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arXiv:0706.4258 · Physical Review B

Characterization of two-dimensional fermionic insulating states

Ryuichi Shindou, Ken‐Ichiro Imura, Masao Ogata

Published Dec 12, 2006• 4 citations
arXivHTMLPDF

Abstract

Inspired by the duality picture between superconductivity (SC) and insulator in two spatial dimension (2D), we conjecture that the order parameter, suitable for characterizing 2D fermionic insulating state, is the disorder operator, usually known in the context of statistical transformation. Namely, the change of the phase of the disorder operator along a closed loop measures the particle density accommodating inside this loop. Thus, identifying this (doped) particle density with the dual counterpart of the magnetic induction in 2D SC, we can naturally introduce the disorder operator as the dual order parameter of 2D insulators. The disorder operator has a branch cut emitting from this ``vortex'' to the single infinitely far point. To test this conjecture against arbitrary two-dimensional lattice models, we have chosen this branch cut to be compatible with the periodic boundary condition and obtain a general form of its expectation value for noninteracting metal and/or insulator wave function, including gapped mean-field order wave function. Based on this expression, we observed analytically that it indeed vanishes for a wide class of band metals in the thermodynamic limit. On the other hand, it takes a finite value in insulating states, which is quantified by the localization length or the real-valued gauge invariant two form dubbed as the quantum metric tensor. When successively applied along a closed loop, our disorder operator plays the role of twisting the boundary condition of a periodic system. We argue this point by highlighting the Aharonov-Bohm phase associated with this nonlocal operator.

DOI
10.1103/physrevb.74.245107

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Inspired by the duality picture between superconductivity (SC) and insulator in two spatial dimension (2D), we conjecture that the order parameter, suitable for characterizing 2D fermionic insulating state, is the disorder operator, usually known in the context of statistical transformation. Namely, the change of the phase of the disorder operator along a closed loop measures the particle density accommodating inside this loop. Thus, identifying this (doped) particle density with the dual counterpart of the magnetic induction in 2D SC, we can naturally introduce the disorder operator as the dual order parameter of 2D insulators. The disorder operator has a branch cut emitting from this ``vortex'' to the single infinitely far point. To test this conjecture against arbitrary two-dimensional lattice models, we have chosen this branch cut to be compatible with the periodic boundary condition and obtain a general form of its expectation value for noninteracting metal and/or insulator wave function, including gapped mean-field order wave function. Based on this expression, we observed analytically that it indeed vanishes for a wide class of band metals in the thermodynamic limit. On the other hand, it takes a finite value in insulating states, which is quantified by the localization length or the real-valued gauge invariant two form dubbed as the quantum metric tensor. When successively applied along a closed loop, our disorder operator plays the role of twisting the boundary condition of a periodic system. We argue this point by highlighting the Aharonov-Bohm phase associated with this nonlocal operator.
In this brief report, we introduce a disorder operator or (dual) vortex field compatible with the periodic boundary condition (p.b.c.) and estimate its expectation value with respect to non‐interacting wavefunctions (w.f.) and gapped mean‐field ordered w.f. on a quite general footing. For metallic cases, its expectation value reduces to zero in the thermodynamic limit for almost arbitrary Fermi surfaces (F.S.). Meanwhile, it remains finite for the band insulating case/gapped mean‐field order case, whose value is characterized by the localization length.
The localization tensor is a measure of distinguishability between insulators and metals. This tensor is related to the quantum metric tensor associated with the occupied bands in momentum space. In two dimensions and in the thermodynamic limit, it defines a flat Riemannian metric over the twist-angle space, topologically a torus, which endows this space with a complex structure, described by a complex parameter $\ensuremath{\tau}$. It is shown that the latter is a physical observable related to the anisotropy of the system. The quantity $\ensuremath{\tau}$ and the Riemannian volume of the twist-angle space provide an invariant way to parametrize the flat quantum metric obtained in the thermodynamic limit. Moreover, if, by changing the couplings of the theory, the system undergoes quantum phase transitions in which the gap closes, the complex structure $\ensuremath{\tau}$ is still well defined, although the metric diverges (metallic state), and it is fixed by the form of the Hamiltonian near the gap closing points. The Riemannian volume is responsible for the divergence of the metric at the phase transition.
The phase diagrams and phase transitions of bosons with short-ranged repulsive interactions moving in periodic and/or random external potentials at zero temperature are investigated with emphasis on the superfluid-insulator transition induced by varying a parameter such as the density. Bosons in periodic potentials (e.g., on a lattice) at T=0 exhibit two types of phases: a superfluid phase and Mott insulating phases characterized by integer (or commensurate) boson densities, by the existence of a gap for particle-hole excitations, and by zero compressibility. Generically, the superfluid onset transition in d dimensions from a Mott insulator to superfluidity is ``ideal,'' or mean field in character, but at special multicritical points with particle-hole symmetry it is in the universality class of the (d+1)-dimensional XY model. In the presence of disorder, a third, ``Bose glass'' phase exists. This phase is insulating because of the localization effects of the randomness and analogous to the Fermi glass phase of interacting fermions in a strongly disordered potential.The Bose glass phase is characterized by a finite compressibility, no gap, but an infinite superfluid susceptibility. In the presence of disorder the transition to superfluidity is argued to occur only from the Bose glass phase, and never directly from the Mott insulator. This zero-temperature superfluid-insulator transition is studied via generalizations of the Josephson scaling relation for the superfluid density at the ordinary \ensuremath{\lambda} transition, highlighting the crucial role of quantum fluctuations. The transition is found to have a dynamic critical exponent z exactly equal to d and correlation length and order-parameter correlation exponents \ensuremath{\nu} and \ensuremath{\eta} which satisfy the bounds \ensuremath{\nu}\ensuremath{\ge}2/d and \ensuremath{\eta}\ensuremath{\le}2-d, respectively. It is argued that the superfluid-insulator transition in the presence of disorder may have an upper critical dimension dc{d}_{c}dc​ which is infinite, but a perturbative renormalization-group calculation wherein the critical exponents have mean-field values for weak disorder above d=4 is also discussed. Many of these conclusions are verified by explicit calculations on a model of one-dimensional bosons in the presence of both random and periodic potentials. The general results are applied to experiments on 4He^{4}\mathrm{He}4He absorbed in porous media such as Vycor. Some measurable properties of the superfluid onset are predicted exactly [e.g., the exponent x relating the \ensuremath{\lambda} transition temperature to the zero-temperature superfluid density is found to be d/2(d-1)], while stringent bounds are placed on others. Analysis of preliminary data is consistent with these predictions.
It is well known that the metal-insulator transition in two dimensions for non-interacting fermions takes place at infinitesimal disorder. In contrast, the superconductor-to-insulator transition takes place at a finite critical disorder (on the order of Vc ~ 2t), where V is the typical width of the distribution of random site energies and t is the hopping scale. In this article we compare the localization/delocalization properties of one and two particles. Whereas the metal-insulator transition is a consequence of single-particle Anderson localization, the superconductor-insulator transition (SIT) is due to pair localization – or, alternatively, fluctuations of the phase conjugate to pair density. The central question we address is how superconductivity emerges from localized single-particle states. We address this question using inhomogeneous mean field theory and quantum Monte Carlo techniques and make several testable predictions for local spectroscopic probes across the SIT. We show that with increasing disorder, the system forms superconducting blobs on the scale of the coherence length embedded in an insulating matrix. In the superconducting state, the phases on the different blobs are coherent across the system whereas in the insulator long-range phase coherence is disrupted by quantum fluctuations. As a consequence of this emergent granularity, we show that the single-particle energy gap in the density of states survives across the transition, but coherence peaks exist only in the superconductor. A characteristic pseudogap persists above the critical disorder and critical temperature, in contrast to conventional theories. Surprisingly, the insulator has a two-particle gap scale that vanishes at the SIT despite a robust single-particle gap.
Competition between superconductivity and disorder plays an essential role in understanding the metal-insulator transition. Based on the Bogoliubov-de Gennes framework, we studied an 2D s-wave fermionic optical lattice system with both spin- orbit coupling and disorder are presented. We find that, with the increase of the strength of disorder, the mean superconducting order parameter will vanish while the energy gap will persist, which indicates that the system undergoes a transition from a superconducting state to a gapped insulating state. This can be confirmed by calculating the inverse participation ratio. We also find that, if the strength of disorder is small, the superconducting order parameter and the energy gap will decrease if we increase the strength of spin-orbit coupling and Zeeman field. In the large disorder limits, the increase of the strength of spin- orbit coupling will increase the mean superconducting order parameter. This phenomenon shows that the system is more insensitive to disorder if the spin-orbit coupling is presented. Numerical computing also shows that the whole system breaks up into several superconducting islands instead of being superconductive.
Competition between superconductivity and disorder plays an essential role in understanding the metal-insulator transition. Based on the Bogoliubov-de Gennes framework, we studied an 2D s-wave fermionic optical lattice system with both spin- orbit coupling and disorder are presented. We find that, with the increase of the strength of disorder, the mean superconducting order parameter will vanish while the energy gap will persist, which indicates that the system undergoes a transition from a superconducting state to a gapped insulating state. This can be confirmed by calculating the inverse participation ratio. We also find that, if the strength of disorder is small, the superconducting order parameter and the energy gap will decrease if we increase the strength of spin-orbit coupling and Zeeman field. In the large disorder limits, the increase of the strength of spin- orbit coupling will increase the mean superconducting order parameter. This phenomenon shows that the system is more insensitive to disorder if the spin-orbit coupling is presented. Numerical computing also shows that the whole system breaks up into several superconducting islands instead of being superconductive.