad |\chi\rangle := \Delta B |\psi\rangle .\end{equation}By the Cauchy--Schwarz inequality,\begin{equation}\langle \phi|\phi\rangle \, \langle \chi|\chi\rangle \ge |\langle \phi|\chi\rangle|^2 .\end{equation}Compute each factor:\begin{equation}\langle \phi|\phi\rangle= \langle \psi| (\Delta A)^\dagger (\Delta A) |\psi\rangle= \langle \psi| (\Delta A)^2 |\psi\rangle= \sigma_A^2,\end{equation}and similarly ⟨χ∣χ⟩=σB2\langle \chi|\chi\rangle = \sigma_B^2⟨χ∣χ⟩=σB2​. Therefore\begin{equation}\sigma_A^2 \sigma_B^2 \ge \left| \langle \psi| \Delta A \Delta B |\psi\rangle \right|^2= |\langle \Delta A \Delta B \rangle|^2 .\label{eq:cs_step}\end{equation} \subsection{Robertson--Schr\"odinger decomposition} Decompose ΔAΔB\Delta A \Delta BΔAΔB into commutator and anticommutator parts:\begin{equation}\Delta A \Delta B=\frac{1}{2}\bigl[\Delta A,\Delta B\bigr]+\frac{1}{2}\bigl\{\Delta A,\Delta B\bigr\},\end{equation}where [X,Y]=XY−YX[X,Y]=XY-YX[X,Y]=XY−YX and {X,Y}=XY+YX\{X,Y\}=XY+YX{X,Y}=XY+YX. Taking expectation values gives\begin{equation}\langle \Delta A \Delta B \rangle=\frac{1}{2}\langle [\Delta A,\Delta B]\rangle+\frac{1}{2}\langle \{\Delta A,\Delta B\}\rangle .\label{eq:decomp_exp}\end{equation} Now note the following facts for self-adjoint A,BA,BA,B:\begin{itemize}\item The operator [ΔA,ΔB][\Delta A,\Delta B][ΔA,ΔB] is anti-self-adjoint, hence⟨[ΔA,ΔB]⟩\langle [\Delta A,\Delta B]\rangle⟨[ΔA,ΔB]⟩ is purely imaginary.\item The operator {ΔA,ΔB}\{\Delta A,\Delta B\}{ΔA,ΔB} is self-adjoint, hence⟨{ΔA,ΔB}⟩\langle \{\Delta A,\Delta B\}\rangle⟨{ΔA,ΔB}⟩ is real.\end{itemize}Therefore the two terms in \eqref{eq:decomp_exp} are orthogonal in the complex plane(real vs.\ imaginary), and we may write\begin{equation}|\langle \Delta A \Delta B \rangle|^2=\left(\frac{1}{2}|\langle [\Delta A,\Delta B]\rangle|\right)^2+\left(\frac{1}{2}\langle \{\Delta A,\Delta B\}\rangle\right)^2 .\label{eq:RS_identity}\end{equation} Substituting \eqref{eq:RS_identity} into \eqref{eq:cs_step} yields theSchr\"odinger uncertainty relation:\begin{equation}\boxed{\sigma_A^2 \sigma_B^2 \ge\left(\frac{1}{2}|\langle [\Delta A,\Delta B]\rangle|\right)^2+\left(\frac{1}{2}\langle \{\Delta A,\Delta B\}\rangle\right)^2}.\label{eq:schrodinger}\end{equation} Since constants commute with everything,\begin{equation}[\Delta A,\Delta B] = [A-\langle A\rangle,\; B-\langle B\rangle] = [A,B].\end{equation}Hence \eqref{eq:schrodinger} can be written as\begin{equation}\boxed{\sigma_A^2 \sigma_B^2 \ge\left(\frac{1}{2}|\langle [A,B]\rangle|\right)^2+\left(\frac{1}{2}\langle \{\Delta A,\Delta B\}\rangle\right)^2}.\end{equation} \subsection{Robertson inequality (weaker but widely quoted)} Dropping the nonnegative anticommutator term gives Robertson's inequality:\begin{equation}\boxed{\sigma_A \sigma_B \ge \frac{1}{2}|\langle [A,B]\rangle|}.\label{eq:robertson}\end{equation} \subsection{Specialization to position and momentum} Take A=xA=xA=x and B=pB=pB=p (one spatial dimension), with canonical commutation relation\begin{equation}[x,p] = i\hbar.\end{equation}Therefore,\begin{equation}|\langle [x,p]\rangle|= |\langle i\hbar \rangle|= \hbar,\end{equation}and \eqref{eq:robertson} yields the standard position--momentum uncertainty relation\begin{equation}\boxed{\sigma_x \sigma_p \ge \frac{\hbar}{2}.}\end{equation} \subsection{Condition for equality (minimum-uncertainty states)} Equality in Cauchy--Schwarz holds iff the vectors are linearly dependent:\begin{equation}\Delta A|\psi\rangle = \lambda \, \Delta B|\psi\rangle\quad \text{for some complex } \lambda.\end{equation}For A=xA=xA=x and B=pB=pB=p, this condition leads (in the xxx-representation) to afirst-order differential equation whose normalized solutions are Gaussianwave packets. Hence Gaussian states saturate σxσp=ℏ/2\sigma_x \sigma_p = \hbar/2σx​σp​=ℏ/2. \subsection{Definition of fluctuation operators and their role in the uncertainty relation} In the mathematical formulation of quantum uncertainty developed after Heisenberg’s original 1927 heuristic proposal, the quantities entering the uncertainty relation were redefined in statistical terms. In particular, in his 1929 paper, Robertson introduced the operators. \noindent\textbf{Critical observation.}The introduction of the fluctuation operators \begin{center}\fcolorbox{red}{white}{ΔA=A−⟨A⟩,ΔB=B−⟨B⟩\Delta A = A - \langle A \rangle,\qquad\Delta B = B - \langle B \rangleΔA=A−⟨A⟩,ΔB=B−⟨B⟩}\end{center} \textbf{constitutes a nontrivial mathematicalassumption rather than a derived physical necessity. In the Robertson--Schrödinger formalism, the uncertainty of observables is defined \emph{a priori} in terms ofstatistical deviations from expectation values, thereby presupposing the verynotion of indeterminacy that the uncertainty principle is intended to justify.In other words, the operators ΔA\Delta AΔA and ΔB\Delta BΔB encode uncertainty byconstruction, since their variances measure ensemble spread relative to a mean.The subsequent derivation of a lower bound on σAσB\sigma_A \sigma_BσA​σB​ thereforeestablishes a constraint on these predefined statistical quantities, rather than demonstrating that physical observables must be uncertain from first principles.Consequently, the uncertainty relation obtained in this manner is logicallyconditional upon the initial choice of variance-based definitions and does not,by itself, prove the existence of intrinsic measurement indeterminacy or disturbance in individual quantum events.} \textit{They actully assumed and defined the spread and uncertainity initial in both the quantities and proved the uncertainity principle.} where AAA and BBB are self-adjoint operators representing observables and⟨A⟩=⟨ψ∣A∣ψ⟩\langle A \rangle = \langle \psi | A | \psi \rangle⟨A⟩=⟨ψ∣A∣ψ⟩ denotes the expectationvalue in a normalized quantum state ∣ψ⟩|\psi\rangle∣ψ⟩ \cite{Robertson1929}.These operators describe deviations of observables from their mean valuesand are introduced in direct analogy with classical statistical fluctuations.The corresponding variances,σA2=⟨(ΔA)2⟩\sigma_A^2 = \langle (\Delta A)^2 \rangleσA2​=⟨(ΔA)2⟩ andσB2=⟨(ΔB)2⟩\sigma_B^2 = \langle (\Delta B)^2 \rangleσB2​=⟨(ΔB)2⟩,measure the statistical spread of measurement outcomes over an ensembleof identically prepared systems
Interpreting quantum mechanics is a hard problem basically because it means explaining why and how the mathematics exploited to formulate wave-particle duality are related to observations or reality in classical physics (due to Newtonian mechanics, special relativity, gravity and entropy). Here, we first prove the limitation of the Heisenberg uncertainty principle by invoking the wave-particle duality and apply it to revise and/or extend the Copenhagen postulates. In particular, even though the said uncertainty exists due to non-commuting operators, but these operators do not commute simply because one of the operators is well-defined in classical physics (particle-like), while the other is wave-like (well-defined in quantum mechanics), or the eigenvalue is not at all defined in classical physics. We also construct a new quantum mechanical postulate (Postulate 9) to deduce why the forbidden gap between discrete energy levels should exist in atoms, molecules and condensed matter phases. In fact, we tackle all the problems arising from the Copenhagen interpretation without violating established experiments and without proposing ideas that violate physical reality.
Abstract One of the foundational principles of quantum mechanics is Heisenberg’s uncertainty relation. According to this relation, no one can measure both the position of a particle and how fast it is moving simultaneously no matter how precise the measuring instruments. Heisenberg’s uncertainty relation and the associated Bohr’s principle of complementarity are explained using simple examples. The idea that measurement disturbs the system is a source of the uncertainty. The philosophical question whether the uncertainty represents only our inability to measure the properties precisely or it has much deeper consequences related to the question of reality is also discussed.